EFTA02120823Set 10
2013-11-279p2,140w
JEFF initiate BREE LW (b), TYMN LN (b), MLSH LN (h), KepChev downgrade HOLMB SS, SKG ID
• BofAML initiate ABG SM (n), Goodbody downgrade SMDS LN, RAYJ downgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120823.pdf
EFTA02123897Set 10
2013-10-288p1,901w
Lampe downgrades SPR GY, JEFF upgrades SGE LN, Investec d/g LLOY LN,
• KepChev d/g PHIA NA, initiate OSR GY (r) Swedbank u/g KVAER NO, NCCB SS
Reporting Pre-Open: BIIB
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123897.pdf
EFTA02114263Set 10
2014-02-248p1,984w
SPRT LN, JPM upgrade OSC GY, SCVB SS, THR BB
KBC upgrade THR BB, KepChev initiate FER SM (b), Natixis downgrade BKIA SM, VOW GY
EFTA_R1_00738952
EFTA02114265
- Nordea
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114263.pdf
EFTA02128729Set 10
2013-09-138p1,870w
Oddo restart ALO FP (n), Natixis upgrade NK FP
• Exane downgrade HAV FP, KepChev upgrade RHK GY, downgrade SEM AV
• HSBC upgrade MPI LN, remove G1A GY from super
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128729.pdf
EFTA02122294Set 10
2013-11-139p2,367w
TSCO LN, ING upgrade AGN NA,
• JPM downgrade PSG SM, initiate ETLN LN (ow), KepChev downgrade ARL CY,
• Numis upgrade PFL LN, downgrade TATE LN, CBK upgrade JEN GY, downgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122294.pdf
EFTA02136101Set 10
2013-06-078p1,887w
BT/A LN, MS upgrade BELG BB,
Bernstein upgrade KPN NA, Beren downgrade HOT GY, KepChev downgrade ALT FP
✓ Exane reit sell MTX GY, upgrade BAYN GY, downgrade ALT FP, Panm
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02136101.pdf
EFTA02128810Set 10
2013-09-099p2,106w
HSBC initiate EDCL LI (n), Mediobanca initiate PGHN SW (op), VONN SW (op)
KepChev upgrade TEN IM, VK FP, Libr upgrade CSR LN, Panmure upgrade BDEV LN
Mainfirst upgrade LONN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128810.pdf
EFTA02121749Set 10
2013-11-089p2,318w
ENSK u/g MEKO SS, d/g
EFTA_R1_00756156
EFTA02121752
CCS SS
KepChev downgrade DEC FP, A2A IM, CGG FP, Numis upgrade ABF LN, Lampe d/g GIB CY, MLP
CY, DWNI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121749.pdf
EFTA02137076Set 10
2013-06-108p1,997w
from emerging EMEA call list, upgrade
EVR LN
• MAQ double upgrade WCH GY, KepChev downgrade AZN LN, Pareto downgrade YAR NO
• Numis downgrade NAV LN, CGL LN, AML LN, upgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02137076.pdf
EFTA02114020Set 10
2014-02-198p2,006w
Exane downgrade SW1 GY
• GS downgrade CA FP, JEFF upgrade MKS LN, KepChev downgrade TEN IM
Berenberg upgrade JAZ SM, Akros downgrade TEN IM
Reporting Pre-Open: DVN, GRMN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114020.pdf
EFTA02113512Set 10
2014-02-258p2,046w
BMPS IM, JPM downgrade CARLB DC, Nordea d/g JYSK DC, Cantor d/g KER FP
KepChev upgrade PRS SM, initiate ZEH SW, KABA SW, FORN SW (buy)
Reporting Pre-Open
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02113512.pdf
EFTA02113889Set 10
2014-03-038p1,931w
upgrade YAR NO, DB upgrade BP IM, Pareto initiate AMEAS FH, NRE1V FH (buy)
• KepChev downgrade WRT1V FH, initiate EZJ LN (hold), RBC upgrade HGG LN, EMG LN
• Ensk downgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02113889.pdf
EFTA02128826Set 10
2013-09-128p2,010w
upgrade FIXB SS, downgrade KNEBV FH, Equita upgrade GTO
NA
Oddo upgrade UL NA, KepChev upgrade FNC IM, SEB downgrade KNEBV FH, WRT1V FH, DNB
NO
Reporting Pre-Open
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128826.pdf
EFTA02121389Set 10
2020-11-139p2,210w
RCUS BB (b), Nomura initiate MERL LN (n), DBK downgrade LPK GY, DBK GY
• KepChev downgrade UNI BB, TRN IM, Natixis upgrade SBRY LN, MS dig MAP SM
• Nordea downgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121389.pdf
EFTA02123847Set 10
2013-10-3110p2,550w
Akros downgrade F IM, upgrade IND IM
• CBK downgrade SIE GY, KepChev downgrade DB1 GY, VOE AV
Reporting Pre-Open: ABC, AVP, BEAM, CAH, CI, CLX, COP, DISCA
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123847.pdf
EFTA00387400Set 9
2013-07-177p1,921w
downgrade SWEDA SS, KepChev pushing UBM LN & INF LN, Fidentis dig PIA IM
•• Natixis upgrade BATS LN, downgrade IMT LN, Exane upgrade SOLB BB
•• MainFirst downgrade AF FP, Numis initiate
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387400.pdf
EFTA00379164Set 9
2013-11-257p2,028w
downgrade INVEB SS, Investec upgrade ULE LN, CHG LN
•• JEFF upgrade EZJ LN, KepChev upgrade FME GY, downgrade GBF GY
•• MS upgrade SAB LN, Natixis upgrade NOVN VX, Numsi downgrade
https://www.justice.gov/epstein/files/DataSet%209/EFTA00379164.pdf
EFTA00386460Set 9
2013-08-018p2,693w
DUFN SW, upgrade PLT IM
•• Medio upgrade BRE IM, Exane initiate GKN LN (b), KepChev upgrade PRS IM
•• Natixis downgrade SAN FP, JMT PL, KBC upgrade PHARMA NA (h)
• Danske
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386460.pdf
EFTA00376741Set 9
2014-01-088p2,248w
B1O3 GY, RBC downgrade DETNOR NO
• JEFF upgrade MARS LN, KepChev double upgrade SDF GY, MAQ downgrade DNB NO
• JPM downgrade SCR FP, DEB LN, EVD GY, O1BC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00376741.pdf