Epstein Files Search

EFTA00201075Set 9

2007-12-1057p11,924w

07/16/07 GLIMCHER REALTY TRUST-S8I GAT 2.000 0.4808 961.60 REC 06/29/07 PAY 07/16/07 07/16/07 KIMCO REALTY CORP KIM 98 0.3600 35.28 REC 07/05/07 PAY 07/16/07 027 OW01/0707:19 001 V015 ... RAMO: STOCK P/SECTOR MW KED DAVIS RESEARCH RATI/43: B KIMCO REALTY CORP KIM CASH 98 38.0700 3.731 141 3.7791 BSC RAMO STOCK 0/SECTOR MU GREEN STREET ADVISORS. INC. RATING ... RAMO: STOCK P/SECTOR MW LEO DAVIS RESEARCH RATING: B KIMCO REALTY CORP KIM CASH 98 46.2900 4.536 141 3.1085 BSC RATING: STOCK 0/SECTOR MW GREEN STREET ADVISORS. INC. RATING

https://www.justice.gov/epstein/files/DataSet%209/EFTA00201075.pdf

EFTA01324702Set 10

58p12,473w

RATING 5TOCX P/SECTOR MW MED DANK RESEARCH RUM: li 0 KIMCO REALTY CORP ELSC RATI14: STOCK 0/SECTOR PM' GREEN STRUT AOVLSORS. INC. RATP/G: H KIM CASH ... RATING STOCK P/SECTOR MW MD DAVIS RISE/API RAMC: 8 0 KIMCO REALTY CORP LtSC OHM STOCK 0/SECTOR MU RATINCKSTREET ADVISORS. NC. GREEN MIA CASH ... STOCK Matte. NED DIMS RESEARCH RATIN& 0 KIMCO REALTY CORP NC PARKS STOCK 0/SECTOR MW GREEN STREET ADVISORS. RC. KPA CASH

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324702.pdf

EFTA00200981Set 9

94p19,281w

RATING: STOCK P/SECTOR MO NED DAVIS RESEARCH RATING: B KIMCO REALTY CORP KIM CASH 98 44.9500 4,405 141 3.2009 BSC RATING: STOCK 0/SECTOR MW GREEN STREET ADVISORS. INC. RATING ... RATING: STOCK P/SECTOR MO NED DAVIS RESEARCH RATING: B KIMCO REALTY CORP KIM CASH 98 46.3800 4,545 141 3.1023 BSC RATING: STOCK 0/SECTOR MW GREEN STREET ADVISORS. INC. RATING ... DATE DATE TRANSACTION DESCRIPTION SYMI/OcCUSIP GUMMY PRICE DUE AMOUNT CRIX0 Wail 11/01/06 EXCHANGE KIMCO REALTY CORP KIM 98 illISI. R2Stailr 11/01/06 MERGER PAN PACIFIC RETAIL PROPERTIES 698061104 -436 TO 11/30/06

https://www.justice.gov/epstein/files/DataSet%209/EFTA00200981.pdf

EFTA01427346Set 10

2016-07-119p4,222w

3/1/2019 2.1660656494798594 Banks 1/30/2014 37MM Yes Yes NON-CUMULATIVE kim j pfd KIM J KIMCO REALTY CORP 5.50 Baa2 BBB- Baa2/BBB- 25.97 5.34 8850402379428 7/25/2017 2.7745716187235434 REITS 7/25/2012 ... CUMULATIVE kim k pfd KIM K KIMCO REALTY CORP 5.625 Baa2 BBB- Baa2/BBB- 26.26 5.41 0637312957274 12/7/2017 2.7763561710311198 REITS 12/7/2012 7MM No No CUMULATIVE kim I pfd KIM I KIMCO

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01427346.pdf

EFTA01121630Set 9

2013-11-2215p10,820w

Global Investment Opportunities Group J.P. Morgan Securities LLC. Account Position and MTM Summary (Open Positions

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121630.pdf

EFTA01121588Set 9

2013-05-3114p10,128w

Global Investment Opportunities Group J.P. Morgan Securities LLC. Account Position and MTM Summary (Open Positions

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121588.pdf

EFTA01422345Set 10

2016-06-1516p4,833w

Baa3 BBB- 28.03 6.022727556475555 3/1/2019 2.1949369265579843 Banks 1/30/2014 37MM Yes Yes NON-CUMULATIVE KIMCO REALTY CORP KIM 3.7826087474823 Hold kim j pfd 49446R778 9178.50 5.50 Baa2 BBB- 25.88 5.372449104184812 7/25/2017 ... REITS 7/25/2012 9MM No No CUMULATIVE KIMCO REALTY CORP KIM 3.7826087474823 Hold kim k pfd 49446R745 16811.566666666666 5.625 Baa2 BBB- 25.97 5.476684536885471 12/7/2017 3.6075185621521246 REITS 12/7/2012 7MM No No CUMULATIVE ... KIMCO REALTY CORP KIM 3.7826087474823 Hold kim I pfd 49446R794 17860.066666666666 6 Baa2 BBB- 26.58 5.710478728466737 3/20/2017 -0.9491171196543277 REITS 3/20/2012 16MM No No CUMULATIVE MERRILL LYNCH CAP III Not Rated

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422345.pdf

EFTA01121645Set 9

15p11,955w

Global Investment Opportunities Group J.P. Morgan Securities LLC. I0 Glob•I tovntou-ot <>noonunities Account

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121645.pdf

EFTA01430490Set 10

2016-06-157p4,391w

Baa3 BBB- 28.03 6.022727556475555 3/1/2019 2.1949369265 579843 Banks 1/30/2014 37MM Yes Yes NON-CUMULATIVE KIMCO REALTY CORP KIM 3.7826087474823 Hold kim j pfd 49446R778 9178.50 5.50 Baa2 ... 7/25/2017 3.147390118771025 REITS 7/25 /2012 9MM No No CUMULATIVE KIMCO REALTY CORP KIM 3.7826087474823 Hold kim k pfd 49446R745 16811.566666 666666 5.625 Baa2 BBB- 25.97 5.476684536885471 12/7/2017 3.6075185621521246 REITS 12/7/2012 ... CUMULATIVE KIMCO REALTY CORP KIM 3.7826087474823 Hold kim I pfd 49446R794 17860.066666 666666 6 Baa2 BBB- 26.58 5.710478728466737 3/20/2017 -0.9491171196543277 REITS 3/20/2012 16MM No No CUMULATIVE MERRILL LYNCH

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01430490.pdf

EFTA01539497Set 10

2011-12-3195p9,904w

PNNA /BA1 GMAC CAPITAL TRUST I PFD STK 8 1/8% 361860-20-8 P KIMCO REALTY CORP 6% PFD 49446R ... 3/20 3/27 3/22 3/27 3/22 3/27 3/22 3/27 3/23 3/28 Write Option Purchase Description KIMCO REALTY CORP 6% PFD @ 25.00 J.P. MORGAN SECURITIES LLC (ID: 49446R-79-4) ALLISON TRANSMISSION ... 92857F-10-7) ALEXANDRIA REAL ESTATE E PFD 6.45% (ID: 015271-70-3) KIMCO REALTY CORP 6% PFD (ID: 49446R-79-4) MERRIMACK PHARMACEUTICALS INC (ID: 590328-10-0) EFTA01539560

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539497.pdf

EFTA01437758Set 10

2016-10-18227p26,387w

Kilroy Realty Corp. Digital Realty Trust Friday, Oct 28 Independence Realty Trust Ventas Inc. Kimco Realty Corp. Camden Property Trust Macerich Co. Monday, Oct 31 CyrusOne Inc. Tuesday

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01437758.pdf

EFTA01388625Set 10

2016-10-181p257w

Properties GGP Independence Realty Trust IRT Kennedy-Wilson Holdings KW Kilroy Realty Corp. KRC Kimco Realty Corp. KIM Macerich Co. MAC Mack-Cali Really Corp. CLI Medical Properties Trust

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01388625.pdf

EFTA01388959Set 10

2016-10-181p257w

Properties GGP Independence Realty Trust IRT Kennedy-Wilson Holdings KW Kilroy Realty Corp. KRC Kimco Realty Corp. KIM Macerich Co. MAC Mack-Cali Really Corp. CLI Medical Properties Trust

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01388959.pdf

EFTA01382378Set 10

1p777w

York 10022. (5) KRS AB Acquisition, LLC and KRS ABS, LLC are affiliates of Kimco Realty Corporation. The address for KRS AB Acquisition ... Kimco Realty Corporation, Attention: Ray Edwards and Bruce Rubenstein, 3333 New Hyde Park Road, New Hyde Park. New York 11042. 174 hill). UN% W. sce.go% Archk edgar data

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382378.pdf

EFTA01539938Set 10

2012-08-0198p10,915w

Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO KIMCO REALTY CORP PFD 5 1/2% @ 24.60166 158,090.27 BROKERAGE ... MORGAN EFTA01539993 SECURITIES LLC (ID: 42217K-10-6) KIMCO REALTY CORP PFD 5 1/2% @ 24.54322 161,347.13 BROKERAGE 262.96 TAX &/OR SEC 3.62 J.P. MORGAN SECURITIES LLC (ID: 49446R

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539938.pdf

EFTA01261001Set 9

94p20,280w

RUNG: STOCA PrSECTOR AID NED DAVIS RESEARCH RATING: 8 KIMCO REALTY CORP 'CPA CASH 98 48.3800 4.545 141 3.1023 BSC RATING: STOCX CUSECTC41 MN GREEN STREET ADY6ORS. M. RATING ... MISCELLANEOUS rn an IOW 15/6545•41106 D65.01001011 0T «UR CREW *NOWT 11/01/06 CASSRIEU KIMCO REALTY CORP 10.34 $60.0DP/SS.2253 KØ 11/01/06 MERGER PAN PACIFIC RETML PROPERTIES 26.160.00 NC PO04271

https://www.justice.gov/epstein/files/DataSet%209/EFTA01261001.pdf

EFTA01493331Set 10

2012-08-011p307w

Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/htaturities/Redemptions 8/6 Sale KIMCO REALTY CORP PFD 51/2% 0 24.60166 (6,426.000) 24.561 157,829.68 (19300.00) (Z820.32 ... 8/OR SEC 3.64 J.P. MORGAN SECURITIES LLC (ID: 42217K-10-6) 8/7 Sale KIMCO REALTY CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493331.pdf

EFTA01539853Set 10

2012-07-0185p9,090w

DDRC GMAC CAPITAL TRUST I PFD STK 8 1/8% 361860-20-8 KIMCO REALTY CORP PFD 5 1/2% 49446R-77-8 KIM PJ Total Preferred Stocks ... AMERICAN CAPITAL AGENCY CORP @ 34.10 J.P. MORGAN SECURITIES LLC (ID: 02503X-10-5) KIMCO REALTY CORP PFD 5 1/2% @ 25.00 J.P. MORGAN SECURITIES LLC (ID: 49446R-77-8) SPLUNK

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539853.pdf

EFTA00199200Set 9

632p144,902w

PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY RHCO SEC FEE .86 12/17/01 101001 SOLD KIMCO REALTY CORP KIM .1.100 49.25000 54.092.19 WITH DUE BLL SPIT 3: 2 EXECUTION BY BUCK

https://www.justice.gov/epstein/files/DataSet%209/EFTA00199200.pdf

EFTA01322916Set 10

632p150,286w

LIMIER CERTAIN CIRCUMSTANCE EXECUTION BY RHCO SEC FEE 66 12/12701 SOLD KIMCO REALTY CORP IOU -1.100 46is000 54.092.19 Rum DUE Nu. SPLT 3: 2 EXECUIX/N BY BUCK r COMMISSION

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01322916.pdf