EFTA00236238Set 9
2013-08-205p2,853w
MONEY MARKET
481240813 MFV1VU 1.00 01/01/1111 0.00 06/09/2014 1.00 0.00 0.00% L
FUND MORGAN
KIRIN HOLDINGS LTD SPON ADR 497350306 KNBWY 1,250.00 04/03/2013 20,221.50 07/15/2014 ... KIRIN HOLDINGS LTD WON ADR 497350306 KNBWY 600.00 04/22/2013 9,792.00 07/15/2014 8,526.31 -1,265.69 -12.93% 1
KIRIN HOLDINGS LTD SPON ADR 497350306 KNBWY 325.00 07/12/2013 5,323.50 07/15/2014 ... KIRIN HOLDINGS LTD WON ADR 497350306 KNBWY 400.00 08/05/2013 6,262.36 07/15/2014 5,684.21 -578.15 -9.23% S
KIRIN HOLDINGS LTD SPON ADR 497350306 KNBWY 435.00 08/06/2013 6,911.50 07/15/2014
https://www.justice.gov/epstein/files/DataSet%209/EFTA00236238.pdf
EFTA01566306Set 10
2013-08-01161p15,732w
ITYB Y
ISRAEL CHEMICALS LTD
ADR
465036-20-0 ISCH Y
KIRIN HOLDINGS COMPANY LTD
SPONS ADR
497350-30-6 KNBW Y
LUKOIL OAO SPONS ADR
MTN GROUP ... 8/26
8/21
8/26
8/22
8/27
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Description
KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 15.6259
6,250.36 BROKERAGE 12.00 ESI SECURITIES COMPANY ... KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 15.8585
6,898.45 BROKERAGE 13.05 ESI SECURITIES COMPANY
(ID: 497350-30-6)
NIPPON TEL & TEL CORP ADR @ 26.2692 13,397.29
BROKERAGE 20.40 ESI SECURITIES
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566306.pdf
EFTA01565500Set 10
2013-04-0147p4,657w
IMPERIAL TOBACCO PLC
ADR
ITYB Y
ISRAEL CHEMICALS LTD
ADR
ISCH Y
KIRIN HOLDINGS COMPANY LTD
SPONS ADR
KNBW Y
Page ... 4/22
4/25
4/22
4/25
4/22
4/25
4/22
4/25
Purchase
Purchase
Purchase
EFTA01565528
Purchase
Purchase
KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 16.1472
20,184.00 BROKERAGE 37.50 ESI SECURITIES
COMPANY ... ISRAEL CHEMICALS LTD ADR @ 12.2857 18,858.55
BROKERAGE 46.05 ESI SECURITIES COMPANY
(ID: )
KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 16.29
9,774.00 BROKERAGE 18.00 ESI SECURITIES COMPANY
(ID: )
MTN GROUP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565500.pdf
EFTA01567649Set 10
2014-04-0111p1,965w
/AC-000000031499
RFB=00576920140417PW BBI=/TIME/12:09 IMAD:
0417B6B71K1C002125 TRN: 2668009107FF
Quantity
Cost
Description
KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 0.174791
PER SHARE (ID: 497350-30-6)
GLAXOSMITHKLINE PLC SPONS ... 4/1/14 to 4/30/14
Type
Settle Date Selection Method
Withdrawals
4/7
4/11
4/14
Expenses
Description
KIRIN HOLDINGS COMPANY LTD SPONS ADR REPRESENTS
@ .026 DEPOSITORY FEE (ID: 497350-30-6)
Misc Disbursement ... Quantity
Cost
Amount
(78.26)
(1,156.11)
(1,156.11)
($2,390.48)
FGN Tax Withheld
KIRIN HOLDINGS COMPANY LTD SPONS ADR TAX
WITHHELD JAPAN 10.00% (ID: 497350-30-6)
(52.61)
Page
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567649.pdf
EFTA01518944Set 10
2013-09-011p253w
WITHHELD NETHERLANDS 15.00% 1,830.000 (8os)
(ID: 90478470-9)
9/12 Foreign Dividend KIRIN HOLDINGS COMPANY LTD SPONS ADR 0.180072 1,850.030 0.18 333.13
PER SHARE (ID: 497350304)
9/12 Expenses KIRIN ... REPRESENTS 1,850.000 (40.70)
.022 DEPOSITORY FEE (ID: 497350-304)
9/12 FGN Tax Withheld KIRIN HOLDINGS COMPANY LTD SPONS ADR TAX 1,850.000 (23.81)
WITHHELD JAPAN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518944.pdf
EFTA01566268Set 10
2013-08-0138p3,808w
ITYB Y
ISRAEL CHEMICALS LTD
ADR
465036-20-0 ISCH Y
KIRIN HOLDINGS COMPANY LTD
SPONS ADR
497350-30-6 KNBW Y
LUKOIL OAO SPONS ADR
MTN GROUP ... Date
Settle Date
Type
Description
Settled Securities Purchased
8/5
Purchase
8/8
8/6
8/9
Purchase
KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 15.6259
6,250.36 BROKERAGE 12.00 ESI SECURITIES COMPANY ... KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 15.8585
6,898.45 BROKERAGE 13.05 ESI SECURITIES COMPANY
(ID: 497350-30-6)
Page 14 of 16
435.000
15.889
(6,911.50)
Quantity
400.000
Per Unit
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566268.pdf
EFTA01274387Set 10
2014-02-02330p153,621w
Current yield: 4.66% 515.003 --This information was unavailable
--- 81.750 42,101.25
KIRIN HOLDINGS LTD SPON ADR
Symbol: KNEIWY Exchange: OTC
EAI: 1534 Current yield 2.02% 3,010.000 --This information ... Security total 515.000 70.429 36270.85 41,900.40 5,629.55
KIRIN HOLDINGS LTD WON ADR
Symbol: KNBWY Exchange: OTC
EAI: 9634 Current yield
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01274387.pdf
Unit
Settle Date Type DeScrIption Quantity Amount Market Cost
Settled Securities Purchased
8/5 Purchase KIRIN HOLDINGS COMPANY LTD SPONS ADR (a 15.6259 400.000 15658 (6.262.38)
8/8 6,25936 BROKERAGE ... SECURITIES COMPANY
(ID: 497350-304)
8/6 Purchase KIRIN HOLDINGS COMPANY LTD SPONS ADR at 15.8585 435.000 15.889 (6,911.50)
8/9 6,898.45 BROKERAGE 13.05 ESI SECURITIES COMPANY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518840.pdf