EFTA00602612Set 9
2014-04-1626p5,904w
Estate Planning Overview
Presented to:
Leon D. and Debra R. Black
Overview of Estate Plan as of April 16, 2014
May 16, 2014
Nancy A. Kistler, CFP® Aaron Shamshoian ... America Private Wealth Management
114 West 47th Street
New York, New York 10036
EFTA00602612
Leon D. and Debra R. Black
Overview of Estate Plan as of Apri116, 2014
Statement ... Member FDIC.
$1111 Bank «Amerce CaToration.ddl Pests mend
Page 2 of 26
EFTA00602613
Leon D. and Debra R. Black
Overview of Estate Plan as of April 16, 2014
Assumptions
Exemption
https://www.justice.gov/epstein/files/DataSet%209/EFTA00602612.pdf
EFTA00585511Set 9
2006-12-2116p4,009w
INDEMNIFICATION AGREEMENT
Agreement made as of the day of , 2013, by and
between (1) LEON D. BLACK ("LEON"), JOHN J. HANNAN ("JOHN") and RICHARD
RESSLER ("RICHARD"), each individually ... trustee of the BLACK 2006 FAMILY
TRUST (the "Trust"), and (2) LEON, DEBRA R. BLACK ("DEBRA"), BENJAMIN BLACK
("BENJAMIN"), JOSHUA BLACK ("JOSHUA"), ALEXANDER BLACK ("ALEXANDER")
and VICTORIA BLACK ("VICTORIA ... created under article II of the trust agreement dated
December 21, 2006 between LEON, as settlor, and LEON and JOHN, as trustees (the "Trust
Agreement").
2. RICHARD became an additional
https://www.justice.gov/epstein/files/DataSet%209/EFTA00585511.pdf
EFTA01398320Set 10
2018-02-0632p3,567w
Subject: RE: New Derivatives account. [I]
From: Paolo De-Leon
Date: Tue, 06 Feb 2018 17:22:29 -0500
To: Teresa Metallo
Cc: Keith Buckholz
Jason Wang
Hi Teresa,
Fortunate ... From: Teresa Metallo
Sent: Thursday, Januar 18, 2018 12:11 PM
To: Paolo De-Leon ; Surendra Singh
; Abhijit Mukherjee < ; Debra
; Halina Laczny <
; Srikanta Gouda
<fx-
Subject: RE: New Derivatives account ... Regulatory - Risk & Control
60 Wall Street
New York, NY 10005
Tel # (-
From: Paolo De-Leon
Sent: Thursday, Januar 18, 2018 11:07 AM
To: Surendra Singh < ; Abhijit Mukherjee
; Debra Jasper
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398320.pdf
EFTA01398390Set 10
2018-01-1725p2,759w
Subject: RE: New Derivatives account. [I]
From: Paolo De-Leon ‹ >
Date: Wed, 17 Jan 2018 11:01:56 -0500
To: Sachiva Gupta
Abhijit Mukherjee
Cc: Keith Buckholz
Hi Sachiva ... following up please. Can you please provide an update.
Thanks,
Paolo
From: Paolo De-Leon
Sent: Thursday, January 11, 2018 4:55 PM
To: Sachiva Gupta Abhijit Mukherjee
Cc: Keith ... linked to the DDR.
Thanks,
Paolo
EFTA01398390
{cid:image008.png@OlD03F70.4C7A3960}
Paolo De Leon
Assistant Vice President I Credit Risk Officer
Deutsche Bank Trust Company Americas
Business Risk Management
345 Park
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398390.pdf
EFTA00600158Set 9
2014-01-092p681w
Friedman. Its principal purpose is the
acquiring, owning, holding for investment, borrowing against (includingfor Leon's individual,
personal benefit), and otherwise disposing offine art of every type and description ("Investment ... Members, unless the Members have elected a single Member to act
as the Manager. Leon is an "Authorized Person" with power to make all decisions regarding the
buying, selling, owning ... pledging of "Investment Assets."
The original Members, Leon (99%) and Debra (1%), initially contributed $70,000,000 of fine art.
On June 27, 2012 Debra assigned her 1% interest
https://www.justice.gov/epstein/files/DataSet%209/EFTA00600158.pdf
EFTA00386744Set 9
2013-07-254p473w
arrive PB via Delta 1902
FRIDAY JULY 26, 2013 PB-NY?
Reminder: 7pm Leon Botstein c Opera, Sosnoff Theater (Fisher Centerfor the Performing Arts
at Bard College)
Reminder: Yoed ... Bard. TAIL#N76TBA
Associated Aircraft Group Charter Sales Contact: (Larry V chartered heli)
Leon Botstein's house phone is
Leon's cell is
Catherine Luiggi's cell (assistant)
Karyna ... Point Person
11:00am Leon Botstein to greet JE when he lands at Red Hook, NY with 2 cars. JE to then
meet with Leon at Leon's home. (Leon
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386744.pdf
EFTA00292681Set 9
2014-04-2921p4,077w
LEON BLACK
AS
GRANTOR
TO
LEON BLACK
AND
MELANIE SPINELLA
AS
TRUSTEES
OF
THE J. BLACK TRUST
DATED APRIL 29, 2014
EFTA00292681
TRUST AGREEMENT dated April ... among LEON
BLACK, as Grantor, and LEON BLACK and MELANIE SPINELLA, as Trustees.
FIRST
Transfer to Trustees
The Grantor hereby transfers to the Trustees, IN TRUST, and the
Trustees hereby ... Trust assets, thereby terminating the Trust.
B. The foregoing notwithstanding, the Trustees (other than Leon
Black) then acting (including the case where only one such Trustee other than
Leon Black
https://www.justice.gov/epstein/files/DataSet%209/EFTA00292681.pdf
EFTA00587101Set 9
2014-02-2121p4,105w
LEON BLACK
AS
GRANTOR
TO
LEON BLACK
AND
MELANIE SPINELLA
AS
TRUSTEES
OF
THE J. BLACK TRUST
DATED FEBRUARY 21, 2014
EFTA00587101
TRUST AGREEMENT dated February ... among
LEON BLACK, as Grantor, and LEON BLACK and MELANIE SPINELLA, as
Trustees.
FIRST
Transfer to Trustees
The Grantor hereby transfers to the Trustees, IN TRUST, and the
Trustees hereby ... Trust assets, thereby terminating the Trust.
B. The foregoing notwithstanding, the Trustees (other than Leon
Black) then acting (including the case where only one such Trustee other than
3
EFTA00587104
https://www.justice.gov/epstein/files/DataSet%209/EFTA00587101.pdf
EFTA02155752Set 10
2012-11-123p624w
Catherine
From:
Sent: Mon 11/12/2012 2:53:19 PM
Subject: Re: Message from Leon Botstein's office
perfect
On Nov 12, 2012, at 9:49 AM, Catherine Luiggi wrote:
> Good ... Luiggi"
> Sent: Monday, November 12, 2012 9:47:08 AM
> Subject: Re: Message from Leon Botstein's office
> Morning Catherine. I just heard back from Barnaby...he is not available ... Luiggi"
» Sent: Friday, November 9, 2012 4:02:25 PM
>> Subject: Re: Message from Leon Botstein's office
» Yea to 6:30 and yes to dinner!!!
» Sent from my iPhone
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02155752.pdf
EFTA00401649Set 9
2012-11-122p635w
From: Catherine Luiggi
To: Lesley Groff cza.
Subject: Re: Message from Leon Botstein's office
Date: Mon, 12 Nov 2012 14:49:05 +0000
Good morning to you.
I will ... Luiggi" <
Sent: Monday, November 12, 2012 9:47:08 AM
Subject: Re: Message from Leon Botstein's office
Morning Catherine. I just heard back from Barnaby...he is not available ... Luiggi"
> Sent: Friday, November 9, 2012 4:02:25 PM
> Subject: Re: Message from Leon Botstein's office
> Yea to 6:30 and yes to dinner!!!
•
> Sent from my iPhone
https://www.justice.gov/epstein/files/DataSet%209/EFTA00401649.pdf
EFTA00708106Set 9
2017-08-194p1,931w
ones we are using, we are eager to talk to them.
> I too wish Leon would sell more art. We may have losses to partially offset art gains ... preferable for the pieces with gain. In any
event, we don't know if Leon is willing to sell. So we cannot plan around that. My goal ... that no one has experience with art. But as you have pointed out, Leon's situation
is unique. Unless we hear specific reasons why it doesn't work
https://www.justice.gov/epstein/files/DataSet%209/EFTA00708106.pdf
EFTA00338934Set 9
2015-09-293p542w
wrote:
3:30 is great and I will have Jeffrey call Leon on the number provided! thanks
On Sep 29, 2015, at 10:51 AM, Catherine Susser Luiggi - v rote ... about 3:30? Let me know if Leon should call him, and on what number, or if he would prefer calling
Leon. If the latter is the case, the number ... wrote:
Jeffrey can do a call today! what time is Leon free? Jeffrey could do now up to noon...or from 3:30-
6:00...let me know if something
https://www.justice.gov/epstein/files/DataSet%209/EFTA00338934.pdf
EFTA02071962Set 10
2015-09-295p545w
wrote:
3:30 is great and I will have Jeffrey call Leon on the number rovided! thanks
On Sep 29, 2015, at 10:51 AM, Catherine Susser Luiggi
wrote ... about 3:30? Let me know if Leon should call him,
and on what number, or if he would prefer callin Leon.
If the latter is the case, the number ... wrote:
Jeffrey can do a call today! what time is Leon free? Jeffrey could do
now up to noon...or from 3:30-6:00...let me
know if something
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02071962.pdf
EFTA00786846Set 9
2018-09-2617p2,584w
EFTA00786854
Sender: Self ( e: )
Participants: Leon ( ), Self ( e: )
99
SMS
[2] 2018-09-26 18:05:13 (UTC)
Sender: Self
Participants: Leon ( ), Self
99
iMessage ... white and blue
EFTA00786855
SMS
2018-09-26 18:52:02 (UTC) [21
Sender: Leon (
Participants: Leon ( ), Self
At dinner in Copenhagen...good time to call tomorrow ... Sender: Self ( e: )
Participants: Leon ( ), Self ( e: )
9am eastern?
SMS
[2] 2018-09-26 19:03:15 (UTC)
Sender: Self
Participants: Leon ( ), Self
9am eastern?
iMessage
https://www.justice.gov/epstein/files/DataSet%209/EFTA00786846.pdf
EFTA00782098Set 9
2018-07-1117p2,409w
Great
SMS
[3] 2018-07-11 16:05:13 (UTC)
Sender: Self ( e: )
Participants: Leon ( ), Self ( e: )
Ruemmler and starr tomorrow at 4 , you are welcome. Private time open ... Sender: Self
Participants: Leon ( ), Self
Ruemmler and starr tomorrow at 4 , you are welcome. Private time open in morning or
next week Jacques lang . Fun for you
iMessage ... Sender: Self ( e: )
Participants: Leon ( ), Self ( e: )
Didn't hear back - u ok? Im back Monday
SMS
[2] 2018-07-12 00:58:13 (UTC)
Sender: Self
Participants: Leon ( ), Self
https://www.justice.gov/epstein/files/DataSet%209/EFTA00782098.pdf
EFTA00601116Set 9
2013-12-042p608w
Black Family Partners, ■.
ASSIGNMENT AND ASSUMPTION AGREEMENT
WHEREAS, the undersigned, Leon D. Black, as Trustee of the APOI
GRAT No. 2 (the "Assignor") under Agreement dated December ... pursuant to the terms of the Agreement, the Assignor is
required to pay to Leon D. Black (the "Assignee") the Annuity Amount (as defined in
paragraph 3 below ... hereof;
WHEREAS, in partial satisfaction of the Annuity Amount, the Assignor
has paid to Leon D. Black the Cash Distribution (as defined in paragraph 3 below); and
WHEREAS, the Assignor
https://www.justice.gov/epstein/files/DataSet%209/EFTA00601116.pdf
EFTA02485037Set 11
2015-10-094p775w
cvml&tt=9:, );»
ReplyTo: <javascript:_e(%7B%7D/cvmr,
Subject: Re:
Spoke to jeffrey, not leon yet. Jeffrey said he'd speak to leon.
Sent from my Verizon Wireless BlackBerry
From ... cvml&S=9; ;> >
ReplyTo avascript:_e(%7B%7D/cvml
Subject: Re:
Hey rich-leon not in office; will call me soon according to his asst.
Sent from my Verizon Wireless BlackBerry ... Brad Wechsle
<javascript:_=(%7B%7D/cvm );> wrote:
Leon told me the full 19.75mm shld go to a charitable fnd'n and we shld=pay
asap...which he described as next
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02485037.pdf