EFTA01572996Set 10
2013-12-0138p3,893w
WALGREEN CO @ 54.715 2,133.89 BROKERAGE 0.78
TAX &/OR SEC .04 LIQUIDNET INC (ID: 931422-10-9)
HONEYWELL INTERNATIONAL INC @ 83.3642 917.01
BROKERAGE 0.22 TAX &/OR SEC .02 IVY SECURITIES ... WALGREEN CO @ 54.0007 2,862.04 BROKERAGE 1.06
TAX &/OR SEC .05 LIQUIDNET INC (ID: 931422-10-9)
WALGREEN CO @ 54.105 703.37 BROKERAGE 0.26 TAX
&/OR SEC .01 IVY SECURITIES, INC ... HONEYWELL INTERNATIONAL INC @ 83.2793 1,582.31
BROKERAGE 0.29 TAX &/OR SEC .03 LIQUIDNET INC
(ID: 438516-10-6)
HONEYWELL INTERNATIONAL INC @ 83.265 666.12
BROKERAGE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572996.pdf
EFTA01572870Set 10
2013-06-0134p3,463w
LOCKHEED MARTIN CORP @ 106.5018 5,644.60
BROKERAGE 1.06 TAX &/OR SEC .10 LIQUIDNET INC
(ID: 539830-10-9)
LOCKHEED MARTIN CORP @ 105.5063 9,073.54
BROKERAGE ... Cost
LOCKHEED MARTIN CORP @ 105.3195 3,264.90
BROKERAGE 0.62 TAX &/OR SEC .06 LIQUIDNET INC
(ID: 539830-10-9)
LOCKHEED MARTIN CORP @ 104.1817 9,376.35
BROKERAGE ... LOCKHEED MARTIN CORP @ 104.45 626.70 BROKERAGE
0.12 TAX &/OR SEC .01 LIQUIDNET INC
(ID: 539830-10-9)
LOCKHEED MARTIN CORP @ 103.9846 3,431.49
BROKERAGE 0.66 TAX &/OR SEC .06 MORGAN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572870.pdf
EFTA01572956Set 10
2013-09-0140p4,084w
UNITED PARCEL SERVICE INC CL B @ 91.815
2,387.19 BROKERAGE 0.52 LIQUIDNET INC
(ID: 911312-10-6)
TARGET CORP @ 64.371 4,377.23 BROKERAGE 1.36
GOLDMAN SACHS & CO. (ID ... UNITED PARCEL SERVICE INC CL B @ 91.07 1,001.77
BROKERAGE 0.22 LIQUIDNET INC (ID: 911312-10-6)
TARGET CORP @ 63.60 826.80 BROKERAGE 0.26 IVY
SECURITIES, INC. (ID
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572956.pdf
EFTA01572904Set 10
2013-07-0127p2,865w
LOCKHEED MARTIN CORP @ 105.345 316.04 BROKERAGE
0.06 TAX &/OR SEC .01 LIQUIDNET INC
(ID: 539830-10-9)
LOCKHEED MARTIN CORP @ 107.1486 9,643.37
BROKERAGE 1.80 TAX &/OR SEC .17 MORGAN ... LOCKHEED MARTIN CORP @ 106.9621 2,567.09
BROKERAGE 0.48 TAX &/OR SEC .04 LIQUIDNET INC
(ID: 539830-10-9)
LOCKHEED MARTIN CORP @ 108.1962 14,931.08
BROKERAGE ... STANLEY & CO. LLC (ID: 149123-10-1)
CATERPILLAR INC @ 82.905 580.34 BROKERAGE 0.14
LIQUIDNET INC (ID: 149123-10-1)
CATERPILLAR INC @ 82.7547 13,985.54 BROKERAGE
3.38 CREDIT SUISSE FIRST BOSTON
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572904.pdf
EFTA01522412Set 10
2013-06-011p252w
6/26 High Cost BROKERAGE 0.62 TAX 8/OR SEC .06 LIQUIDNET INC
(ID: 539630.10.9)
6/24 Sale LOCKHEED MARTIN CORP ... 6/27 High Cost 0.12 TAX 8,./OR SEC .01 LIQUIDNET INC
(ID: 539830.10.9)
6/25 Sale LOCKHEED MARTIN CORP ... 6/28 High Cost BROKERAGE 0.52 TAX 8/OR SEC .05 LIQUIDNET INC
(ID: 539830-10,9)
Total Settled Sales/Maturities/Redemptions 566.209.44 (558.842.17) $7,317.27 S
Trade Dale Per Unt
Settle Date Type
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522412.pdf