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EFTA01520935Set 10

2011-12-011p95w

BARC CALLABLE PALLDIUM CP NT 87.42 20,000.000 17,484 00 20.000 00 05/14/12 LNKO TO PLDMLNPM 7.4% CPN, 20% MAX, 80% BARRIER 06/03/2011 06738K-JA-0 ISHARES SILVER TRUST

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01520935.pdf

EFTA01797165Set 10

2016-04-293p563w

EBITDA estimates are unchanged. We remain EW until we see evidence of=some of LNKO's investments bearing fruit of materially faster TS growth and=earnings revisions. Impact on Thesis

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01797165.pdf

EFTA00292784Set 9

2014-02-0315p4,014w

Equity (16) 571 55.18 53.1511 LMT US Equity 433 2,006 123.26 148.899 LNKO US Equity (15) 1,937 217.55 215.9569 LOW US Equity 895 46.36 45.8653 LVS US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00292784.pdf

EFTA00293426Set 9

2014-02-2716p5,561w

Equity 625 2,016 122.48 160.44 29.28 1.06% (26.06) LNKO US Equity (88) (833) 192.19 212.53 -5.46 1.94% 7.55 LOW US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293426.pdf

EFTA00288255Set 9

2014-04-1116p5,309w

Equity 526 2,016 122.48 154.42 31.46 0.83% (36.14) LNKO US Equity 276 (2,835) 185.39 167.31 4.66 2.09% 57.35 LOW US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00288255.pdf

EFTA00293053Set 9

2014-03-0616p5,526w

Equity 730 2,016 122.48 166.80 34.22 1.06% (1.67) LNKO US Equity (30) (333) 192.19 209.29 -4.68 1.90% (4.90) LOW US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293053.pdf

EFTA02693173Set 11

2014-02-1317p5,065w

Equity 609 3,458 135.62 159.51 17.57 1.00% LNKO US Equity 2,149 192.57 192.57 0.00 1.71% LOW US Equity (29) 4,587 46.75 46.45 -0.82 0.78% LVS US Equity

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02693173.pdf

EFTA00293458Set 9

2014-03-0316p5,515w

Equity 666 2,016 122.48 162.93 31.82 1.04% 6.64 LNKO US Equity (43) (833) 192.19 202.03 -2.70 1.90% 15.94 LOW US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293458.pdf

EFTA00293037Set 9

2014-03-0516p5,596w

Equity 731 2,016 122.48 166.90 33.43 1.08% 25.38 LNKO US Equity (36) (500) 192.19 205.97 -3.87 1.85% (3.34) LOW US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293037.pdf

EFTA02700187Set 11

2014-02-1016p5,067w

I.MT US Equity 516 1,994 165.85 208.77 27.05 0.96% LNKO US Equity (24) 554 48.12 46.15 -2.73 1.56% LOW US Equity

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02700187.pdf

EFTA02708064Set 11

2014-02-2816p5,573w

Equity 659 2,016 122.48 162.53 31.55 1.04% 34.84 LNKO US Equity (61) (833) 192.19 206.19 -3.63 2.01% 23.04 LOW US Equity

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02708064.pdf

EFTA02712681Set 11

2014-04-1416p5,295w

I.PAT US Equity 548 2,016 122.48 155.79 31.99 0.85% 22.82 LNKO US Equity 223 (2,461) 183.83 167.18 4.47 2.03% 2.18 LOW US Equity

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02712681.pdf

EFTA00293085Set 9

2014-03-1016p5,565w

Equity 709 2,016 122.48 165.52 38.33 0.92% (21.02) LNKO US Equity 370 203.11 203.11 0.00 1.90% (6.94) LOW US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293085.pdf

EFTA00292830Set 9

2014-02-0616p5,144w

Equity 485 2,039 122.48 151.61 25.00 0.95% LNKO US Equity (39) 1,941 217.55 213.28 -1.38 1.45% LOW US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00292830.pdf

EFTA00292846Set 9

2014-02-0614p4,868w

Equity 485 2,039 122.48 151.61 25.00 0.95% LNKO US Equity (39) 1,941 217.55 213.28 -1.38 1.45% LOW US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00292846.pdf

EFTA00293442Set 9

2014-02-2816p5,513w

Equity 659 2,016 122.48 162.53 31.55 1.04% 34.84 LNKO US Equity (61) (833) 192.19 206.19 -3.63 2.01% 23.04 LOW US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293442.pdf

EFTA00613474Set 9

2013-11-3019p3,015w

PLUS WTI CRUDE 08/05h4 98.50 2,000,000.000 1,970,000.00 2,000,000.00 LNKO TO CLI 78.75% BARRIER. 10%CPN ,UNCAPPED INITIAL LEVEL-07/25/13 CLI :105.68 78423E

https://www.justice.gov/epstein/files/DataSet%209/EFTA00613474.pdf

EFTA00293069Set 9

2014-03-0716p5,527w

Equity 730 2,016 122.48 166.81 36.86 0.98% 0.18 LNKO US Equity 206.99 1.90% - LOW US Equity 305 7,829 48.41 50.29 3.98 0.98% 32.84 LVS US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293069.pdf

EFTA00293021Set 9

2014-03-0416p5,578w

Equity 706 2,016 122.48 165.37 32.45 1.08% 40.72 LNKO US Equity (43) (666) 192.19 204.50 -3.44 1.86% (7.62) LOW US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293021.pdf

EFTA00621272Set 9

2014-02-0315p4,014w

Equity (16) 571 55.18 53.1511 LMT US Equity 433 2,006 123.26 148.899 LNKO US Equity (15) 1,937 217.55 215.9569 LOW US Equity 895 46.36 45.8653 LVS US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00621272.pdf

Page 1

Results by Dataset33 total

Set 9

18

Set 10

4

Set 11

11

Corpus: 1990-03-17 – 2025-12-01

December 2011

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Th

Fr

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Su

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