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5 results for “
"LOYAL3 Securities. Inc."
”
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EFTA01381327
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Set 10
1p
511w
Inc
. Deutsche Bank
Securities
Inc
. Morgan Stanley & Co. I.I.0 Wells Fargo
Securities
, 1.1.0
LOYAL3
Securities
,
Inc
. Total The underwriters arc committed to purchase all the common shares offered
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381327.pdf
EFTA01377775
Set 10
2015-11-06
1p
628w
Deutsche Bank
Securities
Inc
. Jefferies LLC RBC Capital Markets, LLC Stile'. Nicolaus & Company
LOYAL3
Securities
,
Inc
. SMBC Nikko
Securities
America.
Inc
. Total 27,000,000 The underwriters are committed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01377775.pdf
EFTA01377777
Set 10
2015-11-06
1p
944w
will be made under a directed share program through a platform administered by
LOYAL3
Securities
,
Inc
.. which we refer to in this prospectus as the "
LOYAL3
Platform." The shares ... completed through a batch or combined order process typically only once per day.
LOYAL3
Securities
.
Inc
. is a U.S.-registered broker-dealer unaffiliated with our company and is acting
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01377777.pdf
EFTA01381330
Set 10
2015-07-20
1p
646w
form a part of this prospectus. The
LOYAL3
platform is administered by
LOYAL3
Securities
,
Inc
., which is a U.S.-registered broker-dealer unaffiliated with the Company.
LOYAL3
Smithies,
Inc
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381330.pdf
EFTA01377621
Set 10
2015-11-06
1p
806w
will be made under a directed share program through a platform administered by
LOYAL3
Securities
.
Inc
., which we refer to in this prospectus as the '
LOYAL3
Platform.' The shares being
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01377621.pdf
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Set 10
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