EFTA00407720Set 9
2012-07-317p2,168w
FWLT, GERN, GLT, HEP, HPY, HSC, HIS, HSON, HW,
IDN, INGR, IPXL, KLIC, LCAV, LPLA, LPX, LADT, LXRX, MCGC, MD, MDC, MDSO, MGAM, MLM, NMRX,
NSP, NVMI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407720.pdf
EFTA00396443Set 9
2013-02-067p2,142w
AINV, ARX, ATMI, BIOC, CFX,
CGX, CMP, CSTE, DFT, ELN, FBRC, GRA, GTS, IVR, LPLA, MAC, MGI, MSG, MT, NUS, PAG, RTI, SBGI, SMG, SPP,
STE, SYMX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00396443.pdf
EFTA00380436Set 9
2013-10-308p2,669w
EXLS, FELE, GPK, H, HEP, HPY, IBCP, IMN, INGR, JNY, KCG, KVHI, LFUS, LPLA, LVLT, MCGC, MRGE,
MSM, NOR, NICE, NVMI, OIIM, PAR, PSE, PSXP, RDEN, SAIA, SAVE, SODA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00380436.pdf
EFTA00390701Set 9
2013-05-088p2,645w
ALSN, SPF, CRDB, HE, HSNI, MFSF, RCKY, SIX, ENB, PJC, SLF, CPA, ETRM, LPLA, PHM, PDS, DECK, RIO
Equity/Mixed Shelfs: N/A
Other Newspaper Articles & Stories
Barron's positive: Lazard
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf
EFTA01121574Set 9
2013-04-3014p9,342w
Unks Energy 7.51% 0143,8071 $143,228 13-1441.12 3595 3541 (5572)
1.14ay.12 LPLA 3,600 Lpl Fnancial Holdngs Inc FinanCial 136% 01242001 $124,700 2.May
https://www.justice.gov/epstein/files/DataSet%209/EFTA01121574.pdf
EFTA02121969Set 10
2013-11-129p2,327w
Healthcare
(Phoenix), Stephens Fall Investment Conf. (NYC)
Analyst/Investor Days: BC, ESS, LPLA, MRCY, XRXR, LMAT, FR, ROIC
Non-Deal Roadshows: ACRX, AMSF, ARTX, ATE, AVG, CEMI, CGEN, CYNI, DENN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121969.pdf
EFTA00386460Set 9
2013-08-018p2,693w
Roth cuts BJRI
•• Opco upgrades GPN & initiates MJN (perform), Citi cuts JCP (sell) & upgrades LPLA (buy)
• DB upgrades KS, Raja upgrades AMT (buy), BMO initiates CSL (mp), DA Davidson cuts
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386460.pdf