EFTA01398320Set 10
2018-02-0632p3,567w
news- we here at risk have identified a process where we can
provide the LS2 team the SIC Code and NACE code. However, we ask that your
team help ... Surenda with
the below information so that he can build the dummy bond in LS2 and so that
ultimate we can add collateral into the daily derivative report, which ... daily derivative report until
Surenda's team builds a dummy bond in LS2, and Surenda cannot proceed unless
she has the below highlighted items? So it seems that process
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398320.pdf
EFTA01398548Set 10
2018-02-0735p3,835w
news- we here at risk have identified a process where we can
provide the LS2 team the SIC Code and NACE code. However, we ask that your
team help ... Surenda with
the below information so that he can build the dummy bond in LS2 and so that
ultimate we can add collateral into the daily derivative report, which ... daily derivative report until
Surenda's team builds a dummy bond in LS2, and Surenda cannot proceed unless
she has the below highlighted items? So it seems that process
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398548.pdf
EFTA01398352Set 10
2018-01-1830p3,248w
daily derivative report until
Surenda's team builds a dummy bond in LS2, and Surenda cannot proceed unless
she has the below highlighted items? So it seems that process ... below information is retrieved.
Surenda- in the past when onboarding Wealth Management clients onto LS2,
what was the name of the person who provided to you the below information ... seems that in Srikanta note below that CRM is responsible for providing
the LS2 team with that information, but CRM is typically involved only with
credit risk analysis and margining
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398352.pdf
EFTA01398415Set 10
2018-01-1020p2,358w
with Teresa
Metallo whether she (or her team) supplied the docs required from the LS2
team in order to open the LS2 facility. If she did not, then ... know who can
provide us with this information? We are being told an LS2 facilty cannot
be setup without these docs (which we need to set up an OTC collateral ... documents, not sure
who has them.
When the dummy account is set up in LS2, who normally provides these docs?
Thanks.
Regards,
Keith
From: Surendra Singh
Sent: Monday, November
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398415.pdf
EFTA01398390Set 10
2018-01-1725p2,759w
Abhijit,
Please see attached and please proceed with setting up the dummy facility in
LS2 so that the collateral can be linked to the DDR.
Thanks,
Paolo
EFTA01398390
{cid:image008.png ... know who can
provide us with this information? We are being told an LS2 facilty cannot
be setup without these docs (which we need to set up an OTC collateral ... documents, not sure
who has them.
When the dummy account is set up in LS2, who normally provides these docs?
Thanks.
EFTA01398404
Regards,
Keith
From: Surendra Singh
Sent: Monday, November
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398390.pdf
EFTA01398599Set 10
2018-01-1726p2,899w
Abhijit,
Please see attached and please proceed with setting up the dummy facility in
LS2 so that the collateral can be linked to the DDR.
Thanks,
Paolo
fcid:image008.png@e1D03F70.4C7A39601 ... know who can
provide us with this information? We are being told an LS2 facilty cannot
be setup without these docs (which we need to set up an OTC collateral ... documents, not sure
who has them.
When the dummy account is set up in LS2, who normally provides these docs?
Thanks.
Regards,
Keith
EFTA01398614
From: Surendra Singh
Sent: Monday, November
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398599.pdf
EFTA01398628Set 10
2018-01-1123p2,541w
know who can
provide us with this information? We are being told an LS2 facilty cannot
be setup without these docs (which we need to set up an OTC collateral ... documents, not sure
who has them.
When the dummy account is set up in LS2, who normally provides these docs?
Thanks.
Regards,
Keith
EFTA01398640
From: Surendra Singh
Sent: Monday, November ... setting up a
New DDR account.( If the Client is already On boarded to LS2 ). However in
this case, We do not see the client is onboard to LS2
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398628.pdf
EFTA01398528Set 10
2018-01-1020p2,070w
know who can
provide us with this information? We are being told an LS2 facilty cannot
be setup without these docs (which we need to set up an OTC collateral ... documents, not sure
who has them.
When the dummy account is set up in LS2, who normally provides these docs?
Thanks.
Regards,
Keith
EFTA01398537
From: Surendra Singh
Sent: Monday, November ... setting up a
New DDR account.( If the Client is already On boarded to LS2 ). However in
this case, We do not see the client is onboard to LS2
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398528.pdf
EFTA01398437Set 10
2018-01-0918p2,095w
know who can
provide us with this information? We are being told an LS2 facilty cannot
be setup without these docs (which we need to set up an OTC collateral ... documents, not sure
who has them.
When the dummy account is set up in LS2, who normally provides these docs?
Thanks.
Regards,
Keith
From: Surendra Singh
Sent: Monday, November ... setting up a
New DDR account.( If the Client is already On boarded to LS2 ). However in
this case, We do not see the client is onboard to LS2
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398437.pdf
EFTA01356168Set 10
2018-01-181p306w
daily
derivative report until Surenda's team builds a dummy bond in LS2, and Surenda cannot proceed unless she has the
below highlighted items? So it seems that process ... below information is retrieved.
Surenda- in the past when onboarding Wealth Management clients onto LS2, what was the name of the person who
provided to you the below information ... seems that in Srikanta note below that CRM is responsible for providing the
LS2 team with that information, but CRM is typically involved only with credit risk analysis and margining
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356168.pdf
EFTA01356011Set 10
2018-01-171p269w
daily
derivative report until Surenda's team builds a dummy bond in LS2, and Surenda cannot proceed unless she has the
below highlighted items? So it seems that process ... below information is retrieved.
Surenda- in the past when onboarding Wealth Management clients onto LS2, what was the name of the person who
provided to you the below information ... seems that in Srikanta note below that CRM is responsible for providing the
LS2 team with that information, but CRM is typically involved only with credit risk analysis and margining
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356011.pdf
EFTA01355918Set 10
2018-01-181p283w
daily
derivative report until Surenda's team builds a dummy bond in LS2, and Surenda cannot proceed unless she has the
below highlighted items? So it seems that process ... below information is retrieved.
Surenda- in the past when onboarding Wealth Management clients onto LS2, what was the name of the person who
provided to you the below information ... seems that in Srikanta note below that CRM is responsible for providing the
LS2 team with that information, but CRM is typically involved only with credit risk analysis and margining
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355918.pdf
EFTA01355928Set 10
2018-01-181p289w
below information is retrieved.
Surenda- in the past when onboarding Wealth Management clients onto LS2, what was the name of the person who
provided to you the below information ... seems that in Srikanta note below that CRM is responsible for providing the
LS2 team with that information, but CRM is typically involved only with credit risk analysis and margining ... that we can create a process around retrieving this information when setting up new LS2 profiles.
SIC Code
NACE Code
KYC Document
PCR Document
RDC Document
Thanks,
Paolo
Paolo
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355928.pdf
EFTA01363753Set 10
2018-02-211p273w
conversation at my desk last week. The Collateral Admin
group requires a dummy LS2 facility to be set up to enable the WM collateral value to show ... That group will not set up an LS2 facility for a new client unless they have certain documentation /
information (KYC, PCR, RDC, SIC code, NACE code); BRM will provide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363753.pdf
EFTA01406257Set 10
2018-03-164p470w
conversation at my desk last
week. The Collateral Admin group requires a dummy LS2 facility to be set up
to enable the WM collateral value to show ... That group will not
set up an LS2 facility for a new client unless they have certain
documentation / information (KYC, PCR, RDC, SIC code, NACE code); BRM will
provide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406257.pdf
EFTA01356049Set 10
2018-02-211p266w
conversation at my desk last week. The Collateral Admin group requires a
dummy LS2 facility to be set up to enable the WM collateral value to show ... That group will not set up an LS2
facility for a new client unless they have certain documentation / information (KYC, PCR, RDC, SIC code, NACE code);
BRM will provide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356049.pdf
EFTA01398590Set 10
2018-02-225p560w
conversation at my desk last
week. The Collateral Admin group requires a dummy LS2 facility to be set up
to enable the WM collateral value to show ... That group will not
set up an LS2 facility for a new client unless they have certain
EFTA01398592
documentation / information (KYC, PCR, RDC, SIC code, NACE code); BRM will
provide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398590.pdf