EFTA01082356Set 9
2010-02-1810p8,168w
fund of hedge 22 Q - to David lee, yourself, Vasan Kesavan,
23 funds. 23 Lawrence Cutler, and David Proshan.
24 O And you say he's a - ! apologize. I should ... undo:stem:fang as to what the --the 'this' Mr. Suan was
17 Lawrence Cutler, Dawd Proshan. The date arid time gam? is 17 referring to, in 'this is going ... meeting where
6 O. So is a your underStanding that 6 David Proshan and Lawrence Cutler came to me first,
7 Highbridge covered either at or a substantial
https://www.justice.gov/epstein/files/DataSet%209/EFTA01082356.pdf
EFTA00725460Set 9
2009-05-0112p4,534w
Constitute Attorney Work Product
The Buyer Enters into Guaranty Agreements with David Lee, Lawrence Cutler
and Other DBZCO Employees Providing Transition Services, Pursuant to Which
Guaranty Agreements the Buyer Guarantees ... Agreement
• New Investment Management Agreement
• Guaranty Agreements
• Executive Employment Agreements of David Lee and Lawrence Cutler and
Other Employment Agreements of DBZCO employees that are subject to
Guaranty Agreements ... XIII. The Buyer will enter into Guaranty Agreements with David Lee, Lawrence
Cutler and other DBZCO employees providing transition services, pursuant to which
the Buyer guarantees salary, bonus and certain
https://www.justice.gov/epstein/files/DataSet%209/EFTA00725460.pdf
EFTA01105263Set 9
2004-10-0160p17,309w
funding issues. The
Management Company's General Counsel, David Proshan, and Chief Compliance Officer,
Lawrence Cutler, apparently learned from an accounting staff member of the issues. They
immediately informed ... funding issues. The
Management Company's General Counsel, David Proshan, and Chief Compliance Officer,
Lawrence Cutler apparently learned about these issues from an accounting staff member. Zwim
was also told
https://www.justice.gov/epstein/files/DataSet%209/EFTA01105263.pdf
EFTA01104798Set 9
2004-10-0160p17,336w
funding issues. The
Management Company's General Counsel, David Proshan, and Chief Compliance Officer,
Lawrence Cutler, apparently learned from an accounting staff member of the issues. They
immediately informed ... funding issues. The
Management Company's General Counsel, David Proshan, and Chief Compliance Officer,
Lawrence Cutler apparently learned about these issues from an accounting staff member. Zwim
was also told
https://www.justice.gov/epstein/files/DataSet%209/EFTA01104798.pdf
EFTA00624864Set 9
2004-11-1838p5,216w
March of 2006, David Proshan, your Gen Counsel,
and Lawrence Cutler, your chief compliance officer,
came to you and told you that Tim Wong, a controller
hired
https://www.justice.gov/epstein/files/DataSet%209/EFTA00624864.pdf
EFTA00613940Set 9
2009-03-0358p16,044w
various
potential accounting improprieties were discovered at the Fund. According to the
deposition testimony, Lawrence Cutler, the Fund's Chief Compliance Officer, and
David Proshan, the Fund's General Counsel
https://www.justice.gov/epstein/files/DataSet%209/EFTA00613940.pdf
EFTA01104154Set 9
2008-04-104p1,695w
also provide a written copy of such notice to our client, addressed as follows:
Lawrence Cutler, Chief Compliance Officer and Chief Operating Officer, D.B. Zwirn & Co.,
L.P., 745 Fifth Avenue
https://www.justice.gov/epstein/files/DataSet%209/EFTA01104154.pdf
EFTA01114935Set 9
2009-03-0358p16,017w
various
potential accounting improprieties were discovered at the Fund. According to the
deposition testimony, Lawrence Cutler, the Fund's Chief Compliance Officer, and
David Proshan, the Fund's General Counsel
https://www.justice.gov/epstein/files/DataSet%209/EFTA01114935.pdf
EFTA01122915Set 9
2002-11-2636p10,457w
them.
F. DBZ's Discovery of Accounting Improprieties and Response
In Spring 2006, Lawrence Cutler, DBZ's Chief Compliance Officer, and David Proshan,
DBZ's General Counsel, informed Mr. Zwirn
https://www.justice.gov/epstein/files/DataSet%209/EFTA01122915.pdf
EFTA00613904Set 9
2002-11-2636p10,478w
them.
F. DBZ's Discovery of Accounting Improprieties and Response
In Spring 2006, Lawrence Cutler, DBZ's Chief Compliance Officer, and David Proshan,
DBZ's General Counsel, informed Mr. Zwirn
https://www.justice.gov/epstein/files/DataSet%209/EFTA00613904.pdf
EFTA01097606Set 9
2007-12-204p1,007w
also provide a written copy of
such notice to our client, addressed as follows: Lawrence Cutler, Chief Compliance Officer and
Chief Operating Officer, D.B. Zwim & Co., L.P., 745 Fifth Avenue
https://www.justice.gov/epstein/files/DataSet%209/EFTA01097606.pdf