EFTA01071790Set 9
1991-11-132p585w
Regulation, 725 (Aspen, 3rd ed. 1995).
2 See SEC Division of Investment Mgmt., Staff Legal Bull. No. 11 (Sept. 19, 2000); The Knight Group, SEC No-Action Letter ... Division of Investment Mgmt., Staff Legal Bull. No. II (Sept. 19, 2000); In re Rauscher Pierce Refsnes, Inc., Investment
Advisers Act Release No. 1863 (Apr. 6, 2000).
• See SEC Division
https://www.justice.gov/epstein/files/DataSet%209/EFTA01071790.pdf