EFTA01406598Set 10
2018-03-3027p3,580w
Zeman
; Rita Shte nberg
Cc: Mathew Ne us Alastair Mackinla
; Davide-A Sferrazza ;
Anthony Lentini ; Stephanie Dotto
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding ... Martin Zeman , Rita
Shteynberg
Cc: Mathew Ne us , Alastair Mackinlay
, Davide-A Sferrazza
Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
Classification ... Martin Zeman ; Rita
Shteynberg
Cc: Mathew Ne us ; Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
Zack,
Richard
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406598.pdf
EFTA01406508Set 10
2018-03-3027p3,541w
Zeman
; Rita Shte nberg
Cc: Mathew Ne us ; Alastair Mad
; Davide-A Sferrazza •
Anthon Lentini ; Stephanie Dotto
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding ... Martin Zeman , Rita
Shteynberg
Cc: Mathew Ne us , Alastair Mackinla
, Davide-A Sferrazza
Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
Classification ... Avila ; Martin Zeman ; Rita
Shteynberg
Cc: Mathew Negus ; Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
Zack,
Richard
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406508.pdf
EFTA01406292Set 10
2018-03-3025p3,251w
Tona
Martin Zeman •
Rita Shteynber
Cc: Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
Stephanie Dotto
Thanks everyone, we are looking to extend relationship to OTC Credit
Derivatives ... Nina Tona
Xavier Avila , Martin Zeman Rita
Shteynberg
, Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
Classification ... Nina Tona
Xavier Avila ; Martin Zeman ; Rita
Shteynberg
; Alastair Mackinla
Davide-A Sferrazza
Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
Zack,
Richard
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406292.pdf
EFTA01412530Set 10
2018-03-2918p3,254w
Anthony Lentini
From:
Liam Osullivan
Sent:
To:
Cc:
Subject:
Attachments:
Zack,
Richard is on the board of Southern Trust Co. Southern Trust Co. is the sole
member of Southern Financial ... Zeman , Rita
Shteynberg
Cc: Liam Osullivan < , Mathew Negus
Alastair Mackinlay
, Davide-A Sferrazza ,
Anthony Lentini
•ce
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
Classification ... Xavier Avila; Martin Zeman; Rita Shteynberg
Mathew Negus; Alastair Mackinlay; Davide-A Sferrazza; Anthony Lentini
RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds
onboarding
[C] [I]
EFTA01412530
Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01412530.pdf
EFTA01406657Set 10
2018-03-3024p3,197w
Avila >,
Martin Zeman
Rita Shteynber
Cc: Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
Zack,
Richard is on the board of Southern Trust Co. Southern Trust ... Shte nberg
Cc: Liam Osullivan , Mathew Ne us
, Alastair Mackinla
Davide-A Sferrazza , Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
Classification ... Zeman ; Rita Shteynberg
Cc: Liam Osullivan >; Mathew Negus
; Alastair Mackinla
Davide-A Sferrazza >; Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406657.pdf
EFTA01406469Set 10
2018-03-2721p2,803w
Patel
Nina Tona
Cc: Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
Zack/Nina, what is the latest on SF KYC/Extension to Credit Derivs? Thanks
Xavier Avila
Managing ... Tona
Cc: Xavier Avila , Liam Osullivan
us <S, Alastair
Mackinlay < >, Davide-A Sferrazza
, Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C]
Classification: Confidential
Zack ... Rita Shteynberg
Patel
Cc: Xavier Avila ; Liam Osullivan
; Alastair
Mackinlay < ; Davide-A Sferrazza
; Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C]
Classification: Confidential
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406469.pdf
EFTA01412516Set 10
2018-04-123p272w
Anthony Lentini
From:
Sent:
To:
Cc:
Subject:
Katarzyna-Magdalena Klodowska on behalf of NLS Confirmation
Thursday, April 12, 2018 1:47 PM
Anthony Lentini
NLS Confirmation
RE: "HR _62575192023" Southern ... Crime (AFC)
Otto-Suhr-Allee 16 10585 Berlin, Germany
Email
1
EFTA01412516
From: Anthony Lentini
Sent: Thursday, April 12 2018 6:11 PM
To: NLS Confirmation
Cc: Zack Bunimovich <
Subject ... sure w
hat further
investigation is required..?
Kind Regards,
Anthony Lentini
From: Anthony Lentini
Sent: Thursday, April 12 2018 11:50 AM
To: NLS Confirmation
Subject: "NR_62575192023" Southern
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01412516.pdf
EFTA01358442Set 10
2018-04-041p229w
4/5/2018 2:54:21 PM
To: Mathew Negus Zack Bunimovich
CC: Martin Zeman ; Anthony Lentini Daniel-E Kaiser
Ian Salters-; Nina Tona
Subject: RE: Southern Financial RDC Alerts III
Nina ... Mathew Negus O; Zack Bunimovich
Cc: Martin Zeman ; Anthony Lentini , Daniel-E Kaiser MI
Ian Salters
Subject: RE: Southern Financial RDC Alerts [II
Nina told me it's me that ... Zack Bunimovich ; Xavier Avila
Cc: Martin Zeman Anthony Lentini
Subject: RE: Southern Financial RDC Alerts [I)
Yes
From: Martin Zeman
Sent: Tuesday, April 03, 2018 1:01PM
To: Zack Bunimovich
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01358442.pdf
EFTA01406772Set 10
2018-04-114p410w
Zack Bunimovich
Martin Zeman
Nina Tona
Anthony Lentini
Cc: Oliver Griffin
Amar Ubhi
Classification: Confidential
Hi All,
I believe this query lies with my colleagues Oliver and Amar, CRS Team ... Bunimovich
Sent: 10 April 2018 19:14
To: Martin Zeman ; Nina Tona
Outreach ; Anthony Lentini
Subject: RE: Southern Financial - KYC Docs. [C]
Classification: Confidential
EFTA01406772
Hi FATCA Outreach team ... their own
template. Can this be requested from the client?
Thanks,
Zack
From: Anthony Lentini
Sent: Monday, April 09, 2018 10:51 AM
To: Zack Bunimovich ‹ >
Subject: Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406772.pdf
EFTA01406776Set 10
2018-04-128p1,199w
Zack Bunimovich
Martin Zeman
Cc: Anthony Lentini
Classification: For internal use only
Zack — just to confirm, the below info provide is sufficient or do we need
to get it directly ... Nina Tona ; Martin Zeman .M .>
Cc: Anthony Lentini
Subject: RE: Southern inancia ocs. [I]
Classification: For internal use only
Hi Nina,
The team hasn't informed me of anything else ... their own
template. Can this be requested from the client?
Thanks,
Zack
From: Anthony Lentini
Sent: Monday, April 09, 2018 10:51 AM
To: Zack Bunimovich
Subject: Southern
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406776.pdf
EFTA01401823Set 10
2018-04-114p511w
Zack Bunimovich
Martin Zeman
Nina Tona
Anthony Lentini
Cc: FATCA Outreach
Classification: Confidential
Hi Zack,
As the outreach team we have a set of client data where we are required ... Bunimovich
Sent: 10 April 2018 19:14
To: Martin Zeman ; Nina Tona
Outreach ; Anthony Lentini
Subject: RE: Southern Financial - KYC Docs. [C]
Classification: Confidential
Hi FATCA Outreach team ... their own
template. Can this be requested from the client?
Thanks,
Zack
From: Anthony Lentini
Sent: Monday, April 09, 2018 10:51 AM
To: Zack Bunimovich e >
Subject: Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401823.pdf
EFTA01401971Set 10
2018-03-1419p2,563w
Avila
Cc: Rita Shteynberg ; Mathew Negus
; Jitan Patel ; Alastair Mackinlay
; Davide-A Sferrazza
Anthony Lentini <
Subject: RE: SF [I] [C]
Classification: Confidential
Great, thanks Nina. I will confirm that ... Avila
Cc: Rita Shteynberg ; Mathew Negus
; Jitan Patel ; Alastair Mackinlay
; Davide-A Sferrazza
Anthony Lentini <
Subject: RE: SF [I] [C]
Classification: Confidential
Zack,
EFTA01401972
I believe some of the below ... Nina Tona ; Rita Shteynberg
Mathew Negus < >; Jitan Patel
Alastair Mackinla < Davide-A Sferrazza ; Anthony Lentini
Subject: RE: SF [I] [C]
EFTA01401974
Classification: Confidential
Hi Martin,
I just received the finalized
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401971.pdf
EFTA01401833Set 10
2018-03-1419p2,551w
Patel
Cc: Xavier Avila
Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
Classification: Confidential
Zack,
See attached for what Nina Tona sent in the last email ... Rita Shte nber ; Mathew Negus
; Jitan Patel ; Alastair Mackinlay
; Davide-A Sferrazza
Anthony Lentini
Subject: RE: SF [I] [C]
Classification: Confidential
Zack,
I believe some of the below was already ... Nina Tona ; Rita Shteynberg
Mathew Negus < >; Jitan Patel
Alastair Mackinlay < ; Davide-A Sferrazza ; Anthony Lentini
Subject: RE: SF [I] [C]
Classification: Confidential
Hi Martin,
I just received the finalized
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401833.pdf