EFTA01360597Set 10
2013-09-201p469w
complete F yes FNO negative results found F Yes F No
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, yes r No
D&B)
r negative results found ... Principal Form Complete (Intermediaries Only) r Yes r No i;" Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01360597.pdf
EFTA01399304Set 10
2018-04-2762p10,071w
searches performed
RDC searches complete
PCR checks complete
OFAC checks complete
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow
Jones, D&B)
Denial Orders checks complete
Martindale-Hubbell searched (Lawyers/Law Firms ... Alft No
L. Special Risk Factors
Not Applicable
Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting
Documentation is not in English, please provide an English
EFTA01399360
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399304.pdf
EFTA00166999Set 9
2015-02-1712p3,413w
complete 5 Yes O No negative results found O Yes Ono
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, DELB) 0 Yes • No negative results found El YeS Ono
Denial ... Undisclosed Principal Form Complete (Intermediaries Only) 0 Yes 0 No &Not Applicable
K. U Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation Is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%209/EFTA00166999.pdf
EFTA00166763Set 9
2013-09-1812p3,403w
OffiC checks complete 21Yes OW negative results found O Yes 21No
BIS searches complete (Lexis/Nexis, Feed.", Raters, Dow Jones, MI 2 Yes • No negative results found • YeS 0 No
Denial ... Undisclosed Principal Form Complete (Intermediaries Only) ales O No 0 Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%209/EFTA00166763.pdf
EFTA01255026Set 9
2013-12-1611p2,663w
negative results found 1-- Yes F NO
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones,
D&B) r
yes i-- No
negative results found r Yes F No
Denial Orders ... Principal Form Complete (Intermediaries Only) r Yes r No F Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%209/EFTA01255026.pdf
EFTA01428442Set 10
2013-08-1935p4,631w
searches performed
RDC searches complete
PCR checks complete
OFAC checks complete
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B)
Denial Orders checks complete
Martindale-Hubbell searched (Lawyers/Law Firms ... Form Complete (Intermediaries Only)
Yes
Yes
No
No
Not Applicable
Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting
Documentation is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428442.pdf
EFTA01399182Set 10
2017-03-0772p10,430w
Bearer Shares
ip Yes
ip Yes
ip Yes
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) A Yes
Denial Orders checks complete
Martindale-Hubbell searched (Lawyers/Law Firms only ... Undisclosed Principal Form Complete (Intermediaries Only)
Yes
No it Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting
Documentation is not in English, please provide an English
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399182.pdf
EFTA00167023Set 9
2013-11-1212p3,345w
complete 2 Yes N No negative testa found • YeS 0 No
BIS searches complete (Lexis/Nexis, Pasties, Reuters, Dow Jones, MI 121Yes • No negative resuRs found • Yes 0 No
Denial Orders ... Undisclosed Principal Form Complete (Intermediaries Only) O Yes • No 74 Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%209/EFTA00167023.pdf
EFTA00167111Set 9
2017-06-2310p2,506w
negative results found O Yes 0 No
BIS searches complete (Lexis/Nexis, Pectin, Reuters, Dow Jones. MB) 0 yes • No negative results found • YeS 0 No
Denial Orders checks complete ... Undisclosed Principal Form Complete (Intermediaries Only) 0 Yes ONO :.% Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not In English, please provIde an EngIsh
https://www.justice.gov/epstein/files/DataSet%209/EFTA00167111.pdf
EFTA00168622Set 9
2017-03-0741p11,169w
complete 2 Yes 0 No negatwe results found Oyes 0 No
BIS searches complete (Lexis/Nexis, Facbva, Reuters, Dow Jones, •) rd yes 0 No negatwe results found Ores • No
Denial Orders
https://www.justice.gov/epstein/files/DataSet%209/EFTA00168622.pdf
EFTA00166887Set 9
2013-12-1611p2,682w
checks complete ®Yes O No negative results found O Yes ®No
BIS searches cornpkte (Lexis/Nexis, Factla, Reuters, Dow Jones, MI Ores • No negative results found • Yes 0 No
Denial Orders ... Principal Form Complete (Intermediaries Only) O Yes O No 0 Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%209/EFTA00166887.pdf
EFTA01253311Set 9
2013-02-1611p2,875w
complete .74 Yes 0 No negative results found 0 Yes RINo
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, ChB) gl Yes 0 No negative results found ... Undisclosed Principal Form Complete (Intermediaries Only) 0 Yes 0 No Not Appicable
K. If lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%209/EFTA01253311.pdf
EFTA01299115Set 10
2013-10-1612p3,195w
negative results found F Yes F No
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones,
D&B) r yes r No negative results found F yes F No
Denial Orders ... Principal Form Complete (Intermediaries Only) r Yes r No 17 Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299115.pdf
EFTA01436214Set 10
2017-03-0771p10,071w
searches performed
RDC searches complete
PCR checks complete
OFAC checks complete
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow
Jones, D&B)
Denial Orders checks complete
Martindale-Hubbell searched (Lawyers/Law Firms ... Intermediaries Only)
ittf!Yes
Yes
No
Not Applicable
No All Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting
Documentation is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01436214.pdf
EFTA01384072Set 10
2013-09-191p435w
complete F yes ENG negative results found 1— Yes F No
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, yes r No
D&B)
r negative results found ... Principal Form Complete (Intermediaries Only) r Yes r No F Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384072.pdf
EFTA01434940Set 10
2015-02-1825p2,937w
searches performed
RDC searches complete
PCR checks complete
OFAC checks complete
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones,
D&B)
Denial Orders checks complete
Martindale-Hubbell searched (Lawyers/Law Firms ... Intermediaries Only)
MOH 1 Yes No Not Applicable
MOROI V IV ill
K If Lexis/Nexis Search Results, Corporate Documents or Other Supporting
Documentation is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01434940.pdf
EFTA01417404Set 10
2019-07-1544p5,934w
searches performed
RDC searches complete
PCR checks complete
OFAC checks complete
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B)
Denial Orders checks complete
Martindale-Hubbell searched (Lawyers/Law Firms ... Applicable
Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting
Documentation is not in English, please provide an English summary of the
nature/contents of the non-English
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417404.pdf
EFTA01417521Set 10
2019-07-1572p10,141w
searches performed
RDC searches complete
PCR checks complete
OFAC checks complete
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B)
Denial Orders checks complete
Martindale-Hubbell searched (Lawyers/Law Firms ... Form Complete (Intermediaries Only)
Yes
Yes
No
No
Not Applicable
Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting
Documentation is not in English, please provide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417521.pdf
EFTA01417448Set 10
2019-07-1544p5,856w
searches performed
RDC searches complete
PCR checks complete
OFAC checks complete
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B)
Denial Orders checks complete
Martindale-Hubbell searched (Lawyers/Law Firms ... Applicable
Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting
Documentation is not in English, please provide an English summary of the
nature/contents of the non-English
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417448.pdf