EFTA01436381Set 10
2017-11-098p834w
Stewart Oldfield ‹ >
Date: Thu, 09 Nov 2017 15:19:10 -0500
To: Anna-Sofiya Lupolover
Thanks for staying on top of it. I was prepared to just wait for clients ... call and yell at me. This way seems better
From: Anna-Sofiya Lupolover
Sent: Thursday, November 09, 2017 3:18 PM
To: Stewart Oldfield ‹ >
Subject: RE: MIFID II & research - access ... only
Perfect, thank you!
Kind Regards,
Anna-Sofiya
fcid:3 =0ABBF755DFDBA10A8f9e8a93df9386909@db.coml
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01436381.pdf
EFTA01435233Set 10
2017-11-097p763w
Subject: RE: MIFID II & reseassisSisitents [I]
From: Anna-Sofiya Lupolover
Date: Thu, 09 Nov 2017 15:17:37 -0500
To: Stewart Oldfield ‹ >
Classification: For internal use only
Perfect, thank ... Kind Regards,
Anna-Sofiya
fcid:3 =0ABBF755DFDBA10A8f9e8a93df9386909@db.coml
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York ... From: Stewart Oldfield
Sent: Thursday, November 09, 2017 3:16 PM
To: Anna-Sofiya Lupolover
Subject: RE: MIFID II & research - access to portal for clients [I]
I'm not exactly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01435233.pdf
EFTA01416461Set 10
2017-12-186p574w
Date: Mon, 18 Dec 2017 11:58:48 -0500
To: Sylvia Escobar
Anna-Sofiya Lupolover
Cynthia Rodriguez
Cc: Stewart Oldfield
Olivier Poncet <olivier.poncet@db.com>
Sure thing — keep in mind ISG validation ... thanks!
From: Sylvia Escobar
Sent: Monday, December 18, 2017 11:58 AM
Anna-Sofia Lupolover
C nthia Rodriguez
Cc: Stewart Oldfield ; Olivier Poncet
Subject: RE: PRIIPs Client Notification ... From: Gbenga Omosuyi
Sent: Monday, December 18, 2017 11:37 AM
To: Anna-Sofiya Lupolover Cynthia Rodriguez
; S lvia Escobar
; Olivier Poncet
Subject: RE: PRIIPs Client Notification [I]
Thanks Anna
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01416461.pdf
EFTA01435858Set 10
2017-11-096p707w
Oldfield e >
Date: Thu, 09 Nov 2017 15:15:48 -0500
To: Anna-Sofiya Lupolover
Bcc:
I'm not exactly sure who registered from each client, but the likely emails ... think the people who were registered left the firm
Thanks
From: Anna-Sofiya Lupolover
Sent: Thursday, November 09, 2017 3:12 PM
To: Stewart Oldfield e >
Subject: RE: MIFID ... Group — Paul Barrett
Third Lake
Kind Regards,
Anna-Sofiya
fcid:3 =0ABBF755DFDBA10A8f9e8a93df9386909@db.coml
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01435858.pdf
EFTA01432660Set 10
2017-12-187p663w
Date: Mon, 18 Dec 2017 12:00:16 -0500
To: Gbenga Omosuyi
Anna-Sofiya Lupolover
Cynthia Rodriguez
Cc: Stewart Oldfield
Olivier Poncet
Sure.
Regards,
Sylvia
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Sylvia Escobar ... Omosuyi
Sent: Monday, December 18, 2017 11:59 AM
To: Sylvia Escobar < >; Anna-Sofiya Lupolover <anna-
sofiya.lupolover@db.com>; C nthia Rodriguez
Cc: Stewart Oldfield ; Olivier Poncet
Subject: RE: PRIIPs Client Notification ... EFTA01432660
Sent: Monday, December 18, 2017 11:58 AM
To: Gbenga Omosuyi < >; Anna-Sofiya Lupolover <anna-
sofiya.lupolover@db.com>; C nthia Rodriguez
Cc: Stewart Oldfield ; Olivier Poncet
Subject: RE: PRIIPs Client Notification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01432660.pdf
EFTA01438640Set 10
2016-05-254p375w
Stewart Oldfield ‹ >
Date: Wed, 25 May 2016 12:13:44 -0400
To: Anna-Sofiya Lupolover
Firdaus Madiar
Cc: Bradley Gillin
Cynthia Rodriguez
Brianna Fowler
Firdaus, please send me whatever needs ... signed
Thanks
From: Anna-Sofiya Lupolover
Sent: Tuesday, May 24, 2016 10:46 AM
To: Stewart Oldfield; Firdaus Madiar
Cc: Bradley Gillin; Cynthia Rodriguez; Brianna Fowler
Subject: RE: Inactive/Dormant Accounts ... called
'date of activity' will reset.
Kind Regards,
Anna-Sofiya
{cid
Anna-Sofiya Lupolover
Associate
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
EFTA01438640
345 Park Avenue, New York
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01438640.pdf
EFTA01478081Set 10
2016-04-1817p648w
Paul Morris
Date: Mon, 18 Apr 2016 17:05:57 -0400
To: Anna-Sofiya Lupolover ‹ >
Classification: For internal use only
Thank you
Paul Morris
Managing Director
Deutsche Bank Private Bank ... Office:
Cell:
From: Anna-Sofiya Lupolover
Sent: Monday, April 18, 2016 4:49 PM
To: Paul Morris
Subject: RE: Banking Officer change [I]
Classification: For internal use only
Paul ... change should be
made this week.
Kind Regards,
Anna-Sofiya
EFTA01478081
{cid:
Anna-Sofiya Lupolover
Associate
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01478081.pdf
EFTA01477127Set 10
2016-02-028p505w
Julie Amangoua <
Date: Tue, 02 Feb 2016 12:04:38 -0500
To: Anna-Sofiya Lupolover
Mildred Hernandez
Cc: Paul Morris
Hi Anna,
Please address the letters, with a " To whom ... Thank you and have a great day.
Kind regards,
Julie Amangoua
From: Anna-Sofiya Lupolover
Sent: Tuesday, February 02, 2016 11:59 AM
To: Mildred Hernandez
Cc: Paul Morris
Subject ... Whom It May Concern," greeting.
EFTA01477127
Kind Regards,
Anna-Sofiya
fcid:3
Anna-Sofiya Lupolover
Associate
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477127.pdf
EFTA01424335Set 10
2017-03-094p422w
Date: Thu, 09 Mar 2017 17:36:48 -0500
To: Cynthia Rodriguez
Anna-Sofiya Lupolover
Stewart Oldfield
Classification: For internal use only
From: Cynthia Rodriguez
Sent: Thursday, March ... Anna-Sofiya Lupolover; Mary Murray; Stewart Oldfield
Subject: RE: Anna - can you please confirm the accuracy of DBTCA acct # for
THE HAZE TRUST as the acct # looks a digit short ... 24th Fl 10154-0004 New York, NY, USA
Tel.
Fax
Email
From: Anna-Sofiya Lupolover
Sent: Thursday, March 09, 2017 5:28 PM
To: Mary Murray; Cynthia Rodriguez; Stewart Oldfield
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01424335.pdf
EFTA01426771Set 10
2016-05-244p338w
Subject: RE: Inactive/Dormant Accounts [I]
From: Anna-Sofiya Lupolover
Date: Tue, 24 May 2016 10:45:37 -0400
To: Stewart Oldfield
Firdaus Madiar
Cc: Bradley Gillin
Cynthia Rodriguez
Brianna Fowler ... date of activity' will reset.
Kind Regards,
Anna-Sofiya
fcid:3 =0ABBF755DFDBA10A8f9e8a93df9386909@db.coml
Anna-Sofiya Lupolover
Associate
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York ... From: Stewart Oldfield
Sent: Tuesday, May 24, 2016 10:44 AM
To: Anna-Sofiya Lupolover; Firdaus Madiar
Cc: Bradley Gillin; Cynthia Rodriguez; Brianna Fowler
EFTA01426771
Subject: RE: Inactive/Dormant Accounts
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01426771.pdf
EFTA01420232Set 10
2017-12-186p542w
Park Avenue, 24th Floor, New York, NY 10154-0004
Tel.: Email:
From: Anna-Sofiya Lupolover
Sent: Monday, December 18, 2017 11:26 AM
To: Gbenga Omosuyi
Cc: Cynthia Rodri' Stewart ... EFTA01420233
FYI. Please see below.
Kind Regards,
Anna-Sofiya
fcid:3 =0ABBF755DFDBA10A8f9e8a93df9386909@db.coml
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue ... Bank Securities Inc.
From: Cynthia Rodriguez
Sent: Monday, December 18 •
To: Anna-Sofi a Lupolover Stewart Oldfield
Cc: Bradley Gillin
Subject: RE: PRIIPs lent 1oti ication
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420232.pdf
EFTA01420322Set 10
2017-12-184p357w
Subject: FW: PRIIPs Client Notification I
From: Anna-Sofiya Lupolover
Date: Mon, 18 Dec 2 • •
To: Gbenga Omosuyi
Cc: Cynthia Rodriguez
Stewart Oldfield
Classification: For internal use only
FYI. Please ... below.
Kind Regards,
Anna-Sofiya
fcid:3 =0ABBF755DFDBA10A8f9e8a93df9386909@db.coml
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 P.
Tel.
Fax
Emai
Securities offered ... From: Cynthia Rodriguez
Sent: Monday, December 18 2017 11:22 AM
To: Anna-Sofiya Lupolover Stewart Oldfield
Cc: Bradley Gillin
Subject: RE: PRIIPs Client Notification [I]
EFTA01420322
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420322.pdf
EFTA01388075Set 10
2017-11-091p210w
From: Stewart Oldfield
Sent: 11/9/2017 3:19:10 PM
To: Anna-Sofiya Lupolover
Subject: RE: MIFID II & research - access to portal for dients
Thanks for staying ... clients to call and yell at me. This way seems better
From: Anna-Sofiya Lupolover
Sent: Thursday, November 09, 2017 3:18 PM
To: Stewart Oldfield <
Subject: RE: MIFID ... Classification: For Internal use only
Perfect, thank you!
Kind Regards,
Anna-Sofiya
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01388075.pdf
EFTA01460106Set 10
2016-04-181p146w
From: Paul Morris
Sent: 4/18/2016 5:05:57 PM
To: Anna -Sofiya Lupolover
Subject: RE: Banking Officer change ill
Classification: For internal use only
Thank you
Paul Morris
Managing Director ... Deutsche Bank Private Bank
Office:
Cell:
From: Anna-Sofiya Lupolover
Sent: Monday, April 18, 2016 4:49 PM
To: Paul Morris
Subject: RE: Banking Officer change [I]
Classification: For Internal ... finalized. The change should be made this week.
Kind Regards,
Anna-Sofiya
Anna-Sofiya Lupolover
Associate
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460106.pdf
EFTA01413924Set 10
2018-06-116p847w
first two. Please reach out to Tebbi for Third Lake
From: Anna-Sofiya Lupolover
Sent: Monday, June 1.11.1..
To: Bradle Gillin Stewart Oldfield
>; Terri Sohrab <MI=MMI Rodney
Macelus ... customer owner for each. Thanks!
Kind Regards,
Anna-Sofiya
{cid:3 =0ABBF755DFDBA10A8f9e8a93df9386909@db.com}
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue ... EFTA01413924
Fax +1
Email
Securities offered through Deutsche Bank Securities Inc.
From: Anna-Sofiya Lupolover
Sent: Monday, June 04, 2018 6:21 PM
To: Bradley Gillin <bradley.gillin@db.com>; Stewart Oldfield
• Terri
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413924.pdf
EFTA01387395Set 10
2017-11-091p192w
From: Anna-Sofiya Lupolover
Sent: 11/9/2017 3:17:37 PM
To: Stewart Oldfield I
Subject: RE: MIFID II & research - access to portal for clients II]
Classification: For internal use only ... Perfect, thank you!
Kind Regards,
Anna-Sofiya
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
New York, NY 10154
Tel.
Fax
Email
Securities ... From: Stewart Oldfield
Sent: Thursday, November 09, 2017 3:16 PM
To: Anna-Sofiya Lupolover <
Subject: RE: MIFID II & research - access to portal for clients II]
I'm not exactly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01387395.pdf
EFTA01460103Set 10
2016-04-101p151w
From: Anna•Sofiya Lupolover (•nn• cnr•,yn Inn"I"`""tik rnmi
Sent: 4/18/2016 4:48:35 PM
To: Paul Morris •
Subject: RE: Banking Officer change [I]
Classification: For internal ... finalized. The change should be made this week.
Kind Regards,
Anna-Sofiya
Anna-Sofiya Lupolover
Associate
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York ... From: Paul Morris
Sent: Sunday, April 10, 2016 7:58 PM
To: Anna-Sofiya Lupolover
Subject: RE: Banking Officer change [I]
Classification: For Internal use only
Thanks, was this changed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460103.pdf
EFTA01368870Set 10
2017-03-091p186w
From: Anna•Sofiya Lupolover
Sent: 3/9/2017 5:2
To: Mary Murray Cynthia Rodriguez Stewart Oldfield
Subject: : nna - can you p ease confirm the accuracy of DBTCA acct ... confirm the correct account # to Mary? Thank you.
Kind Regards,
Anna-Sofiya
Anna-Sofiya Lupolover
Associate
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue. New York ... From: Mary Murray
Sent: Thursday, March 09, 2017 5:21 PM
To: Anna-Sofiya Lupolover
Subject: Anna - can you please confirm the accuracy of DBTCA acct # for THE HAZE TRUST
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368870.pdf
EFTA01369187Set 10
2018-06-111p280w
first two. Please reach out to Tebbi
for Third Lake
From: Anna-Sofiya Lupolover
Sent: Monday, June 11, 2018 11:09 AM
To: Bradley Gillin Stewart Oldfield Terri Sohrab
Rodney ... will be the customer owner for each. Thanks!
Kind Regards,
Anna-Sofiya
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue ... Email
Securities offered through Deutsche Bank Securities Inc.
From: Anna-Sofiya Lupolover
Sent: Monday, June 04, 2018 6:21 PM
To: Bradley Gillin Stewart Oldfield erri Sohrab
; Hildegarde Berrios
Subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01369187.pdf