EFTA00091671Set 9
2018-06-1320p3,703w
Subject: Re: SB/GM - 2nd Quarter Estimated Taxes
Attachments: Angara Tax Summary 6.12.18.pdf; disclaim.txt
Thanks Lyle.
Lindsay, you should have what you need to run the estimate.
Sent from iCloud ... final 1099s, however, we do share this to help
ascertain estimate information.
Best,
Lyle
Lyle Casriel
Senior Vicc President — Invesunents
Private Wealth Advisor I Portfolio Manager
(IBS Private Wealth Management ... Scott Borgerson [mail corn]
Sent: Wednesday, June 13, 2018 1:26 PM
To: Casriel, Lyle; Lindsay J. Annello
Cc: Ghislaine Maxwell; Laura K. Barooshlan
Subject Re: SB/GM - 2nd Quarter Estimated
https://www.justice.gov/epstein/files/DataSet%209/EFTA00091671.pdf
EFTA00236130Set 9
2014-05-1616p4,961w
File Number:
Date: June 10, 2014
Weehawken, NJ 07086
Form ADV Brochure Supplement for
Lyle Casriel
UBS Financial Services Inc.
New York, NY 10171-0002
This Form ADV Brochure Supplement ... provides information about Lyle Casriel that supplements the
UBS Financial Services Inc. Form ADV Disclosure Brochure, which we previously provided to you.
Please contact Christopher ... have questions about the contents of this Supplement.
Additional information about Lyle Casriel is available on the Security and Exchange Commission's
website, located at www.adviserinfo.sec.gov, as well
https://www.justice.gov/epstein/files/DataSet%209/EFTA00236130.pdf
EFTA00237305Set 9
2015-12-162p339w
Sent: 12/16/2015 6:01:18 PM
To:
Subject: RE: MAXWELL: Meeting with Scott and Lyle
Thank you!
From:
Sent: Wednesday, December 16, 2015 12:47 PM
To: Ladd, Molly
Subject ... MAXWELL: Meeting with Scott and Lyle
Hi Molly,
Thank you for reconfirming. Ms. Maxwell will be at UBS at 10am.
Best,
From: Molly Ladd IIIMIMS>
Date: Wednesday, December ... Molly Ladd
Subject: RE: MAXWELL: Meeting with Scott and Lyle
Hi
I'm reaching out to confirm Ghislaine's meeting with Scott and Lyle tomorrow at 10AM.
Thank you!
Molly
https://www.justice.gov/epstein/files/DataSet%209/EFTA00237305.pdf
EFTA00239140Set 9
2018-09-033p970w
Message
From: Casriel, Lyle
Sent: 9/4/2018 3:19:12 PM
To: Lindsay J. Annello
CC: ura K. Barooshian ; Tomkiewicz, Jessica
; Shkreli, Juliana ]; Rivas, Elyanna I I;
Walker, Christopher ; Ramdeen, Vijai ... year end 1099s.)
Please call me if you have any questions.
Best,
Lyle
From: Casriel, Lyle
Sent: Monday, September 03, 2018 1:56 PM
To: Lindsay J. Annello;
Cc: ; Laura ... SB/GM - 2nd Quarter Estimated Taxes
Lindsay,
Of course. We will send this tomorrow. Thanks. Lyle.
From: Lindsay J. Annello
Date: Monday. Se. 03. 2018, 1:33 PM
To: Casricl Lyle
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239140.pdf
EFTA00236223Set 9
2014-07-154p1,067w
Message
From: Casriel, Lyle
Sent: 7/16/2014 10:51:58 PM
To: G Maxwell
CC: Klein, Matthew ; Ramdeen, Vijai I; Shkreli, Juliana
I; Stackman, Scott J; Waldron, Chelsey Devon ... long term treatment.
Let us know if you need anything else for now.
Best,
Lyle
From: Casriel, Lyle
Sent: Tuesday, July 15, 2014 5:13 PM
To: 'G Maxwell ... From: G Maxwell [mailto
Sent: Tuesday, July 15, 2014 5:09 PM
To: Casriel, Lyle
Subject: Re: MAXWELL: Revised Proposal
You can send me all today and the report without
https://www.justice.gov/epstein/files/DataSet%209/EFTA00236223.pdf
EFTA00239135Set 9
2018-09-035p1,123w
Laura K. Barooshian
Subject: RE: SB/GM - 2nd Quarter Estimated Taxes
Thank you. Lyle
From:
Sent: Monday, September 03, 2018 1:56 PM
To: Lindsay J. Annello < >;
Cc: Laura K. Barooshian ... attachments you were
not expecting.
Lindsay,
Of course. We will send this tomorrow. Thanks. Lyle.
From: Lindsay J. Annello < lnin <rt
Date: Monday ... Casriel, Lyle nailto: >,
mailto
Cc: gmaaa < axl >, Laura K. Barooshian
nailto: >, Tomkiewicz, Jessica
<mailto:
Subject: RE: SB/GM - 2nd Quarter Estimated Taxes
Hi Lyle,
We are in the process of working
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239135.pdf
EFTA00239084Set 9
2018-06-133p826w
Message
From: Casriel, Lyle [
Sent: 6/13/2018 7:31:38 PM
To: Lindsay J. Annello [
CC: ; Laura K. Barooshian [ ; Tomkiewicz, Jessica
Subject: RE: SB/GM - 2nd Quarter Estimated Taxes
My pleasure.
From ... Lindsay J. Annello
Date: Wednesday. Jun 13, 2018. 3:06 PM
To: Casriel, Lyle < IMIM>.
Cc: >. Laura K. Barooshian Tomkiewicz, Jessica
Subje td Quarter Estimated Taxes
Thank you for your ... help, Lyle.
From:
Sent: Wednesday, June 13, 2018 1:30 PM
To: ; Lindsay 1. Annello <
Cc: ; Laura K. Barooshian < >;
Subject: RE: SB/GM - 2nd Quarter Estimated Taxes
Scott
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239084.pdf
EFTA00238085Set 9
2016-03-214p631w
Chelsey 1
Sent: 3/21/2016 6:51:36 PM
To: G Maxwell •1
CC: Casriel, Lyle 1; Stackman, Scott ); Klein, Matthew
I; Gutierrez, Matthew I; Ramdeen, Vijai
I; Shkreli, Juliana Waldron ... avaiable for a call this week to discuss the below with Scott and Lyle?
Thank you!
Chelsey
From: Stackman, Scott
Sent: Monday, March ... Maxwell; Waldron, Chelsey
Cc: Casriel, Lyle; Klein, Matthew; Gutierrez, Matthew; Ramdeen, Vijai; Shkreli, Juliana; Ladd, Molly
Subject: RE: MAXWELL: Millennium Additional
Lets discuss the options part
Scott L. Stackman
Managing
https://www.justice.gov/epstein/files/DataSet%209/EFTA00238085.pdf
EFTA00309271Set 9
2018-11-273p1,618w
Check 09/17/2018 Mr Mica Chase Total B... 2.87 1,068.34
Check 0/01,2018 Lyle Chase Teed EL.. 14.50 1.072.84
Check 0/01/2018 1441 Chess Total B... 14.50 1,087.34
Check ... 0/01,2018 Lyle Chase Teed B... 22.71 1.110.05
Check 0/01/2018 1441 Chase Total B... 23.42 1,133.47
Check 0/01/2018 Lyle Chase Taal B... 15.20 1.148.67
Check 0/01/2018 Lyle Chase Teed ... Check 0/01/2018 1441 Chase Total B... 30.80 1256.18
Check 0/02,2018 Lyle Chase Teed EL.. 15.43 1221.61
Check 010212018 1441 Chess Tilel B... 59.18 1280.79
Check 0,03/2018 Lyle
https://www.justice.gov/epstein/files/DataSet%209/EFTA00309271.pdf
EFTA00238242Set 9
2016-06-284p1,043w
Molly Ladd
Subject: RE: A call
That works for Lyle! I will send a calendar invite to you and Ghislaine, if you would not mind passing along to any
advisors ... TheTerraMarProject < >, Molly Ladd
Subject: RE: A call
Lyle is traveling tomorrow, but does have availability Wednesday and Friday this week. Please find some times below.
Wednesday, June 29: Between 10AM ... Scott
Sent Monday, June 27, 2016 5:31 PM
To: 'G Maxwell'
Cc: * ; Casriel, Lyle; Ladd, Molly
Subject: RE: A call
Yes. Lyle will do first call.
Scott L. Stackman
https://www.justice.gov/epstein/files/DataSet%209/EFTA00238242.pdf
EFTA00239499Set 9
2018-12-275p806w
Denis'
CC: 8orgerson, Scott I ; G Maxwell ; Walker, Christopher
I; Prost, Brittany I Casriel, Lyle
Shkreli, Juliana I
Subject: RE: (External) Re: Re: CargoMetrics Compass Fund • Fund Closing 12/31/18
Denis ... Shkreli, Juliana
Cc: Borgerson, Scott; G Maxwell; Walker, Christopher; Prost, Brittany; Casriel, Lyle
Subject: [External] Re: Re: CargoMetrics Compass Fund - Fund Closing 12/31/18
Hello Juliana,
Can you please forward ... Shkreli
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
From: Casriel, Lyle
Sent: Monday, December 24, 2018 8:02 AM
To: Dietz, Denis
Cc: Ghislaine Maxwell; Borgerson
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239499.pdf
EFTA00239709Set 9
2019-07-237p1,367w
Juliana [MI II; Ramdeen, Vijai [ I; Walker, Christopher
]; Traskus, Michelle ; Stackman, Scott
I; Casriel, Lyle [ I; Spellman, Heather [
Campbell, Randy [
Subject: Secure Document Pick Up: RE: MAXWELL: Transfer Request
Attachments ... Rivas, Elyanna
Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman,
Heather; Campbell, Randy
Subject: [External] Re: MAXWELL: Transfer Request
Ok I will try that ... Rivas, Elyanna
Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman,
Heather; Campbell, Randy
Subject: [External] Re: MAXWELL: Transfer Request
Thank
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239709.pdf
EFTA00238998Set 9
2018-04-186p1,310w
Elyanna [
Sent: 5/4/2018 9:50:18 PM
To: G Max [-
CC: Stackman, Scott [ Casriel, Lyle [-I; Ramdeen, Vijai
I; Shkreli, Juliana
Subject: Secure Document Pick Up: MAXWELL:RE: Re phone ... Wednesday, April 18, 2018 1:32 PM
To: G Max
Cc: Stackman, Scott; Casriel, Lyle; Ramdeen, Vijai; Shkreli, Juliana
Subject: Secure Document Pick Up: RE: Secure Document Pick Up: MAXWELL ... Merchant, Ruhi; Stackman, Scott; Casriel, Lyle; Rivas, Elyanna; Ramdeen, Vijai; Shkreli, Juliana
Subject: RE: Secure Document Pick Up: RE: Secure Document Pick Up: RE: MAXWELL:RE: Re phone call conversation
https://www.justice.gov/epstein/files/DataSet%209/EFTA00238998.pdf
EFTA00236255Set 9
2014-07-282p433w
Message
From: Casriel, Lyle [
Sent: 7/28/2014 3:15:38 PM
To:
CC: Klein, Matthew [ I; Ramdeen, Vijai ; Shkreli, Juliana
Stackman, Scott [ I; Waldron, Chelsey Devon
I I
Subject: RE: Cash ... Thank you.
From:
Sent: Monday, July 28, 2014 10:38 AM
To: Casriel, Lyle
Subject: Re: Cash Request
Hi Lyle,
I spoke with Ms. Maxwell and she would like ... Cash Request
HIS,
Let me know when you have a moment to speak.
Thanks,
Lyle
From:
Sent: Monday, July 28, 2014 10:11 AM
To: Casriel, Lyle; G Maxwell
https://www.justice.gov/epstein/files/DataSet%209/EFTA00236255.pdf
EFTA00239725Set 9
2019-07-242p342w
Message
From: Cashel, Lyle
Sent: 7/25/2019 5:09:16 PM
To: '6 Max'Imo); Stackman,Scott
BCC:
Subject: RE:[External) Re:
Hi,
Apologies for my delay ... have a reference number, please let us know
if you have that.
Best,
Lyle
Lyle Casriel
Senior vice President - Investments
Private Wealth Advisor I Portfolio Manager
UBS Private wealth Management ... From: G Max [mailto
sent: Wednesday, July 24, 2019 12:54 PM
To: Casriel, Lyle; Stackman, Scott
subject: [External] Re:
Thank you
Also the funds 500,000 pounds (not sure
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239725.pdf
EFTA00238238Set 9
2016-06-274p958w
TerraMarProject <Ghislaine@theterramarprojectorg>, Molly Ladd
Subject: RE: A call
Mi•
Lyle is traveling tomorrow, but does have availability Wednesday and Friday this week. Please find some times below.
Wednesday, June ... Sent: Monday, June 27, 2016 5:31 PM
To: 'G Maxwell'
Cc: •=1=; Casriel, Lyle; Ladd, Molly
Subject: RE: A call
Yes. Lyle will do first call.
Scott L. Stackman ... June 27, 2016 05:26 PM Eastern Standard Time
To: Stackman, Scott
Cc: Casriel, Lyle; Ladd, Molly
Subject: Re: A call
Let's see if we can do a call
https://www.justice.gov/epstein/files/DataSet%209/EFTA00238238.pdf
EFTA00239717Set 9
2019-07-237p1,409w
Rivas, Elyanna
Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman,
Heather; Campbell, Randy
Subject: [External] Re: MAXWELL: Transfer Request
CONFIDENTIAL UBSTERRAMAR00004454
EFTA00239717 ... Rivas, Elyanna
Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman,
Heather; Campbell, Randy
Subject: [External] Re: MAXWELL: Transfer Request
Thank ... Rivas, Elyanna
Cc: Shkreli, Juliana; Ramdeen, Vijai; Walker, Christopher; Traskus, Michelle; Stackman, Scott; Casriel, Lyle; Spellman,
Heather; Campbell, Randy
Subject: [External] Re: MAXWELL: Transfer Request
Morning Elly
Barclays from London
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239717.pdf
EFTA00236207Set 9
2014-07-153p852w
Message
From: Casriel, Lyle
Sent: 7/15/2014 9:07:12 PM
To: G Maxwell [
CC: Klein, Matthew [ Ramdeen, Vijai I; Shkreli, Juliana
Stackman, Scott 1; Waldron, Chelsey Devon
Subject: RE: MAXWELL ... mailto l
Sent: Tuesday, July 15, 2014 5:00 PM
To: G Maxwell; Casriel, Lyle
Subject: Re: MAXWELL: Revised Proposal
Can you send me a list of the stocks ... 716k. We will move the cash
to your cash account upon settlement.
Thank you,
Lyle
From: G Maxwell
Sent: Tuesday, July 15, 2 14 1 : 1 PM
CONFIDENTIAL UBSTERFtAMAR00000503
EFTA00236207
https://www.justice.gov/epstein/files/DataSet%209/EFTA00236207.pdf
EFTA00239644Set 9
2019-06-203p903w
Message
From: Casriel, Lyle [-
Sent: 6/21/2019 2:13:10 AM
To: Scott Borgerson
CC: GMAX ; Stackman, Scott I I; Tomkiewicz, Jessica
J; McNamara, Sean [ J; Klein, Matthew
Subject: RE: [External ... From: Scott Borgerson
Date: Thursday, Jun 20, 2019, 6:12 PM
To: Casriel, Lyle < >
Cc: GMAX < M>, Stackman, Scott < >, Tomkiewicz, Jessica
c le, McNamara, Sean <E le, Klein, Matthew ... have not seen that but we will check if anything has been done.
Lyle Casriel
Senior Vice President — Investments
Private Wealth Advisor I Portfolio Manager
UBS Private Wealth Management
From
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239644.pdf