EFTA01593457Set 10
2005-07-0150p5,193w
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
4,000,000 MASCO CORP CVT ZERO COUPON
07/20/2031
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-6,500,000 SCOTTISH ... 746FY0 TO 736FY0
746FY0 TO 736FY0 USD/EUR
MARK TO MARKET
-4,000,000 MASCO CORP CVT ZERO COUPON
07/20/2031
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
200,000 RPM INTL ... 05/13/2033
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
4,000,000 MASCO CORP CVT
07/20/2031
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
125,000 CHENIERE ENERGY INC CVT 144A
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593457.pdf
EFTA01593507Set 10
2005-08-0156p5,756w
ALLERGAN INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-4,000,000 MASCO CORP CVT
07/20/2031
DELIVERED BY NEW YORK
FROM SEC NO 3062163 TO 3066597
4,000,000 MASCO ... GENERAL MTRS CORP CV C 33
HCC INS HLDGS INC NT CVT
MASCO CORP CVT
INVITROGEN CORP CVT 144A
06.2500 07/15/2033
02.0000 09/01/2021
03.2500 06/15/2025
07/20/2031
PPL ENERGY SUPPLY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593507.pdf
EFTA01593687Set 10
2007-01-0129p3,175w
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
4,000,000 MASCO CORP CVT CONTRA
07/20/2031
TENDER CHARGE
01/22/07 ON 4000000 SHARES ... 01/26 MRKD/MARKET
03 01/26 MRKD/MARKET
03 01/26 JOURNAL
QUANTITY DESCRIPTION
-4,000,000 MASCO CORP CVT
07/20/2031
TENDER CREDIT
01/22/07 ON 4000000 SHARES
MARK TO MARKET
MARK TO MARKET ... MASCO CORP CVT CONTRA
07/20/2031
TENDER CREDIT
MARK TO MARKET
-1,050 CBRL GROUP INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-1,050 CBRL GROUP INC
OFFSHORE ARRANGING FLIP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593687.pdf
EFTA01592777Set 10
2005-07-0139p4,367w
07/26 JOURNAL
01 07/26 JOURNAL
01 07/26 JOURNAL
QUANTITY DESCRIPTION
-4,000,000 MASCO CORP CVT ZERO COUPON
07/20/2031
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
6,500,000 SCOTTISH ... MONTH
TYPE DATE TRANSACTION
01 07/26 BOUGHT
QUANTITY DESCRIPTION
4,000,000 MASCO CORP CVT
07/20/2031
CORRECTION
AS OF 07/22/05
DONE AT MORGAN, STANLEY AND
COMPANY, INCORPORATED
01 07/27 JOURNAL ... FINANCING
FROM 2F8EE0 TO 746FY0
FUNDS RECEIVED BY WIRE
4,000,000 MASCO CORP CVT ZERO COUPON
07/20/2031
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-200,000 RPM INTL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592777.pdf
EFTA01582318Set 10
2005-12-011p272w
09/01/2021
01 4,000,000 MASCO CORP CVT 45.50000 1,820,000.00
07/20/2031
01 3,000,000 PPL ENERGY SUPPLY LLC CVT 118.82700 3,564,810.00 78,750.00
02.6250 05/15/2023
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582318.pdf
EFTA01582638Set 10
2006-04-011p278w
09/01/2021
01 4,000,000 MASCO CORP CVT 46.12500 1,845,000.00
07/20/2031
01 3,000,000 PPL ENERGY SUPPLY LLC CVT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582638.pdf
EFTA01582617Set 10
2006-11-011p270w
09/01/2021
01 4,000,000 MASCO CORP CVT 46.75000 1,870,000.00
07/20/2031
01 3,000,000 PPL ENERGY SUPPLY LLC CVT "CONTRA
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582617.pdf
EFTA01582502Set 10
2006-10-011p277w
09/01/2021
01 4,000,000 MASCO CORP CVT 46.62500 1,865,000.00
07/20/2031
01 3,000,000 PPL ENERGY SUPPLY LLC CVT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582502.pdf
EFTA01582463Set 10
2006-12-011p251w
09/01/2021
01 4,000,000 MASCO CORP CVT 46.87500 1,875,000.00
07/20/2031
01 3,830,000 RPM INTL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582463.pdf
EFTA01582544Set 10
2006-05-011p293w
09/01/2021
01 4,000,000 MASCO CORP CVT 46.00000 1,840,000.00
07/20/2031
01 3,000,000 PPL ENERGY SUPPLY LLC CVT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582544.pdf