EFTA00432263Set 9
2011-06-214p1,184w
downgrades MMI/RIMM & reduces target
NOK
Key Research: Maxim initiates AFFX/ILMN (buys) & LIFE/PACE (holds), MKM initiates ALKS (buy)
Reporting Pre-Open: CCL, WAG, BKS, CMC, GRB, KEF, RLOG
Reporting Post-Close
https://www.justice.gov/epstein/files/DataSet%209/EFTA00432263.pdf
EFTA02154412Set 10
2012-11-167p1,814w
SYMC/PANW (mp's)
Key Research: BMO cuts AEO, Nomura upgrades CIT (buy), MKM upgrades DLTR (buy)
Key Research: JMP resumes EXAS/OSUR (op), GS cuts JBLU (sell), Baird upgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02154412.pdf
EFTA00403751Set 9
2012-10-045p1,632w
Memphis, Tenn)
Conferences: Johnson Rice Energy (New Orleans), CS Global Credit Products (Miami), MKM
Investor (NYC)
Analyst/Investor Days: ENB, ENDP, AHC, ALOG, SSS, ORCL, SNSS
Non-Deal Roadshows: ACAD, ALEX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00403751.pdf