EFTA02137279Set 10
2013-06-048p1,909w
CPLA, CVU, DCOM, DL, DTLK, ECHO, EMC, FBP, FISI,
FLIR, GAME, HI, HIBB, LLY, MMYT, NWPX, OPAY, PANL, PGH, SIG, SONS, SRE, STBA, TXI,
VPFG, VZ, WETF, WX, WY, VVYN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02137279.pdf
EFTA02136101Set 10
2013-06-078p1,887w
Annual Microcap (NYC)
Analyst/Investor Days: WTM, OB
Non-Deal Roadshows: AERL, CCMP, CYBX, KEX, MMYT, NWY, PFPT, RVBD, SLP
Shareholder Meetings: WMT, BVN, SAI, RXII, BPZ
Equity/Mixed Shelfs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02136101.pdf
EFTA02112117Set 10
2014-03-118p2,090w
narrower
POWR revs beat — FTEK revs missed — NES to sell Thermo Fluids
Secondaries (announced/priced): MMYT, AMH, VIPS (convert), Q, SMLP, ACMP, POST, OXLC,
TESO, STCK, VOYA, AMZG, ARI (convert
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02112117.pdf
EFTA02128826Set 10
2013-09-128p2,010w
DIOD, DLA,
DTEGY, EGN, ESPGY, FMBI, HE, IGTE, LPL, MDC, MEDS, MIC, MILL, MM, MMYT, NUVA, PSIX,
PWR, ROSE, SHG, SMCI, SU, TMK, WTS, CNQ
Shareholder Meetings: TARO, PNTR
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128826.pdf
EFTA02097378Set 10
2014-09-118p2,083w
DAIO, DG, DG, DY,
ECL, EIG, FLML, FORM, GCO, HILL, HIVE, IG, INCY, MITL, MMYT, MTSC, MTSI, NDLS, NEOG,
NRZ, NS, PCRX, PRAA, PRO, PZG, QTWO, RM, RPTP, RUTH, SIMO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02097378.pdf
EFTA02123847Set 10
2013-10-3110p2,550w
KOPN, LANG, LECO, LIOX, LIQD, LKQ, LMOS, LOJN,
MD, MDCI, MEG, MGM, MMP, MMYT, MOD, MPLX, MSCI, NIHD, NKA, NMM, NYT, OCN, ORBK,
ORN, OSK, PBF, PCRX, PDCE, PRLB
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123847.pdf
EFTA00408946Set 9
2012-07-115p1,519w
CPST, DSCI, DVN, EXL, FINL, GA, GCA, GTXI,
HD, HPQ, HR, ISBC, LZB, MMYT, MRVL, MU, NAV, NKTR, ORCL, OREX, PAA, REIS, REXX, SCVL, SGNT,
SJM, SPG, TKOMY, TREE, VPHM
https://www.justice.gov/epstein/files/DataSet%209/EFTA00408946.pdf
EFTA02151887Set 10
2013-01-088p1,997w
Deal Roadshows: ABR, AMRI, ATHN, CLDX, HPQ, IILG, IPCM, LNDC, MDCO, MFG, MLM,
MMYT, MTRN, MYRG, NRF, PANW, PFMT, REG, SMP, SNTS, MXL, THRX
Shareholder Meetings: TRMD, MOG, CMTL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02151887.pdf