EFTA00376741Set 9
2014-01-088p2,248w
hold), MLV initiates ORMP (buy)
EFTA00376743
• MS cuts NBIX/ZTS & upgrades VRX & initiates MNK (ow), Piper initiates MNK (ow) & cuts SHOO
RBC downgrades RIG/BH/CAMI & upgrades NBFt/NOV/Oll/PTEN, Roth resumes GLUU (buy),
• Wells
https://www.justice.gov/epstein/files/DataSet%209/EFTA00376741.pdf
EFTA02090749Set 10
2014-11-187p1,856w
decision, Citi
Fin Tech Conference (NYC), GS Metals & Mining Conference (NYC), Earnings (SJM, LOW, MNK,
SPLS, TGT, LB, GMCR, CRM)
Thursday: CPI, Existing Home Sales, Philly Fed Nov, Flash PMIs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02090749.pdf
EFTA00822652Set 9
2016-08-034p1,098w
HSIC & PKI have fallen from the bottom 5]
Most Concentrated Ownership — ALXN, DVA, BSX, MNK, ISRG
EPFR Data on Healthcare Flows
Latest S&P 500 Relative Value Cheat Sheet - Link
https://www.justice.gov/epstein/files/DataSet%209/EFTA00822652.pdf
EFTA00306883Set 9
2014-06-027p4,747w
Forest Laboratories, Inc (FRX),
Hospira, Inc. (HSP), Impax Laboratories (IPXL), Kythera Biopharmaceuticals (KYTED, Mallinckrodt (MNK), Merck & Co., Inc. (MRK),
Mylan Inc. (MYL), Perris° Company (PRGO), Pfizer Inc. (PFE), Sagent Pharmaceuticals
https://www.justice.gov/epstein/files/DataSet%209/EFTA00306883.pdf
EFTA02456385Set 11
2016-08-026p906w
HSIC & =KI have fallen from the bottom 5]
Most =oncentrated Ownership — ALXN, DVA, BSX, MNK, ISRG
EPFR Data on =ealthcare Flows
3
EFTA_R1_01559580
EFTA02456387
latest
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02456385.pdf
EFTA00357139Set 9
2014-12-096p1,973w
FCFS, FIBK, FRSH, GTN, HPTX, HY, IL, INVN, ISTR, JOUT, KOS, LMAT, MAR, MFG, MNK, NNN, OCFC,
PAG, PCMI, PNW, SAAS, SLTC, SMED, SNMX, SSNC, STRT, SXT, TROX, TUBE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00357139.pdf
EFTA00598930Set 9
2015-10-025p4,184w
Lilly & Company (LLY), Endo International PLC (ENDP), Impax Laboratories (IPXL), Kythera Biopharmaceuticals
(KYTH), Mallinckrodt (MNK), Merck & Co., Inc. (MRK), Mylan Inc. (MYL), Perrigo Company (PRGO), Pfizer Inc. (PFE), Sagent
Pharmaceuticals
https://www.justice.gov/epstein/files/DataSet%209/EFTA00598930.pdf
EFTA01087638Set 9
2015-10-015p3,969w
Lilly & Company (LLY), Endo International PLC (ENDP), Impax Laboratories (1PXL), Kythera Biopharmaceuticals
(KYTFI), Mallinckrodt (MNK), Merck & Co., Inc. (MRK), Mylan Inc. (MYL), Perrigo Company (PRGO), Pfizer Inc. (PFE), Sagent
Pharmaceuticals
https://www.justice.gov/epstein/files/DataSet%209/EFTA01087638.pdf
EFTA02093112Set 10
2014-10-158p2,249w
LDRH, LEN, MCF, MCS, MRTX, NGHC, PLPM, PTX, TIVO, TRVN, VEEV, WMC,
ZINC, MNK
Shareholder Meetings: KOSS, DPSI, IDSA, UWN, DRAM, SCX
EFTA_R1_00693109
EFTA02093115
Equity/Mixed Shelfs: MEMP ($250M
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02093112.pdf