EFTA02137279Set 10
2013-06-048p1,909w
Dynamics International (ICEL) files $57.3M IPO through JPMorgan
US Key Research:
• Roth initiates MOSY (buy), UBS initiates EPAM (buy), Topeka initiates CKP (buy)
Baird initiates RPMNAL (neut's) & downgrades ... ALCS, ARCC, EFII, INOD, RTK, BDMS,
CONN, DEI, IPAS, KALU, KYTH, LINTA, VTUS, MOSY, LMCA, ALGT, KFS, RVM, ZNGA, ARII,
DRCO, TFM, KIRK, LPNT, COLM, TSLA
Equity/Mixed Shelfs: ROIC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02137279.pdf
EFTA02122294Set 10
2013-11-139p2,367w
EXAR, FARM, FLO, GIVN, HBAN, KEY, LLY, LNKD, MDC, MEAS, MLHR,
MOSY, MOVE, NVR, NWL, POL, PSEM, RKUS, RUTH, STBA, SUPX, TXT, WD, WMGI, CODE
EFTA_R1_00756920
EFTA02122298
Shareholder
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122294.pdf
EFTA01747985Set 10
2015-05-148p2,408w
valvalo
vaiviZtv,?t-s sz,,VA?m?sv, /Wit Iset7schni. • • wAnvaset7i1v,"4.0mOsi?*039-zzA?
?If-Wine/O841h 0,?wins,71. nt 0 I1hiS(Vi?gM%?1%?16W15O115O10£
5O1i -Vi715O1
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01747985.pdf
EFTA02121389Set 10
2020-11-139p2,210w
CRNCY, CTXS, DWA, ENS, EXAR, FARM, FULT, IG,
IMAX, INCY, LMT, MOSY, MPWR, NTAP, NVDA, OMEX, POL, PXLW, RFMD, RSO, RUTH, SFUN,
SOI, UBNT, URG, VOD, WYN, ZTS
Shareholder Meetings
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121389.pdf
EFTA00401937Set 9
2012-11-087p2,170w
ENTR, ESC, EXTR, FET,
GIG, HF, HTSI, ITRI, IVR, JKHY, JPM, KGN, LLL, MNRK, MOSY, MTGE, NEOL, NSR, OMPI, ONNN, OXM, PXD, PXLW,
RP, SEIC, RP, SIVB, SNTA, TDS, TELNY
https://www.justice.gov/epstein/files/DataSet%209/EFTA00401937.pdf