EFTA00396443Set 9
2013-02-067p2,142w
downgrade CSGN VX, BKIR ID
•• MS downgrade ASHM LN, upgrade SDR LN, RAYJ downgrade MUV2 GY
•• UBS downgrade MGGT LN, EMG LN, RAYJ downgrade MUV2 GY
•• SDR LN added most
https://www.justice.gov/epstein/files/DataSet%209/EFTA00396443.pdf
EFTA02128810Set 10
2013-09-099p2,106w
least pref
▪ BofAML reinstate LAND LN (b), BLND LN (b), upgrade BATS LN, MUV2 GY, AKGRT TI, SPG SJ
• BofAML downgrade EOAN GY, THYAO TI, Exane downgrade BN FP, upgrade ... Libr upgrade CSR LN, Panmure upgrade BDEV LN
Mainfirst upgrade LONN SW, MUV2 GY, NOK1V FH
Reporting Pre-Open: HITK, HOV, HSOL, JW.A, STRM
Reporting Post-Close: PVH, CASY, COOL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128810.pdf
EFTA02134627Set 10
8p1,943w
downgrades HSV LN, DB upgrades VOD
LN
• Exane downgrades HNR1 GY & MUV2 GY, Kepler says stay underweight Telecom sector, Kepler
reits sell PSON LN
Exane upgrades SDR LN, Commerzbank upgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02134627.pdf
EFTA00388231Set 9
2013-06-287p1,959w
downgrades HSV LN, DB upgrades VOD LN
• Exane downgrades HNR1 GY & MUV2 GY, Kepler says stay underweight Telecom sector, Kepler reits sell PSON LN
• Exane upgrades SDR LN, Commerzbank upgrades
https://www.justice.gov/epstein/files/DataSet%209/EFTA00388231.pdf
EFTA02143854Set 10
7p1,691w
Barc downgrade RBS LN, eve JAZ SM, BofAML downgrade GFS LN, HNR1 GY, MUV2 GY
DB upgrade AGK LN, ABG downgrade ATCOA SS, Natixis upgrade STS IM, downgrade FXPO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143854.pdf
EFTA02128729Set 10
2013-09-138p1,870w
CARLB DC, BEI GY, SGL
SJ, d/g HAR SJ
• JPM upgrade MUV2 GY, ULKER TI, Barc upgrade KPN NA, Nomura upgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128729.pdf
EFTA02151887Set 10
2013-01-088p1,997w
Euro Insurers (HNR1 GY, RSA LN, LGEN LN, GALP PL, MAP SM,
CS FP, MUV2 GY, LN)
Key Research: MS downgrade WTB LN, MS downgrade YUI1 GY, BofA upgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02151887.pdf
EFTA00379407Set 9
2013-11-216p1,983w
Numis downgrade ICP LN, MS upgrade SGC LN
• UBS downgrade ANTO LN, initiate MUV2 GY (b), SREN VX (n), Liberum initiate APR LN (s)
Reporting Pre-Open: ANF, DLTR
https://www.justice.gov/epstein/files/DataSet%209/EFTA00379407.pdf