EFTA02149039Set 10
2013-01-308p1,848w
Personal Consumption @ 8:30, FOMC Rate Decision @ 2:15pm*"
***BA, HCBK, HES, LLL, MPC, MWV, NOC earnings pre-open—
***AVG, CTXS, EA, FB, JDSU, LVS, MUR, O1, OCOM #'s post ... upgrade TEC FP
Reporting Pre-Open: ABBV, ADT, AVY, BA, HCBK, HES, LLL, MPC, MWV, NOC, PSX, ROK, SO,
WEC, ABFS. BAH, BOH, CEVA, CFR, CVLT, DHX, DSPG
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02149039.pdf
EFTA02143799Set 10
2013-03-267p1,657w
Opco initiates FIO (perform) & upgrades RFMD
Raja upgrades BSFT/BTU, Stifel cuts COG/SWN/GMAN/HLS, UBS downgrades MWV
• Longbow downgrades ASH, BMO upgrades LHO, Wedbush initiates LMNX
• Piper cuts GMAN & upgrades EA & cuts
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143799.pdf
EFTA02133365Set 10
2013-07-2910p2,662w
Eurozone confidence, Earnings (AET, ACI, BARC LN, CMI, CVLT, DDD, DBK GY, DISCA, MRK,
MWV, NLSN, NOV, NYX, ODP, OSK, OXY, PEA, PFE, S, UBS, WU, X, AMGN, CVG, FISV
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02133365.pdf
EFTA02101743Set 10
2014-07-259p2,302w
conference), US O2 GDP, US
core Q2 PCE, Earnings (ADT, GRMN, HES, HUM, LO, MWV, PSX, ROK, SEE, WEC, ALL, HIG,
KRFT, LNC, MET, MUR, WFM)
Thursday: Challenger Job Cuts
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101743.pdf
EFTA02120415Set 10
2013-12-119p2,318w
ERIC (buy) & cuts AVNR
▪ B. Riley initiates OSTK (neut), Raja upgrades CRL, BMO cuts MWV, Wells upgrades RDWR
• Jefferies initiates DDD/SSYS/XONE (buy) & VJET/ARCM SS (hold), Janney initiates EOPN (buy) &
CSOD
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120415.pdf
EFTA02123600Set 10
2013-10-299p2,436w
MWV, OXY, PEW PCAR, PFE, VLO, VRTX, WM, X, XRAY, XYL, ACI, AGCO, ALLT,
ALR, AMTD, CAS, CBR, CCMP, CGEN, CIE, CMLS, CRS, CRVL, CRY, CVLT, CYNO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123600.pdf
EFTA00390785Set 9
2013-05-097p2,239w
CERN, DGX, DLA, ELX, FHN, FNGN,
FNP, FSL, ITG, LECO, MEOH, MIC, MLM, MWV, NLSN, NLY, NOAH, OMN, OREX, PAR, PCAR, PCRX, PDM, PPC,
QLYS, RNST, RTIX, SMCI, TPX, WMGI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00414887Set 9
2012-04-235p1,514w
EFTA00414888
Non-Deal Roadshows: N/A
Shareholder Meetings: ACU, CCG, JRCC, NEPH, STBA, HON, MWV, DLR, PRK, FBHS, FBMI
Equity/Mixed Shelfs: N/A
Other Newspaper Articles & Stories
Barron's cover: Barron
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414887.pdf
EFTA02139472Set 10
2013-05-098p2,231w
CERN, DGX, DLA,
ELX, FHN, FNGN, FNP, FSL, ITG, LECO, MEOH, MIC, MLM, MWV, NLSN, NLY, NOAH, OMN,
OREX, PAR, PCAR, PCRX, PDM, PPC, QLYS, RNST, RTIX, SMCI, TPX, WMGI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf
EFTA02141150Set 10
2013-04-228p1,868w
Deal Roadshows: ALNY, OGE, PBY, TROV, MDT
Shareholder Meetings: CBNJ, CCG, CR, GPC, HON, MWV, DSTI, EDU
Equity/Mixed Shelfs: XTEX ($250M), KNDI ($60M)
Other Newspaper Articles 8 Stories
Barron
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02141150.pdf