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Results by Dataset36 total

Set 10

36

EFTA01540244Set 10

2012-11-01111p12,458w

CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER ... Purchase ARRAY BIOPHARMA INC @ 3.65 J.P. MORGAN SECURITIES LLC (ID: 04269X-10-5) GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540244.pdf

EFTA01540444Set 10

2013-01-01101p11,069w

ACCT. W23560001 For the Period 1/1/13 to 1/31/13 Price Complementary Structured Strategies GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540444.pdf

EFTA01494154Set 10

2013-04-011p252w

TRADE DATE 04/01/13 FACE VALUE 1.00 (ID: 949779-AD-4) 4/2 Free Delivery GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01494154.pdf

EFTA01493632Set 10

2012-11-011p284w

11/15 SECURITIES LLC (ID: 04269X-10-5) 11/8 Purchase GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 1000.000.030 100.00 (1,000.000 00) 11/15 85%BARRIER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493632.pdf

EFTA01350687Set 10

2019-05-156p3,065w

EFTA01350690 01/06/2019 8.25 NR B3 48582.0 0.0 0.0 9710670708 0241499376 0.0 0.0 GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350687.pdf

EFTA01493687Set 10

2012-11-011p285w

11/15 SECURITIES LLC (ID: 04269X-10-5) 11/8 Purchase GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 1000.000.030 100.00 (1,000.000 00) 11/15 85%BARRIER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493687.pdf

EFTA01464701Set 10

2013-08-01127p12,886w

CALL FX EUROPEAN STYLE OPTION SEP 10, 2013 @ 105. XJPYPB-FK-Z GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01464701.pdf

EFTA01494096Set 10

2013-04-011p257w

TRADE DATE 04/01/13 FACE VALUE 1.00 (ID: 949779-AD-4) 4/2 Free Delivery GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01494096.pdf

EFTA01540355Set 10

2012-12-0189p9,925w

CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540355.pdf

EFTA01494124Set 10

2013-04-011p253w

TRADE DATE 04/01/13 FACE VALUE 1.00 (ID: 949779-AD-4) 4/2 Free Delivery GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01494124.pdf

EFTA01546770Set 10

2013-07-01118p11,793w

CALL FX EUROPEAN STYLE OPTION SEP 10, 2013 @ 105. XJPYPB-FK-Z GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01546770.pdf

EFTA01540753Set 10

2013-04-0150p5,421w

TRADE DATE 04/01/13 FACE VALUE 1.00 (ID: 949779-AD-4) 4/2 Free Delivery GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540753.pdf

EFTA01547035Set 10

2013-06-30124p12,917w

Settle Date 9/24 9/27 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547035.pdf

EFTA01540660Set 10

2012-12-3193p9,723w

CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540660.pdf

EFTA01540545Set 10

2013-02-01115p12,063w

CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540545.pdf

EFTA01464848Set 10

2013-08-01145p14,060w

CALL FX EUROPEAN STYLE OPTION SEP 10, 2013 @ 105. XJPYPB-FK-Z GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01464848.pdf

EFTA01463778Set 10

2013-09-0431p3,335w

uo.uv - I .wiu lUwlU.000.UU -iKi,uuv/.w • I 0, vwu.uu DTD 03/11/2011 EFTA01463791 GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01463778.pdf

EFTA01546888Set 10

2013-08-01147p14,076w

CALL FX EUROPEAN STYLE OPTION SEP 10, 2013 @ 105. XJPYPB-FK-Z GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01546888.pdf

EFTA01499686Set 10

2013-09-011p238w

Date Selection Method Description Quantity Amount Proceeds Cost GeIn/Loss Settled Sales/Maturities/Redemptions 9124 Sale GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499686.pdf

EFTA01493910Set 10

2013-02-011p143w

EUROPEAN STYLE OPTION OCT 08, 2013 (/) 80.9 XJPYPE‘AZ-2 CAD OS MXN STEP UP NOTE 11/22/13 105.23 1.000.000.00 1,062,330.00 1,000,003.00 52.330 00 LNKD TO MXN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493910.pdf

Page 1

Corpus: 1990-03-17 – 2025-12-01

November 2012

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