Epstein Files Search

EFTA01547716Set 10

2013-04-0135p4,238w

STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 40432X-D3-2 0.01% 1 Quantity Value Adjusted Cost Original Cost ... STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 40432X-E5-6 Total Complementary Structured Strategies ... STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 596CPN-28.596 MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 @ 100.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 40432X

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547716.pdf

EFTA01463778Set 10

2013-09-0431p3,335w

NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN 11/08/12, INITIAL STRIKE: 13.11925 38141GHY3 ... 40432XE56 1,000,000.00 76.13 0.004> 761,300.00 USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 29,070.00 EFTA01463804 0.00 1,000,000.00 -238,700.00 HSBC ... 40432XD32 1,000,000.00 73.67 \ 0.00 4^ 736,700.00 USD 85%BARRIER- 56CPN-28.596 MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 US DOLLAR 0.00 4f 1,000,000.00 -263,300.00 OUSDPRAA7

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01463778.pdf

EFTA01350835Set 10

2013-10-174p553w

BARRIER- 5%CPN-28.5% MXRTRN MD I do not see the other being received, please advise, thank you. Kind regards, Lisa Hurd Lisa D Hurd ACATS Deutsche Bank Securities ... BARRIER- 5%CPN-28.5% MXRTRN MD 2. HSBC BRL STEP UP NOTE 4/21/14 40432XE56 66 1,000,000.000 10/15/13 LNKD ... BARRIER- 5%CPN-28.5% MXRTRN MD Best Regards, Janet Young Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # 832072 - 500 Stanton Christiana Road, Newark

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350835.pdf

EFTA01350839Set 10

2013-10-174p653w

BARRIER- 5%CPN-28.5% MXRTRN MD I do not see the other being received, please advise, thank you. Kind regards, Lisa Hurd (Embedded image moved to file: pic03401.gif) Lisa ... BARRIER-5%CPN-28.5% MXRTRN MD 2. HSBC BRL STEP UP NOTE 4/21/14 40432XE56 66 1,000,000.000 10/15/13 LNKD ... BARRIER- S%CPN-28.5% MXRTRN MD Best Regards, Janet Young Janet E. Young' Vice President Private Bank' J.P. Morgan NMLS ID it - 500 Stanton Christiana Road Newark

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350839.pdf

EFTA01350833Set 10

2014-03-272p302w

BARRIER- 51tCPN-28.5t MXRTRN MD I do not see the other being received, please advise, thank you. Kind regards, Lisa Hurd (Embedded image moved to file: pic19647.gif) Lisa ... EFTA01350833 B5%BARRIER- 5%CPN-28.5% MXRTRN MD 2. HSBC BRL STEP UP NOTE 4/21/14 66 1,000,000.000 10/15/13 LNKD ... BARRIER- 51tCPN-28.5t MXRTRN MD Best Regards, Janet Young Janet E. Young' Vice President Private Bank' J.P. Morgan NMLS ID 4 - 500 Stanton Christiana Road, Newark

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350833.pdf

EFTA01350831Set 10

2013-10-162p198w

BARRIER- 5%CPN-28.5% MXRTRN MD 2. HSBC BRL STEP UP NOTE 4/21/14 40432XE56 66 1,000,000.000 10/15/13 LNKD ... BARRIER- 5%CPN-28.5% MXRTRN MD Best Regards, Janet Young EFTA01350831 Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # - 500 Stanton Christiana Road, Newark

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350831.pdf

EFTA01448815Set 10

2013-09-041p279w

BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS 40432XD32 ... BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 US DOLLAR 0USDPRAA7 574,681.82 1.00 0.004$ 574,681.82 4.82 a 574,681.82 0.00 Totals

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448815.pdf

EFTA01344384Set 10

2013-09-121p273w

BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS 40432XD32 ... BARRIER- 5%CPN-28.6% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 US DOLLAR 0USDPRAA7 574,681.82 1.00 0.004a 574,681.82 0.00 574,681 82 0.00 Totals

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344384.pdf

EFTA01500137Set 10

2013-10-011p184w

LNKD TO BRL VS (1,000,000.000) (883.300.00) USD 85%BARRIER• 5%CPN-28.5% MXRTRN 3/13/13; 1,000,000.00 INITIAL STRIKE: 1.9819 TRANSFER TO PERSHING & COMPANY TRADE DATE 10/04/13 ... BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 1,000,000.00 INITIAL STRIKE: 2.0035 TRANSFER TO PERSHING & COMPANY TRADE DATE 10/14/13 (ID: 40432X-E5-8) Total Securities Transferred

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01500137.pdf

EFTA01547907Set 10

2013-12-0125p3,555w

STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 TRANSFER TO PERSHING & COMPANY TRADE DATE 10/04/13 (ID: 40432X ... STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 TRANSFER TO PERSHING & COMPANY TRADE DATE 10/14/13 (ID: 40432X

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547907.pdf

EFTA01350813Set 10

2014-01-182p811w

HSBC BRL STEP Uiiiiiiiii/14 LNKD TO BRL VS USD 85% BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 1000000 0 81.3 9 1000000 813900 US40432XD326 SOUTHERN TRUST COMPANY ... STEP UP 1/14 LNKD TO BRL VS USD 85% BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 1000000 0 83.8 9 1000000 838900 US40432XE563 SOUTHERN TRUST COMPANY, INC PETROLEOS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350813.pdf

EFTA01448806Set 10

2013-09-041p277w

BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS 40432XD32 ... BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 US DOLLAR 0USDPRAA7 574,681.82 1.00 0.00 to 574,681.82 4.82 a 574,681.82 0.00 Totals

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448806.pdf

EFTA01540244Set 10

2012-11-01111p12,458w

NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN 11/08/12 38141G ... NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN 11/08/12 @ 100.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 38141G-HY-3) PVR PARTNERS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540244.pdf

EFTA01345083Set 10

2013-09-121p265w

BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 HSBC BRL STEP UP NOTE 3/27/14 LNKD ... BARRIER- 5%CPN-28.5% MXRTRN 3/13/13: INITIAL STRIKE: 1.9619 US DOLLAR 574,681.82 1.00 0.00 0 574,681.82 0.00 4D 574,681 82 0.00 Totals

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01345083.pdf

EFTA01547811Set 10

2013-07-0131p4,015w

STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 40432X-D3-2 0.01% 1 Quantity Value Adjusted Cost Original Cost ... STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 40432X-E5-6 Total Complementary Structured Strategies

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547811.pdf

EFTA01547779Set 10

2013-06-0132p3,929w

STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 40432X-D3-2 0.01% 1 Quantity Value Adjusted Cost Original Cost ... STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 40432X-E5-6 Total Complementary Structured Strategies

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547779.pdf

EFTA01547751Set 10

2013-05-0128p3,749w

STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 40432X-D3-2 0.01% 1 Quantity Value Adjusted Cost Original Cost ... STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 40432X-E5-6 Total Complementary Structured Strategies

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547751.pdf

EFTA01547842Set 10

2013-08-0131p3,956w

STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 40432X-D3-2 0.01% 1 Quantity Value Adjusted Cost Original Cost ... STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 40432X-E5-6 Total Complementary Structured Strategies

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547842.pdf

EFTA01547675Set 10

2012-12-3141p6,009w

STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 40432X-D3-2 Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss ... STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 @ 100.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 40432X-D3-2) Purchase

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547675.pdf

EFTA01448794Set 10

2013-09-041p276w

BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS 40432XD32 ... BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 US DOLLAR 0USDPRAA7 574,681.82 1.00 0.004$ 574,681.82 4.82 a 574,681.82 0.00 Totals

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448794.pdf