SIGNING BELOW CLIENT ACKNOWLEDGES THAT: (1) CLIENT HAS RECEIVED, READ AND AGREES TO THE TERMS AND CONDITIONS OF THIS
WHICH CONTAINS IMPORTANT INFORMATION; AND (2) THE INFORMATION CONTAINED IN THIS ... AGREEMENT, INCLUDING THE APPENDIX
ACCOUNT APPLICATION IS ACCURATE.
-... -
AT SECTION III, PAGE 6. AND CLIENT
CLIENT AC EDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE
AGREES ... THIS DOCUMENT OTHER 11IAN THE CERTIFICATION
THE INTERNAL EVENUE SERVICE DOES NOT REQUIRE CLIENTS CONSENT TO ANY REQUIRED TO ESTABLISH CLIENT'S STATUS AS A NON-U.S.
REQUIREDTO AVOID
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365777.pdf
EFTA01745681Set 10
2015-04-269p2,029w
Mail
please note
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee ... reserved
please note
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee ... reserved
please note
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01745681.pdf
EFTA01938294Set 10
2014-02-198p1,569w
earatitil 4
al
The information contained in this
communication is
confidential, may be attorney-client privileged,
may
constitute inside information, and is intended
only for
the use of the addressee ... rights
reserved
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only
for
the use of the addressee ... rights
reserve
d
***** ****************************** ************
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01938294.pdf
Data sits at the center of global electronic commenx. We believe we offer our clients the most complete array of integrated
solutions in the industry, covering their needs across next ... generation commerce technologies, merchant acquiring, issuing. and network solutions.
We serve our clients in 118 countries, reaching approximately 6 million business locations and over 4,000 financial institutions. We believe ... institutions with a suite of
related services including card personalization and embossing, statement printing, client service, and remittance processing.
Network & Security Solutions (NSS) — This segment provides a wide range
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382668.pdf
EFTA01470963Set 10
2014-09-152p357w
Subject: Re: Mon 9am EST client call C
From: Stelios Theodosiou
Date: Mon, 15 Sep 2014 11: :
To: Paul Morris
Cc: Matt Glassman
Tazia Smith
Classification: Confidential
Thank ... Stelios Theodosiou
Cc: Matt Glassman; Tazia Smith
Subject: Re: Mon 9am EST client call [C]
Classification: Confidential
Stelios, thanks very much for doing the call, my guess is he will ... Paul Morris Matt Glassman
Date: 09/14/2014 07:45 PM
Subject: Re: Mon 9am EST client call [C]
EFTA01470963
Classification: Confidential
Ok Tazia thanks
Speak to you tomorow
Original Message
From
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470963.pdf
EFTA02020082Set 10
2011-02-055p926w
happened to you
***************************************************
********
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee ... rights reserved
**********************************************************
*
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee ... EFTA02020084
**
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02020082.pdf
EFTA01401992Set 10
2018-04-163p322w
Rates FFT we can provide docs, if not we move this
to London where client is onboarded? Thanks
Xavier Avila
Managing Director
Deutsche Bank Securities Inc
+ 1 917 8541256
From ... Product, details as follows:
Trade ID: G175714L
Summit Code: SOUTHFINANMD
Date of Trade: 13/04/2018
Client Name: Southern Financial, LLC
EFTA01401992
We have got your name as a sales person from ... Summit application.
We have observed that the client is not adopted for Frankfurt location,
which results in a KYC violation. In order to comply with DB's internal
policies
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401992.pdf
EFTA01821113Set 10
2009-11-055p954w
information contained in this communication is
EFTA_R1_00194256
EFTA01821114
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee ... sender
immediately.
***********************************************************
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee ... including all attachments.
*********** ****************** ****** ************************
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01821113.pdf
EFTA01892338Set 10
2012-10-114p861w
information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee. It is the property ... rights reserved
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee ... reserved
*1• • ************************************ JIM
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01892338.pdf
EFTA01460871Set 10
2015-01-131p609w
Classification: Confidential
See below, transaction we did w CB&S today - KCP cap markets client (Southern Financial, PB relationship). Was the first
trade done in North America on the Commodity ... index. All other transactions done by CB&S thus far have been
w clients in Europe. In addition client did a credit trade in combination. We've been working with ... this client all year,
he's done very limited business. We've been tracking all of the ideas we've pitched him thus far since October (you can
see performance
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460871.pdf
EFTA01984612Set 10
2010-09-069p1,494w
EFTA01984615
**
**
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only
fo
the use of the addressee ... EFTA01984616
*********************************************************
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee ... Origins Asst (Cynthia)
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01984612.pdf
EFTA01423217Set 10
2019-03-013p322w
against a name I
didn't recognize.
EFTA01423217
Leslie — This is the client we reassigned to House. Please confirm the
outflow is not reported against Stewart?
Thanks,
Donna
From: Stewart ... February flows [I]
Classification: For internal use only
The bank decided to exit the client relationship. Thanks
From: Peter Maroney
Sent: Friday, March 01, 2019 3:57 PM
To: Stewart ... every month
we collect commentary on the large flows. Last week we see client Southern
Financial had a $61.8M outflow from brokerage. Can you provide a brief
comment
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423217.pdf
Nome SSNIEIN
Corporation, partnership, trust or other entity:
Confirmation of tax and compliance responsibilities
Client acknowledges having sole responsibility to fulfill any tax obligations and any other regulatory reporting duties ... applicable to Client in any relevant jurisdictions that may arise in connection with assets, income or transactions in Client's
account(s) and business relationship with 0BSI. Furthermore, Client confirms ... that the necessary information (to the best
of Client's knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s). settior(s),
beneficiary
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378952.pdf
EFTA01992873Set 10
2012-05-015p921w
weeks
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee ... rights reserved
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee ... rights reserved
***********************************************************
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01992873.pdf
EFTA01798269Set 10
2011-02-054p678w
EFTA01798270
The information contained in this c=mmunication is
confidential, may be attorney-client privileged, may=br> constitute inside information,
and is intended only for
the use of the=addressee ... rights reserved
The information contained in this c=mmunication is
confidential, may be attorney-client privileged, may=br> constitute inside information, and is
intended only ... rights reserved
The information contained in this c=mmunication is
confidential, may be attorney-client privileged, may=br> constitute inside information, and is intended
only
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01798269.pdf
EFTA01753699Set 10
2013-11-205p865w
paris?
Nothing else
************
The information contained in this communication is
confidential, may be attorney-client privileged, may
EFTA_R1_00053347
EFTA01753701
constitute inside information, and is intended only ... rights reserved
****************************************************
*******
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee ... rights reserved
St<
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01753699.pdf
EFTA01460774Set 10
2008-02-041p327w
Hart Chip Packard I Michael-1 Davis
Erin O-Rourke
CC: Zia Memon
Subject: Client Entertairm
ill.11/ — Mills, Frequency and Reconciliation Reports (tune 2014)
Attachments: Americas Front 0ffice_Details ... Office_Reconciliation May-Jun'14.xls
Hi All,
In connection with the DB's new Client Entertainment Policy, which was enacted on February 4, 2008 (see Compliance
Alert DBUS ... attached please find:
1. a Details Report reflecting the details of the client entertainment events in your business unit that were logged
pursuant to that policy for the coverage period
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460774.pdf