EFTA00403751Set 9
2012-10-045p1,632w
sell), Baird cuts S
Key Research: SocGen downgrades REE SM, Panmure downgrades AZN LN, MainFirst upgrades MAN GY
Key Research: MainFirst upgrades SKYD GY, JPM cuts
https://www.justice.gov/epstein/files/DataSet%209/EFTA00403751.pdf
EFTA02134627Set 10
8p1,943w
Enskilda upgrades IJ SS, SocGen initiates INFO IN
(h)
EFTA_R1_00782166
EFTA02134629
• MainFirst initiates LUX IM (op), SFL IM 9op), Prada (op). SFER ... MainFirst upgrades KER FP and downgrades CFR VX & RMS FP, SocGen initiates PMI IM (h)
Reporting Pre-Open: AZZ, BBRY, EMMS, FINL
Economic Data: NAPM-Milwaukee © 9am, Chicago
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02134627.pdf
EFTA00388231Set 9
2013-06-287p1,959w
Kepler initiates IPG IM, Enskilda upgrades IJ SS, SocGen initiates INFO IN (h)
• MainFirst initiates LUX IM (op), SFL IM 9op), Prada (op), SFER ... MainFirst upgrades KER FP and downgrades CFR VX & RMS FP, SocGen initiates PMI IM (h)
Reporting Pre-Open: AZZ, BBRY, EMMS, FINL
Economic Data: NAPM-Milwaukee @ 9am, Chicago
https://www.justice.gov/epstein/files/DataSet%209/EFTA00388231.pdf
EFTA02128810Set 10
2013-09-099p2,106w
KepChev upgrade TEN IM, VK FP, Libr upgrade CSR LN, Panmure upgrade BDEV LN
Mainfirst upgrade LONN SW, MUV2 GY, NOK1V FH
Reporting Pre-Open: HITK, HOV, HSOL, JW.A, STRM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128810.pdf
EFTA02090749Set 10
2014-11-187p1,856w
downgrades GALP PUSTL NO
Kepler upgrades RF FP (buy), Macquarie cuts ENQ LN, Mainfirst initiates RR LN/SAF FP (op),
Commerzbank upgrades EBS AV
Numis inititates SCH LN (buy), Pareto downgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02090749.pdf
EFTA02142802Set 10
2013-04-087p1,595w
European Industrials, ENRC LN, KAZ LN, downgrade European Retail sector
Investec upgrade IQE LN, Mainfirst downgrade EMSN VX, Carnegie downgrade IC DC
• Kepler upgrade WPP LN, Natixis remove
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02142802.pdf
EFTA02130329Set 10
2013-09-038p1,866w
EFTA_R1_00773300
EFTA02130331
• RBC downgrade FRES LN, MAQ downgrade VOD LN (to neutral), MainFirst initiate DUE GY
Jeff initiate ACA FP (b), GLE FP (h), BNP FP (h), BLNX
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02130329.pdf
EFTA00387400Set 9
2013-07-177p1,921w
Natixis upgrade BATS LN, downgrade IMT LN, Exane upgrade SOLB BB
•• MainFirst downgrade AF FP, Numis initiate CWD LN (h), HSBC downgrade YAR NO
•• Jyske downgrade PNDORA DC, Espirito resume
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387400.pdf
EFTA00329451Set 9
2016-02-047p2,413w
upgrades NESTE FH, LBBW upgrades UBSG VX & downgrades ABBN VX, Numis upgrades JMAT LN
•• MainFirst upgrades DSV DC, PWTN SW, KNIN VX & downgrades MAERSKB DC, SEB downgrades KCR1V
https://www.justice.gov/epstein/files/DataSet%209/EFTA00329451.pdf
EFTA00401802Set 9
2012-11-136p2,037w
downgrade EOAN GY, Numis downgrade JPR LN
Key Research: Barc upgrade GEM IM, MainFirst upgrade SAZ GY, Chev downgrade DIA SM
Key Research: DB initiate TLX GY (hold), DB initiate
https://www.justice.gov/epstein/files/DataSet%209/EFTA00401802.pdf
EFTA00376741Set 9
2014-01-088p2,248w
O1BC GY, AAL LN, upgrade MONY LN, PER LN, NHY NO
• Mainfirst downgrade SFER IM, Nordea downgrade SWECB SS, Numis upgrade PSN LN
• UBS downgrade KINVB SS, RMV LN, FNTN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00376741.pdf
EFTA00396305Set 9
2013-02-057p2,340w
YKBNK TI (s)
•• Natixis downgrade BN FP, Chev downgrade RDSA LN, +ve UHR VX, Mainfirst —ve SDF GY
•• Oddo Euro Construction: (top pick HOLN VX, worst pick CRH ID), downgrade
https://www.justice.gov/epstein/files/DataSet%209/EFTA00396305.pdf
EFTA00409089Set 9
2012-07-126p1,994w
hold), Numis downgrades IHG LN, BofA uprades PHIA NA &
ASSAB SS
Key Research: MainFirst downgrades ASML NA, BofA downgrades BVIC LN, ING downgrades OR FP
Reporting Pre-Open: FAST
https://www.justice.gov/epstein/files/DataSet%209/EFTA00409089.pdf
EFTA00410733Set 9
2012-06-225p1,541w
upgrades JACK, BMO upgrades AIV, Wells downgrades R/RFMD & initiates
RDEN/EL (op's)
Key Research: MainFirst initiates construction sector (GEBN VX, AFGN SW, SIK SW, WIE AV,
STR AV)
Key Research
https://www.justice.gov/epstein/files/DataSet%209/EFTA00410733.pdf
EFTA02131269Set 10
2013-08-209p2,085w
KepChev downgrade WIE AV
• DNB positive ALGETA NO, DBK upgrade BBY LN, LAD LN, MainFirst downgrade CON GY
Sarasin downgrade GIVN SW, Berenberg reit sell PSM GY, Macquarie upgrade MAERSKB
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02131269.pdf
EFTA02114290Set 10
2014-02-218p2,059w
downgrade GLEN LN, BDEV LN, upgrade EDCL LN, BVS LN
• KBC upgrade WES NA, Mainfirst downgrade UCG IM, MS downgrade TCY LN
• RayJ downgrade HEN3 GY, RBC upgrade LUPE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114290.pdf
EFTA02104426Set 10
2014-06-107p1,832w
Exane downgrades BG/ LN, MS downgrades DIA SM
• Macquarie downgrades LUPE SS, MainFirst downgrades GET FP, Natixis downgrades GFC FP
GS reits DAI GY CL Buy, ABG upgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02104426.pdf
EFTA02119766Set 10
2013-12-027p1,830w
downgrade TSCO LN (uw)
• KepChev initiate ANN GY (h), P1Z GY (b), Mainfirst downgrade SK FP, upgrade CON GY, Vontobel
downgrade KUNN SW
• DB downgrade CNA LN, KRA1V
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02119766.pdf