Epstein Files Search

EFTA01593901Set 10

2006-09-0133p3,434w

HLDGS CO OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET -1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET -2,280 PPL CORP ... OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET 1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 ... FROM 746FY0 MARK TO MARKET -6,000 MASCO CORP EFTA01593916 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -4,102 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593901.pdf

EFTA01593180Set 10

2006-09-0122p2,259w

746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 MARK TO MARKET 1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET 2,280 PPL CORP ... OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -6,000 MASCO CORP EFTA01593190 CANCELLATION AS OF 08/28/06 DONE AT EDGETRADE.COM ... 2F8EE0 MARK TO MARKET FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA -1,875 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,875 MASCO CORP OFFSHORE ARRANGING FLIP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593180.pdf

EFTA01592242Set 10

2007-07-0252p16,750w

DETAIL Syld SyCode SyDesc DlTpCode Qty LocalTotalCost FuncTotalCost OrgTrdDate OTrxNum OSysTxTpCode OTrdDate OXRate PeriodFuncReal PeriodLocalReal

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592242.pdf

EFTA01593202Set 10

2006-05-0151p5,688w

MARKET -2,119 ALLERGAN INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,190 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 EFTA01593230 -970 CBRL GROUP INC OFFSHORE ARRANGING ... FLIP TO 736FY0 FROM 746FY0 -1,190 MASCO CORP DONE AT EDGETRADE.COM ... 746FY0 2,119 ALLERGAN INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,190 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,190 MASCO CORP DONE AT EDGETRADE.COM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593202.pdf

EFTA01592630Set 10

2005-12-3158p17,250w

Realized ytd breakout Syld SyCode DlTpCode OTrdDate OXRate PeriodFuncReal StDesc 10013812 BAA_2.625_08/09 SWAP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592630.pdf

EFTA01592166Set 10

2006-10-1836p2,291w

NYC472549812 SEL (1,875.00) MASCO CORP MAS 50,989.69 (15,309,365.61) Sep 5, 2006 Sep 5, 2006 Sep 5, 2006 NYCO MTM 0.00 MARK TO MARKET ... NYC472549812 EFTA01592176 BUY 1.875.00 MASCO CORP MAS (51.010.31) (15,262,446.05) Sep 6, 2006 Aug 31, 2006 Sep 6, 2006 NYC472549812 XSL 1,875.00 MASCO CORP ... t725,19812 BUY 1,875.00 MASCO CORP MAS (51,010.32) (15,158,932.83) Sep 7, 2006 Aug 31, 2006 Sep 6, 2006 NYC472549812 XBY (1,875.00) MASCO CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592166.pdf

EFTA01593382Set 10

2006-03-0126p2,914w

FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA -8,200 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 8,200 MASCO CORP DONE AT EDGETRADE.COM ... FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA -1,200 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -600 MASCO CORP OFFSHORE ARRANGING FLIP ... 736FY0 FROM 746FY0 1,200 MASCO CORP DONE AT EXBKR/CUTTONE & CO, INC. 600 MASCO CORP EFTA01593398 DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593382.pdf

EFTA01593457Set 10

2005-07-0150p5,193w

OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET 4,000,000 MASCO CORP CVT ZERO COUPON 07/20/2031 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -6,500,000 SCOTTISH ... 07/29/2049 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET -22,896 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -5,200 DUKE ENERGY CORP OFFSHORE ARRANGING FLIP ... FROM 746FY0 TO 736FY0 746FY0 TO 736FY0 USD/EUR MARK TO MARKET -4,000,000 MASCO CORP CVT ZERO COUPON 07/20/2031 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593457.pdf

EFTA01582099Set 10

2006-09-011p218w

MONTH TYPE DATE TRANSACTION QUANTITY DESCRIPTION PRICE DEBIT CREDIT 01 09/08 JOURNAL 1,875 MASCO CORP 51,010.31 OFFSHORE ARRANGING FLIP TO 736F10 FROM 746FY0 01 09/08 JOURNAL ... MASCO CORP 51,010.31 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 09/08 JOURNAL 1,875 MASCO CORP 51,010.32 OFFSHORE ARRANGING FLIP TO 736F10 FROM 746FY0 01 09/08 JOURNAL ... MASCO CORP 51,010.32 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 09/08 JOURNAL -1,875 MASCO CORP 51,010.32 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746F10 01 09/15 BOUGHT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582099.pdf

EFTA01593507Set 10

2005-08-0156p5,756w

HLDG INC 144A 03.0000 08/01/2035 TO 736FY0 FROM 746FY0 MARK TO MARKET -4,200 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,320 PPL CORP OFFSHORE ARRANGING FLIP ... DESCRIPTION -860 ALLERGAN INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -4,000,000 MASCO CORP CVT 07/20/2031 DELIVERED BY NEW YORK FROM ... MASCO CORP CVT 07/20/2031 RECEIVED BY NEW YORK FROM SEC NO 3062163 TO 3066597 MARK TO MARKET -2,000 CONSECO INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -860 ALLERGAN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593507.pdf

EFTA01592777Set 10

2005-07-0139p4,367w

07/26 JOURNAL 01 07/26 JOURNAL 01 07/26 JOURNAL QUANTITY DESCRIPTION -4,000,000 MASCO CORP CVT ZERO COUPON 07/20/2031 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 6,500,000 SCOTTISH ... POWER PLC BOND 04.0000 07/29/2049 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 22,896 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 5,200 DUKE ENERGY CORP OFFSHORE ARRANGING ... CORPORATION DONE AT EDGETRADE.COM INC -5,200 DUKE ENERGY CORP -22,896 MASCO CORP DONE AT EDGETRADE.COM INC CORRECTION DONE AT MORGAN, STANLEY AND COMPANY, INCORPORATED FUNDS RECEIVED BY WIRE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592777.pdf

EFTA01593563Set 10

2005-11-0154p5,367w

MARKET -1,455 ALLERGAN INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,980 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET MARK TO MARKET ... 05/13/2033 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET -1,100 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -18,340 RPM INCORPORATED OFFSHORE ARRANGING FLIP ... 12/15/2049 INTEREST CHARGE REBATE ON SHORT SALES FOR THE MONTH OF OCTOBER INTEREST CREDIT MASCO CORP SUBSTITUTE DIVIDEND CHARGE 11/07/05 ON -25876 SHARES CBRL GROUP INC SUBSTITUTE DIVIDEND CHARGE 11/08/05

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593563.pdf

EFTA01593279Set 10

2006-06-0123p2,428w

FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 -4,000 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 4,000 MASCO CORP DONE AT EDGETRADE.COM ... COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -4,500 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -5,000 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 ... OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,000 CBRL GROUP INC 4,500 MASCO CORP EFTA01593294 36.97350 DONE AT EDGETRADE.COM INC. 28.58880 DONE AT EDGETRADE.COM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593279.pdf

EFTA01582513Set 10

2006-09-011p255w

746FY0 01 09/08 MRKD/MARKET MARK TO MARKET 106,524.07 01 09/08 JOURNAL 1,875 MASCO CORP 51,010.32 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 09/08 JOURNAL ... MASCO CORP 51,010.32 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 09/08 JOURNAL -1,875 MASCO CORP 51,010.32 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 09/08 JOURNAL ... MASCO CORP 51,010.31 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 09/08 JOURNAL -1,875 MASCO CORP 51,010.31 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 09/08 JOURNAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582513.pdf

EFTA01593806Set 10

2006-08-0135p3,769w

ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET 6,000 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,800 CENTERPOINT ENERGY INC OFFSHORE ARRANGING ... MARK TO MARKET MARK TO MARKET MARK TO MARKET MARK TO MARKET 3,277 MASCO CORP JNL SHORT A/C TO MARGIN A/C JNL FROM TYPE 3 TO TYPE 1 MARK ... MARKET -3,277 MASCO CORP JNL SHORT A/C TO MARGIN A/C JNL FROM TYPE 3 TO TYPE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593806.pdf

EFTA01593617Set 10

2005-10-0151p5,116w

OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET MARK TO MARKET 123 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET MARK TO MARKET ... 746FY0 1,075 ALLERGAN INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 EFTA01593645 800 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 FROM 736FY0 TO 746FY0 736FY0 TO 746FY0 ... EFTA01593658 19,700 (S) INTERNATIONAL GAME TECHNOLOGIES 1 INVITROGEN CORP 24,953 (S) MASCO CORP *CSFB RATING 113,480 (S) PPL CORP 43,820 (S) RPM INCORPORATED

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593617.pdf

EFTA01592211Set 10

2006-09-0131p2,654w

09/15/2006 Margin 09/18/2006 09/18/2006 09/18/2006 MTM 0.00 0.00CURRENCY 0.00CURRENCY (1,500.00) MASCO CORP MAS 0.00CURRENCY CSX CORPORATION ... AMGEN (2,000,000.00) AMGEN INC MAR 0% 32 AMGN 031162AL4 1,245.00MASCO CORP MAS EFTA01592227 0.00CURRENCY 0.00CURRENCY 0.00 WIRE TO CITIBANK ... URRENCY 0.000URRENCY 0.00 WIRE TO CITIBANK FUT MGN (5,152.00) MASCO CORP MAS 5,152.00MASCO CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592211.pdf

EFTA01593408Set 10

2005-09-0149p4,944w

AMYLIN PHARMACEUTICALS INC 02.5000 04/15/2011 TO 736FY0 FROM 746FY0 MARK TO MARKET 1,600 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -10,200 AMYLIN PHARMACEUTICALS INC OFFSHORE ARRANGING ... INVITROGEN CORP JNL SHORT A/C TO MARGIN A/C EFTA01593431 MARK TO MARKET -380 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,980 SUPERVALU INC OFFSHORE ARRANGING FLIP ... HOLDINGS INC 35,800 (S) INTERNATIONAL GAME TECHNOLOGIES 1 INVITROGEN CORP 25,876 (S) MASCO CORP *CSFB RATING 113,480 (S) PPL CORP 43,820 (S) RPM INCORPORATED

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593408.pdf

EFTA00198118Set 9

290p63,432w

MCDATA CORP MCDTA CASH 1.050 24.5000 25,725 CL A MASCO CORP MAS CASH 8.200 24.5000 200.900 4.428 2.2041 NOVA CHEMICALS CORP NCX CASH 8.600 19.2700 165.722 1.361 0.8213 NAUTICA ... NETWORKS INC SIXN 3,200 7.45060 23,856.92 EXECUTION BY SLKC 1010/01 12/05/01 BOUGHT MASCO CORP MAS 3.200 23.01580 73.857.56 WITH RIGHTS TO PURCHASE PREFRD MX UNDER CERTAIN CIRCUMSTANCE EXECUTION ... EXECUTION BY BUCK COMMISSION 24.00 SEC FEE .94 12/11/01 12/06/01 BOUGHT MASCO CORP MRS 3.400 23.09680 78,782.12 WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY FAHN

https://www.justice.gov/epstein/files/DataSet%209/EFTA00198118.pdf

EFTA01593934Set 10

2006-06-0141p4,105w

MRKD/MARKET 03 06/16 JOURNAL 03 06/16 JOURNAL 03 06/16 JOURNAL QUANTITY DESCRIPTION 4,000 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET MARK TO MARKET ... OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET 4,500 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 5,000 RPM INCORPORATED EFTA01593956 OFFSHORE ARRANGING FLIP ... ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET MARK TO MARKET 1,000 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET -2,000 TJX COMPANIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593934.pdf