Epstein Files Search

EFTA01123914Set 9

2015-12-157p4,443w

Ruemmler CMA accounts . , Senior Vice President - Weath Management, Senior Financial Advisor December 15, 2015 Merrill Lynch Bank of America Corporation SENSITIVE CLIENT INFORMATION INSIDE EFTA01123914 Account List Merrill Lynch Bank ... America Corporation As of Close of Business: 12/14/2015 Merrill Lynch Account Number/NickName Account Title Credtlryps Account neeletratiOn Market Value(S) % of Total XXX-XX826 Cash CMA Pledged 1.535.179 86.69 Service ... Unless othernne indicated. assets and iwestrnent accowas included in this Report are held at Merrill Lynch. Pierce. Fenner & Smith Incorporated (MLPF&S). Member SIPC. Bank deposits are held

https://www.justice.gov/epstein/files/DataSet%209/EFTA01123914.pdf

EFTA00788475Set 9

2017-07-2429p16,328w

Global Liquid Markets Weekly Bank of America e-a Bitcoin: a new liquid market? Merrill Lynch 24 July 2017 The View: Bitcoin: a new liquid market? Liquid Markets Weekly Global ... pace 19. 2 Global Liquid Markets Weekly 124 July 2017 Bankof America 40' Merrill Lynch EFTA00788476 The View Francisco Blanch MLPF&S From metal-backed to fiat to aypto, money ... currencies that have no intrinsic BankofAmenca'," Global Liquid Markets Weekly 124 July 2017 3 Merrill Lynch EFTA00788477 international value other than the full faith of the issuing government In effect

https://www.justice.gov/epstein/files/DataSet%209/EFTA00788475.pdf

EFTA01088033Set 9

2016-04-1921p9,988w

Biotechnology Bank of America e Growth at a reasonable price - How much Merrill Lynch are you paying for a pipeline? Industry Overview Equity 1 19 April 2016 Biotech trading meaningfully ... Seats Biotech Rd. Wg1. In Fund Holdings —Avg. overweight since '08 Scurce FxtSevLionsrxet BofA Merril Lynch US EquIty & US Quant Strategy Source. FactSeubonshares.BolA inernll LynchUS Equiry& US Quant Strategy Table ... Lynch US Equty di US Quant Strategy 2 Biotechnology 119 April 2016 Bankof America Merrill Lynch EFTA01088034 Chart 3: Current assets in US Biotech/Health Care mutual funds vs. EIFs Chart

https://www.justice.gov/epstein/files/DataSet%209/EFTA01088033.pdf

EFTA00796512Set 9

2017-05-0314p10,174w

Apple Inc. Bank of America "sic * Merrill Lynch More controversies than expected, but reiterate Buy ahead of iPhone 8 cycle Reiterate Rating: BUY I P0: 155.00 USD 1 Price ... full &looms of emrtior measures, see page II. BofA Merrill Lynch does and seeks to do business with issuers covered in its research reports. As a result, Investors should ... tantiod" measures. :cc page II 2 Apple Inc. 103 May 2017 Bankof America' Merrill Lynch EFTA00796513 Key points to focus on post the quarter Apple is accruing for Samsung royalty

https://www.justice.gov/epstein/files/DataSet%209/EFTA00796512.pdf

EFTA00803308Set 9

2017-04-1114p8,645w

Hess Corp. Bank of America e Inflection point: adding Hess to BofAML's Merrill Lynch US 1 `best ideas' list Reiterate Rating: BUY I P0: 80.00 USD I Price ... full defrothans of ~or ~mores. :et page II. BofA Merrill Lynch does and seeks to do business with issuers covered in its research reports. As a result, investors should ... embed' measures. see page II 2 Hess Corp. III April 2017 Bankof Amenca Merrill Lynch EFTA00803309 Adding Hess to BofAML US1 list Inflection point Over the past six months Hess

https://www.justice.gov/epstein/files/DataSet%209/EFTA00803308.pdf

EFTA00810614Set 9

2019-02-0427p12,087w

Ruemmler Danielle Bumess, Senior Vice President - Wealth Management, Senior Financial Advisor February 04, 2019 Merrill Lynch Bank of America Corporation SENSITIVE CLIENT INFORMATION INSIDE EFTA00810614 Account List Merrill Lynch Bank ... America Corporation As of Close of Business: 02/01/2019 Merrill Lynch Account Number/NickName AccountTide CreditType Account Registration Market Value(S) %of Total XXX-XX739 "KATHY SMA MUNI' Cash ... Unless otherwise indicated. assets and investment accoitts included in this Report are held at Merrill Lynch. Pierce. Fenner a Smith Incorporated rkILPF&S"). Member SIPC. Bank deposits are held

https://www.justice.gov/epstein/files/DataSet%209/EFTA00810614.pdf

EFTA01374036Set 10

2008-01-311p811w

Alpha Group Caudal Paul Barrett those trades with traders on a Merrill Lynch securities proprietary trading desk. The 2011 Order found that, at times, Merrill Lynch's securities proprietary traders ... used that information to place trades for Merrill Lynch after execution of the institutional customer order. The 2011 Order found that this disclosure and use of institutional customer order information ... Merrill Lynch's traders was improper and contrary to Merrill Lynch's confidentiality representations to its customers. The 2011 Order also found instances between 2002 and 2007 when Merrill Lynch

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374036.pdf

EFTA00796592Set 9

4p1,978w

01O3862 ACAT0671 Client Account Transfer Form Merrill Lynch Use this form to transfer all or a portion of your account from Bank of America Corporation another financial institution to your ... Merrill Lynch. Pierce. Fenner & Smith Incorporated ('Merrill Lynch') account. For best results, please complete the information requested below in parts 1 to 4 using ALL CAPITAL letters and black ... deposits or withdrawals you've set up on the account you're transferring to Merrill Lynch. • Some transfers may result in tax consequences, penalties or financial risk. Consult your

https://www.justice.gov/epstein/files/DataSet%209/EFTA00796592.pdf

EFTA00665021Set 9

2017-09-1911p2,641w

Initial RTY Level (RTYO) 1,440.404 Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York ... EFTA00665023 [cid:image002.png®01D330BF.B0109580] [cid:image005.png®01D330BF.B0109580] [cid:image007.png®01D330BF.B0109580] Source: BofA Merrill Lynch Global Research. Daily data from 7-Nov-16 through 18-Sep-17. Source: BofA Merrill Lynch ... Group, I/B/E/S, Compustat. Monthly data shown from Aug-03 through Aug-17. Source: BofA Merrill Lynch Global Research. Weekly data from 1-Jan-13 through 12-Sep-17. Futures positioning

https://www.justice.gov/epstein/files/DataSet%209/EFTA00665021.pdf

EFTA02455428Set 11

2016-08-097p1,795w

potential risk parity unwinds. Consequently, risk parity portfolio volatility remained quite =uted </=> Source: BofA Merrill Lynch Global Research. Daily data from=4-Jan-16 through 5-Aug-16. <=> Source: BofA ... Merrill Lynch Global Research. Equity, fixed i=come, and commodity components within the hypothetical risk parity investment are represented by the S&P500, 10-Year US Treasury Bonds ... using EWMA with a lambda equal to 0.94. EFTA_R1_01558036 EFTA02455428 Source: BofA Merrill Lynch Global Research. Daily data from=31-Dec-12 through 27-Jun-16. Equity, fixed

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02455428.pdf

EFTA00621994Set 9

1p596w

Banc of America Leasing Bank of America "sic ar Global Corporate Aircraft Finance Merrill Lynch July, 2016 Featured Aircraft of the Month 2010 Citation XLS+ #560-6058 (N155SMI For Lease ... enhance your experience Banc of America Leasing Banc of America Leasing Bank of America Merrill Lynch Bank of America Merrill Lynch U. S. Trust, Merrill Lynch and PBIG clients: Please ... Finance Banc of America Leasing Banc of America Leasing Member of: Bank of America Merrill Lynch Bank of America Merrill Lynch C All above specifications are subject to verification

https://www.justice.gov/epstein/files/DataSet%209/EFTA00621994.pdf

EFTA01386108Set 10

2008-01-311p453w

Alpha Group Capital Paul Barrett GWIM Alternative Investments S Merrill Lynch 4 World Financial Center Wealth Management' 250 Vesey Street, Il thF1 New York, NY 10080 3. The Massachusetts Securities ... part, prohibits unethical or dishonest conduct or practices in the securities business, concerning Merrill Lynch sale of auction rate securities issued by collateral debt obligations ("ARS CDOs") to the city ... Springfield, Massachusetts. Without admitting or denying the MSD's allegations, Merrill Lynch agreed to certain undertakings, to cease and desist from violations of the Massachusetts Uniform Securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386108.pdf

EFTA01374035Set 10

2008-01-311p451w

Alpha Group Capital Paul Barrett GWIM Alternative Investments S Merrill Lynch 4 World Financial Center Wealth Management' 250 Vesey Street, Fl New York, NY 10080 3. The Massachusetts Securities Division ... part, prohibits unethical or dishonest conduct or practices in the securities business, concerning Merrill Lynch sale of auction rate securities issued by collateral debt obligations ("ARS CDOs") to the city ... Springfield, Massachusetts. Without admitting or denying the MSD's allegations, Merrill Lynch agreed to certain undertakings, to cease and desist from violations of the Massachusetts Uniform Securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374035.pdf

EFTA00726318Set 9

2010-01-2083p25,091w

Hanauer & Company Had an account with Janney Montgomery Scott LLC Had an account with Merrill Lynch Pierce Fenner & Smith Mediator for N.C. Dispute Resolution Commission Certified Arbitrator for NY County ... 02/27/2008 Financial Services 05-00203 Howard Comart, Loretta Comart, David Liebowitz, et al v Merrill Lynch Pierce Fenner & Smith, 10/03/2006 Inc, Michael Rosenthal, 04-07823 Stafford Reynolds v. Brown & Company ... Group, LLC et 05/30/2008 al 03-02452 Raymond David McElfish and McElfish & Associates v. Merrill Lynch, Pierce Fenner & Smith, Inc 06/14/2007 And Ilicia Silverman et al 05-02357 Brian Egan

https://www.justice.gov/epstein/files/DataSet%209/EFTA00726318.pdf

EFTA01785499Set 10

2016-08-1519p3,544w

strip yield) — same level Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York ... eligible: No Amount outstanding: $1.925bn Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated 5 EFTA_R1_00107684 EFTA01785503 One Bryant Park ... held to maturity; all coupons included Source: Bloomberg Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01785499.pdf

EFTA00313530Set 9

2013-01-2612p3,827w

Merrill Lynch T Page Bank of America Corporation loft2 2012 TAX REPORTING STATEMENT ORIGINAL 1099 01/26/2013 MR DANIEL M GROFF Table of Contents Page Y K GROFF Summary Pages ... Dividend Income Activity 9 Interest Income Activity 10 Checking and Visa Summary 11 Merrill Lynch would like you to note the followin9 item(s) that may affect your tax return ... cost basis but the adjusted basis will not be transmitted to the IRS. EFTA00313530 Merrill Lynch Account No. Taxpayer No. Page 2 of 12 Bank of America Corporation MR DANIEL

https://www.justice.gov/epstein/files/DataSet%209/EFTA00313530.pdf

EFTA01061694Set 9

2016-11-177p1,590w

Equity flows: EFTA01061695 Source: Bloomberg Amanda Ens Director I Global Equities Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park I 5th Floor ... cyclical sectors are listed in Table 1. Shusuke Yamada, CFA Se FX/Equity Strategist Merrill Lynch (Japan) +81 3 6225 8515 EFTA01061697 Global Research F. BofAML Logo Japan Economics Viewpoint Ready ... underestimating the strength of medium-term GDP and inflation 00cOdbebf2e248d9b992fe I a4c25c39d.png Source. BofA Merrill Lynch forecasts. Bloomberg Izumi Devalier Se Japan Economist Merrill Lynch (Japan

https://www.justice.gov/epstein/files/DataSet%209/EFTA01061694.pdf

EFTA02350300Set 11

2017-02-027p1,526w

Average 1.7% 81% Regards, Amanda Amanda Ens Director I Global Equities Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park I 5th Floor ... www.bankofamerica.com/emaildisclaimer <http://www.bankofamerica.com/emaildisclaimer> Amanda Ens Director Global Equities Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated 5 EFTA_R1_01327647 EFTA02350304 This material was prepared ... Americas Equity-Linked Personnel of Merrill Lynch, Pierce, Fenner & Smith, Incorporated ("ML"). The material is not a publication of BofA Merrill Lynch Global Research, and it has not been reviewed

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02350300.pdf

EFTA00636006Set 9

2017-02-074p1,724w

EFTA00636006 Regards, Amanda Amanda Ens Director I Global Equities Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park 15th Floor I New York ... Reps link: Reps link: EFTA00636007 Amanda Ens Director I Global Equities Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One B ant Park 5th Floor ... Phone: Mobile: This material was prepared by Americas Equity-Linked Personnel of Merrill Lynch, Pierce, Fenner & Smith, Incorporated ("ML"). The material is not a publication of BofA Merrill Lynch Global

https://www.justice.gov/epstein/files/DataSet%209/EFTA00636006.pdf

EFTA01737698Set 10

2016-08-0914p2,836w

know what you prefer. Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York, NY 10036 Phone ... held to maturity; all coupons included Source: Bloomberg Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One B ant Park 5th Floor, New York ... call; I'm at Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One B ant Park, 5th Floor, New York

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01737698.pdf