Epstein Files Search

EFTA01467802Set 10

2012-07-0416p2,833w

relevant 1.1 1.2 (a) (b) 1.3 1.4 (a) (b) 6453332 1 Portfolio Risk Mitigation Techniques (as defined below) are adhered to in respect of such swaps by the sixth Business ... EFTA01467811 (a) (b) (i) (ii) (c) 1.6 (a) 2. EMIR PORTFOLIO RECONCILIATION RISK MITIGATION TECHNIQUES. From the Effective Date, and in order to facilitate compliance with the portfolio reconciliation risk ... mitigation techniques for OTC derivative transactions set out in Article 11(1)(b) of EMIR, as supplemented by Article 13 of Chapter VIII of the Commission Delegated Regulation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467802.pdf

EFTA01467829Set 10

2012-07-0417p2,840w

relevant 1.1 1.2 (a) (b) 1.3 1.4 (a) (b) 6453332 1 Portfolio Risk Mitigation Techniques (as defined below) are adhered to in respect of such swaps by the sixth Business ... EMIR PORTFOLIO RECONCILIATION RISK MITIGATION TECHNIQUES. From the Effective Date, and in order to facilitate compliance with the portfolio reconciliation risk mitigation techniques for OTC derivative transactions ... February 2013 in the Official Journal of the European Union (collectively, the "Portfolio Risk Mitigation Techniques"): the references to "swaps" in Section 6.3 of the Addendum and in Part

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467829.pdf

EFTA01467785Set 10

2012-07-0417p2,837w

relevant 1.1 1.2 (a) (b) 1.3 1.4 (a) (b) 6453332 1 Portfolio Risk Mitigation Techniques (as defined below) are adhered to in respect of such swaps by the sixth Business ... EMIR PORTFOLIO RECONCILIATION RISK MITIGATION TECHNIQUES. From the Effective Date, and in order to facilitate compliance with the portfolio reconciliation risk mitigation techniques for OTC derivative transactions ... February 2013 in the Official Journal of the European Union (collectively, the "Portfolio Risk Mitigation Techniques"): the references to "swaps" in Section 6.3 of the Addendum and in Part

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467785.pdf

EFTA01389107Set 10

2012-12-191p471w

requirements one or both parties are subject to in accordance with the Portfolio Risk Mitigation Techniques. *•Portfolio Risk Mitigation Techniques" means the portfolio reconciliation risk mitigation techniques for OTC derivative

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389107.pdf

EFTA01412643Set 10

2014-01-2953p9,023w

Cleared and take any steps required to ensure that the relevaiil Portfolio Risk Mitigation Techniques (as defined below) are adhered to in respect of such swaps by the sixth Joint ... EMIR, between the parties that is subject to the Portfolio Reconciliation Risk Mitigation Techniques), Client will be required to engage In portfolio reconciliation with DB In accordance with the reconciliation ... Article 13 of EMIR, at least in respect of the Portfolio Reconciliation Risk Mitigation Techniques and Dispute Resolution Risk Mitigation Techniques, either party may, by giving at least one month

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01412643.pdf

EFTA01453176Set 10

1p537w

EMIR) between the parties that is subject to the Portfolio Reconciliation Risk Mitigation Techniques; 2.2 the definition of "Material Terms" in Part 7 of the Dodd-Frank Protocol is construed ... more transactions used for the purposes of compliance with the Portfolio Reconciliation Risk Mitigation Techniques will be without prejudice to and will not be prejudiced by any other valuation with ... agreed in writing for this purpose by the parties. 3. EMIR DISPUTE RESOLUTION RISK MITIGATION TECHNIQUES. From the Effective Date, and in order to facilitate compliance with the Dispute Resolution

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453176.pdf

EFTA01453192Set 10

1p537w

EMIR) between the parties that is subject to the Portfolio Reconciliation Risk Mitigation Techniques; 2.2 the definition of "Material Terms" in Part 7 of the Dodd-Frank Protocol is construed ... more transactions used for the purposes of compliance with the Portfolio Reconciliation Risk Mitigation Techniques will be without prejudice to and will not be prejudiced by any other valuation with ... agreed in writing for this purpose by the parties. 3. EMIR DISPUTE RESOLUTION RISK MITIGATION TECHNIQUES. From the Effective Date, and in order to facilitate compliance with the Dispute Resolution

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453192.pdf

EFTA01453183Set 10

1p536w

EMIR) between the parties that is subject to the Portfolio Reconciliation Risk Mitigation Techniques; 2.2 the definition of "Material Terms" in Part 7 of the Dodd-Frank Protocol is construed ... more transactions used for the purposes of compliance with the Portfolio Reconciliation Risk Mitigation Techniques will be without prejudice to and will not be prejudiced by any other valuation with ... agreed in writing for this purpose by the parties. 3. EMIR DISPUTE RESOLUTION RISK MITIGATION TECHNIQUES. From the Effective Date, and in order to facilitate compliance with the Dispute Resolution

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453183.pdf

EFTA01453198Set 10

1p536w

EMIR) between the parties that is subject to the Portfolio Reconciliation Risk Mitigation Techniques; 2.2 the definition of "Material Terms" in Part 7 of the Dodd-Frank Protocol is construed ... more transactions used for the purposes of compliance with the Portfolio Reconciliation Risk Mitigation Techniques will be without prejudice to and will not be prejudiced by any other valuation with ... agreed in writing for this purpose by the parties. 3. EMIR DISPUTE RESOLUTION RISK MITIGATION TECHNIQUES. From the Effective Date, and in order to facilitate compliance with the Dispute Resolution

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453198.pdf

EFTA01368391Set 10

1p491w

Ankh, 13 of EMIR, at least in respect of the Portfolio Reconciliation Risk Mitigation Techniques and Dispute Resolution Risk Mitigation Techniques. either party may, by giving at least one month ... EMIR. between the panics that is subject to the Portfolio Reconciliation Risk Mitigation Techniques)"; (0) Section 8 of theAddendom, and (e) inPart 8 of the Swaps Protocol: In the definition

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368391.pdf

EFTA01376709Set 10

1p479w

Article 13 of EMIR, at least in 'respect of the Portfolio Reconciliation Risk Mitigation Techniques and Dispute. Resolution Risk Mitigation Techniques, either party may,,by giving at least one month ... EMIR. between the parties that is subject to the Portfolio Reconciliation Risk Mitigation. Techniques)' (b) Section 8 of theAddendum; and (e) in Part 8 of the SwapsProtocol: (i) in.the. definition

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376709.pdf

EFTA01453193Set 10

2012-12-191p551w

including, without limitation, the transaction(s) to which the issue relates). "Dispute Resolution Risk Mitigation Techniques" means the dispute resolution risk mitigation techniques for OTC derivative transactions ... Agreed Process). (c) Each party agrees that, to the extent the Dispute Resolution Risk Mitigation Techniques apply to each party, it will have internal procedures and processes in place

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453193.pdf

EFTA01453199Set 10

2012-12-191p555w

including, without limitation, the transaction(s) to which the issue relates). "Dispute Resolution Risk Mitigation Techniques" means the dispute resolution risk mitigation techniques for OTC derivative transactions ... Agreed Process). (c) Each party agrees that, to the extent the Dispute Resolution Risk Mitigation Techniques apply to each party, it will have internal procedures and processes in place

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453199.pdf

EFTA01453177Set 10

2012-12-191p553w

including, without limitation, the transaction(s) to which the issue relates). "Dispute Resolution Risk Mitigation Techniques" means the dispute resolution risk mitigation techniques for OTC derivative transactions ... Agreed Process). (c) Each party agrees that, to the extent the Dispute Resolution Risk Mitigation Techniques apply to each party, it will have internal procedures and processes in place

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453177.pdf

EFTA01453184Set 10

2012-12-191p556w

including, without limitation, the transaction(s) to which the issue relates). "Dispute Resolution Risk Mitigation Techniques" means the dispute resolution risk mitigation techniques for OTC derivative transactions ... Agreed Process). (c) Each party agrees that, to the extent the Dispute Resolution Risk Mitigation Techniques apply to each party, it will have internal procedures and processes in place

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453184.pdf

EFTA01453182Set 10

2012-12-191p544w

Portfolio Risk Mitigation Techniques (as defined below) are adhered to in respect of such swaps by the sixth Business Day following the date on which both parties are aware that ... EMIR) if it were established in the European Union. 2. EMIR PORTFOLIO RECONCILIATION RISK MITIGATION TECHNIQUES. From the Effective Date, and in order to facilitate compliance with the portfolio reconciliation ... risk mitigation techniques for OTC derivative transactions set out in Article 11(1X1:) of EMIR, as supplemented by Article 13 of Chapter VIII of the Commission Delegated Regulation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453182.pdf

EFTA01453175Set 10

2012-12-191p543w

Portfolio Risk Mitigation Techniques (as defined below) are adhered to in respect of such swaps by the sixth Business Day following the date on which both parties are aware that ... EMIR) if it were established in the European Union. 2. EMIR PORTFOLIO RECONCILIATION RISK MITIGATION TECHNIQUES. From the Effective Date, and in order to facilitate compliance with the portfolio reconciliation ... risk mitigation techniques for OTC derivative transactions set out in Article 11(1Xb) of EMIR, as supplemented by Article 13 of Chapter VIII of the Commission Delegated Regulation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453175.pdf

EFTA01453197Set 10

2012-12-191p544w

Portfolio Risk Mitigation Techniques (as defined below) are adhered to in respect of such swaps by the sixth Business Day following the date on which both parties are aware that ... EMIR) if it were established in the European Union. 2. EMIR PORTFOLIO RECONCILIATION RISK MITIGATION TECHNIQUES. From the Effective Date, and in order to facilitate compliance with the portfolio reconciliation ... risk mitigation techniques for OTC derivative transactions set out in Article I 1(IXb) of EMIR, as supplemented by Article 13 of Chapter VIII of the Commission Delegated Regulation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453197.pdf

EFTA01453191Set 10

2012-12-191p542w

Portfolio Risk Mitigation Techniques (as defined below) are adhered to in respect of such swaps by the sixth Business Day following the date on which both parties are aware that ... EMIR) if it were established in the European Union. 2. EMIR PORTFOLIO RECONCILIATION RISK MITIGATION TECHNIQUES. From the Effective Date, and in order to facilitate compliance with the portfolio reconciliation ... risk mitigation techniques for OTC derivative transactions set out in Article 11(1)0) of EMIR, as supplemented by Article 13 of Chapter VIII of the Commission Delegated Regulation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453191.pdf

EFTA01453200Set 10

2013-09-151p550w

Article 13 of EMIR, at least in respect of the Portfolio Reconciliation Risk Mitigation Techniques and Dispute Resolution Risk Mitigation Techniques, either party may, by giving at least one month

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453200.pdf