EFTA00094159Set 9
2020-09-1123p11,506w
NITE is and always has been: abusive naked shorting OTCM shells to facilitate money
laundering. Not DMM, FCM, reverse mortgages, or even HFT. This illegal business is EXTREMELY profitable ... have also filed
separate TCR's related to NewLead and FreeSeas: 2 massive money laundering shells which began on
NASDAQ,de listed to the OTCM. NONE of the activity detailed ... complaint: NITE/UBSS/Hanover/Magna illegal
activity.
Also in my Knight/Berger 2013 TCR: IMDS. A multi year money laundering shell kept up and running by the SEC.
Also NITE,UBSS, and Hanover Magna
https://www.justice.gov/epstein/files/DataSet%209/EFTA00094159.pdf
EFTA00314720Set 9
2011-12-0952p22,707w
attached Bank Confirmation Letter to the Fund.
In order to comply with the anti-money laundering regulations applicable to the Fund, the
Investment Manager, the General Partner and the Administrator ... General Partner determines it is necessary to do so to comply with anti-money laundering
regulations applicable to the Fund, the General Partner, any of their affiliates ... Fund to contravene any federal, state or foreign laws and regulations relating to
money laundering.
(Y) The Investor represents and warrants that, to the best of its knowledge, none
https://www.justice.gov/epstein/files/DataSet%209/EFTA00314720.pdf
such actions as are necessary under applicable law to effectuate such admission.
3.3.3 Anti-Money Laundering Provisions.
The Limited Partners acknowledge that the Partnership, the General Partner, the Underlying Fund ... their respective Affiliates may be subject to certain anti-money laundering laws and related
pronouncements and may otherwise be prohibited from engaging in transactions with, or providing
services to, certain ... violation of the United States Bank Secrecy Act, the United States Money
Laundering Control Act of 1986, the United States International Money
Laundering Abatement and Anti-Terrorist Financing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389620.pdf
violation of the United States Bank Secrecy Act, the United States Money
Laundering Control Act of 1986, the Uniting and Strengthening America by
Providing Appropriate Tools Required to Intercept ... Obstruct Terrorism Act of
2001, the criminal money laundering provisions set forth in Title 18 of the United
States Code or any other applicable anti-money laundering laws or regulations ... successor statute thereto and including all
regulations promulgated thereunder (collectively, the "Anti-Money Laundering
Laws"); or Sanctions; and
(5) if the Investor is a fund of funds or other entity
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393963.pdf
EFTA01659105Set 10
2020-11-2446p27,436w
York Medical Firm Owner Sentenced For Healthcare Fraud Scheme.
• Maryland Brothers Charged With Money Laundering In Alleged $5M Romance Scheme.
• US Charges Former Virginia Attorney With Fraud.
• US Charges Nine ... Baker, 42K) reports that Pastor "is facing felony charges of
bribery, extortion, wire fraud, money laundering and other crimes. The Republican, 36, has
pleaded not guilty and remains free ... will have at most 10 months remaining on his
sentence."
Maryland Brothers Charged With Money Laundering In Alleged $5M Romance Scheme.
EFTA01659118
WUSA-TV Washington (11/23, Wainman, 98K) reports from
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01659105.pdf
EFTA00268004Set 9
5p2,025w
digital devices resulting in continuous Fraudulent and Malicious activity
and Excessive Rise in billing / Money laundering through utility accounts, blocked contact to
assistance, friends and family members resulting ... Government Department, Centrelink
• Documented evidence of Police sources involved in illegal activity of Money laundering
through utility accounts - Excessive Rise in Billing
• Multiple Government Departments involved in created Fraudulent debts ... Money laundering
through Government accounts and Government Departments
• Multiple accounts of banking institutions involved in created Fraudulent debts and
Fraudulent and Malicious activity
• Multiple counts of SAPOL involvement in Money
https://www.justice.gov/epstein/files/DataSet%209/EFTA00268004.pdf
EFTA00793120Set 9
2017-11-1536p7,960w
Benefit peer-to-peer businesses reliant on counterparty
trust.
,/ Streamline compliance and anti-money laundering
surveillance.
• Goldman Sachs Global Investment Research expects limited blockchain adoption over the next ... Larry Fink on Bitcoin's Illicit Use
"Bitcoin just shows you how much demandfor money
laundering there is in the world. That's all it is. It's an
index ... money laundering."
— BlackRock CEO Larry Fink, October 13, 2017
■ Because bitcoin is pseudonymous, not anonymous, users' real-world identities are ascertainable once the individual
converts bitcoin to fiat currency.
■ Digital
https://www.justice.gov/epstein/files/DataSet%209/EFTA00793120.pdf
EFTA01282927Set 10
3p1,476w
Identification Policy
Important Information
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial
institutions to obtain, verify, and record information that ... broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing; these rules call for an active involvement of both asset management ... control
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering
requirements require that should any of the above personal or institutional information change
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282927.pdf
Identification Policy
Important Information
To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial
institutions to obtain, verify, and record information that ... broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing; these rules call for an active involvement of both asset management ... control
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering
requirements require that should any of the above personal or institutional information change
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392688.pdf
EFTA01464203Set 10
14p1,974w
Identification Policy
Important Information
To help the government fight the funding of terrorism and money laundering
activities, Federal law requires all financial
institutions to obtain, verify, and record information that ... broadened the scope of the Bank's obligations
to aid in the fight against money laundering
and terrorist financing; these rules call for an active involvement of both
asset management ... control
structures and to collect requisite documentation to substantiate the
information. Also, enhanced anti-money laundering
requirements require that should any of the above personal or institutional
information change
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01464203.pdf
EFTA01402933Set 10
2015-10-019p972w
Best,
Armen
fcid:image001.gif@OlDOFC7B.836A00801
Armen Brash
Deutsche Asset & Wealth Management
Head of Anti-Money Laundering Business Risk
60 Wall Street, 10005-2836 New York ... Best,
Armen
fcid:image001.gif@OlDOFC70.B7CD34C01
Armen Brash
Deutsche Asset & Wealth Management
Head of Anti-Money Laundering Business Risk
60 Wall Street, 10005-2836 New York ... Best,
Armen
fcid:image001.gif@OlDOFC70.176C13C01
Armen Brash
Deutsche Asset & Wealth Management
Head of Anti-Money Laundering Business Risk
60 Wall Street, 10005-2836 New York
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402933.pdf
EFTA00165577Set 9
4p1,512w
Identification Policy
Important Information
To help the government light the funding of terrorism and money laundering activities. Federal law requires all financial
institutions to obtain, verily, and record information that ... broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing; these rules call for an active involvement of both asset management ... control
structures and to coreet requisite documentation to substantiate the information. Also, enhanced anti money laundering
requirements require Mel should any of the above personal or institutional information change
https://www.justice.gov/epstein/files/DataSet%209/EFTA00165577.pdf
EFTA00137440Set 9
2020-12-0844p21,832w
additional charges. The 41-count complaint includes allegations of bribery, honest services fraud and
money laundering." Huizar "was arrested in June on allegations that he masterminded a $1.5 million ... accused of committing to further their criminal enterprise, including bribery, honest services fraud, and money
laundering."
KTLA-TV <https://ktla.com/news/local-news/former-l-a-councilman-jose-huizar-pleads-not-guilty-to-federal-
bribery-fraud-charges> Los Angeles (12/7, Gutierrez, 766K) reports ... conference.'"
Pastor "was accused in an indictment last month of bribery, extortion, wire fraud, money laundering and other
crimes related to his role on council."
Cincinnati Councilman Accepts Suspension After
https://www.justice.gov/epstein/files/DataSet%209/EFTA00137440.pdf
EFTA01120975Set 9
2013-12-1260p20,787w
regulations and any
applicable foreign laws and regulations related to money services businesses, anti-money
laundering, money transmission, sale of payment instruments (including stored value, checks and
other instruments), currency
https://www.justice.gov/epstein/files/DataSet%209/EFTA01120975.pdf