EFTA01491293Set 10
2010-08-011p167w
Settled Securities Purchased
7.29 83 Purchase MOLYCORP INC 10.000.000 14.00 (140.000.00) •
ta 14.00
J.P. MORGAN SECURITIES INC.
TRADE DATE 07/29/10
8.3 89 Purchase XCEL ENERGY ... MORGAN SECURITIES INC.
TRADE DATE 08/03/10
84 8/10 Purchase ARBON EDUCATION HOLDING 10,000.000 10.00 (100,000.00)
ND/R
10.00
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/04/10
8/10 8/13 Purchase MOLINA ... HEALTHCARE INC 2,500.000 27.00 (67,500.00)
27.00
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/10/10
8/10 8/16 Purchase MEDIAMIND TECHNOLOGIES INC 3,000.000 11.50 (34,500.00)
@ 11.50
J.P. MORGAN SECURITIES
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01491293.pdf
EFTA01558299Set 10
2006-11-0116p3,482w
includes informati
on about assets held at
JPMorgan Chase Bank, N.A. (JPMCB) and J.P. Morgan Securities, Inc. (JPMSI) in accounts listed on the
front page.
Securities are not bank deposits ... Chase Bank, N.A. (the "Bankm)ar
e not subject to SIPCor excess SIPCprotection.
J.P. Morgan Securities Inc., JPMorgan Chase Bank, N.A. or their affiliates(the "Morgan Companies")ma
yprovide administrative ... worldwide, including JPMorgan Chase Bank, N.A., J.P. Morgan Tr
ust Company, N.A. and J.P. Morgan Securities Inc.
Page 10 of 15
EFTA01558309
FINANCIAL TRUST COMPANY, INC.
Account Number:
November
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01558299.pdf
EFTA01510809Set 10
2012-12-311p270w
JPMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage
transactions executed through J.P. Morgan Securities LLC ("JPMS"), see 'Portfolio Activity Detair. Equity securities, fixed income
securities, and listed options
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01510809.pdf