Epstein Files Search

EFTA01155757Set 9

2010-11-088p2,824w

York Stock Exchange, the American Stock Exchange, the NASDAQ Global Select Market or the NASDAQ Global Market (or their respective successors)". Consequences of Merger Events: Share-for-Share: Modified Calculation ... York Stock Exchange, the American Stock Exchange, the NASDAQ Global Select Market or the NASDAQ Global Market (or their respective successors). Determining Party: IPMorgan Additional Disruption Events: (a) Change

https://www.justice.gov/epstein/files/DataSet%209/EFTA01155757.pdf

EFTA01118814Set 9

2011-04-269p3,051w

York Stock Exchange, the American Stock Exchange, the NASDAQ Global Select Market or the NASDAQ Global Market (or their respective successors)". Deal Ref: 270V/C07064997 JPMorgan Chase Bank, National Association Trade ... York Stock Exchange, the American Stock Exchange. the NASDAQ Global Select Market or the NASDAQ Global Market (or their respective successors). Determining Party: JPMorgan Additional Disruption Events: (a) Change

https://www.justice.gov/epstein/files/DataSet%209/EFTA01118814.pdf

EFTA01118823Set 9

2011-01-259p3,179w

Settlement Payment Date Shares: Apple Inc. (the "Issuer") (Exchange Identifier: AAPL) Exchange: The NASDAQ Global Select Market Related Exchange: All Exchanges Eoultv Amounts: Equity Amount Payer: JPMorgan Number of Shares ... ECZY 5Al. Authorked and regulated by the Financial Services Authority EFTA01118826 JP Morgan NASDAQ Global Select Market or the NASDAQ Global Market (or their respective successors)". Consequences of Metter Events ... traded or re-quoted on any of the New York Stock Exchange, the NASDAQ Global Select Market or the NASDAQ Global Market (or their respective successors). Determining Party: JPMorgan Composition

https://www.justice.gov/epstein/files/DataSet%209/EFTA01118823.pdf

EFTA01155747Set 9

2010-11-088p2,830w

York Stock Exchange, the American Stock Exchange, the NASDAQ Global Select Market or the NASDAQ Global Market (or their respective successors)". Consequences of Merger Events: Share-for-Share: Modified Calculation ... York Stock Exchange, the American Stock Exchange, the NASDAQ Global Select Market or the NASDAQ Global Market (or their respective successors). Determining Party: IPMorgan Additional Disruption Events: (a) Change

https://www.justice.gov/epstein/files/DataSet%209/EFTA01155747.pdf

EFTA01205493Set 9

2015-08-0580p43,228w

established trading market. We hare applied to list the Notes on the NASDAQ Global Select Market under the symbol "CRUZ" and. if the application is approved. expert trading ... July, 2010. The Company's A ordinary shares are publicly traded on the NASDAQ Global Select Market under the trading symbol "GBLI." On January I. 2015, Global Indemnity Group ... this prospectus supplement. Listing We have applied to list the notes on the NASDAQ Global Select Market (the "NASDAQ") under the symbol "GBLIZ." If the application is approved. we expect

https://www.justice.gov/epstein/files/DataSet%209/EFTA01205493.pdf

EFTA02038377Set 10

18p7,757w

American Stock Exchange, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market, the New York Stock Exchange, the OTC Bulletin Board or the Pink Sheets. "Transaction

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02038377.pdf

EFTA02038341Set 10

20p7,655w

American Stock Exchange, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market, the New York Stock Exchange, the OTC Bulletin Board or the Pink Sheets

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02038341.pdf

EFTA01409918Set 10

2015-06-15488p120,945w

share. We have applied to list our common stock on the NASDAQ Global Select Market under the symbol "FOGO." Investing in our common stock involves a high degree of risk ... same terms as the other shares. See "Underwriting (Conflicts of Interest)." Expected NASDAQ Global Select Market symbol 10 "FOGO" CFd806502dsla.htm[6/17/2015 12:26:00 PM] EFTA01409948 Amendment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01409918.pdf

EFTA01366524Set 10

2015-07-201p641w

result we wit be considered a 'controted company' for the pipases of the NASDAQ Global Select Market listing requirements As a 'controlled company,' we will be permitted ... NASDAQ Global Select Market i sting requirements that would require 0) a rretcrity of the members of our board Cl directors to be irdependent 00 that we establish a compensation ... compensation committee or nomrating corrrndee and anadi performance evaltotoos of such commtlees Tre NASDAQ Global Select Market lestng requirements are intended to ensure Me drectors who meet the independence standard

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366524.pdf

EFTA01427451Set 10

2015-06-10369p97,683w

have applied to have our common stock approved for listing on the NASDAQ Global Select Market under the symbol "BUFF". We are an "emerging growth company" as defined ... will be exempt from certain of the corporate governance listing requirements, of the NASDAQ Global Select Market, or NASDAQ. LOYAL3 platform At our request, the underwriters have reserved

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01427451.pdf

EFTA01477568Set 10

2015-12-099p1,342w

Index .SPX 1,994.99 Exchange, the NYSE Amex Equities, the NASDAQ Global Select Market or NASDAQ Global Market Multiple Exchange Index Annex shall apply; for each Component Security

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477568.pdf

EFTA01085356Set 9

2011-12-31324p168,929w

Apollo Investment Corporation. Apollo Investment Corporation's common stock is quoted on the NASDAQ Global Select Market under the symbol "AINV" and is currently a component ... conference calls with. investors that highlight investment activities. AINV is listed on the NASDAQ Global Select Market and complies with the reporting requirements of that exchange. AFT and AMTG

https://www.justice.gov/epstein/files/DataSet%209/EFTA01085356.pdf

EFTA01366674Set 10

2015-07-201p629w

independent effectors accoarg to tre rules aro regulations of the SEC arc the NASDAQ Global Select Market wth respect to audit committee membership We also believe IN3t Mr Dahya qualifies ... neependent directors according to die rules and regulators of the SEC and the NASDAQ Global Select Market Our board of directors will adopt a written charter for the Corporate Governance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366674.pdf

EFTA00623392Set 9

2011-12-31324p169,210w

Apollo Investment Corporation. Apollo Investment Corporation's common stock is quoted on the NASDAQ Global Select Market under the symbol "AINV" and is currently a component ... conference calls with. investors that highlight investment activities. AINV is listed on the NASDAQ Global Select Market and complies with the reporting requirements of that exchange. AFT and AMTG

https://www.justice.gov/epstein/files/DataSet%209/EFTA00623392.pdf

EFTA01366479Set 10

2015-07-201p506w

establish a compensation or nomnating committee under the hang rules d the NASDAQ Global Select Market and we do not nerd to establish such committees n connector, with the completion

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366479.pdf

EFTA01366740Set 10

2015-07-201p709w

have applied to list di Class A common stock on the NASDAQ Global Select Market under the symbd 'GLBL ' At our request the isdeneters have reserved

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366740.pdf

EFTA01366431Set 10

2016-07-201p558w

conuolled company within the mewing of the corporate governance standards of tie NASDAQ Global Select Market. See 'Management—Controlled company* We are an 'emerging growth company" as the term

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366431.pdf

EFTA01369875Set 10

2018-03-121p602w

minimum period required by applicable law, the SEC or the rules of the NASDAQ Global Select Market ("NASDAQ") or the NYSE: and • on one or more occasions in consecutive periods

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01369875.pdf

EFTA01380294Set 10

2018-03-121p602w

minimum period required by applicable law, the SEC or the rules of the NASDAQ Global Select Market ("NASDAQ") or the NYSE: and • on one or more occasions in consecutive periods

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380294.pdf

EFTA01369884Set 10

2017-04-041p750w

United States Securities and Exchange Commission (the "SEC") or the rules of the NASDAQ Global Select Market ("NASDAQ") or the New York Stock Exchange ("NYSE"). Purchaser will also extend

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01369884.pdf