EFTA01324270Set 10
96p18,802w
Information regarding
2001interest. dividends.
miscrianeous ircome.
NET CEBU BALANCE -895.708 gross proceeds or original
issue tiscount is requred
Egu4"1IIIIIMIIIIIIIMIIIIWS 9°
SS 721 830 to be reported ... NET EOUnt MS PERIOD $3,759,682 this account, a
CLOVE market Tata Consolidated Form 1099
2.750.397
r NET EWEN LAST STATEMENT
CHANGE SINCE LAST STATEMENT
'TPA WM* edam ... LONG
in Miscellaneous
AmountDobitod
-36.530.04
5-209,678.23
Cash'Cash Equiyalem
Equities
895.708
4.655.390
Net Casa activity 2.075.724.13 Total $895.708 $4,655,390 Your Portfolio
Closi Balance Allocation
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324270.pdf
EFTA01322280Set 10
2001-12-01102p20,419w
Eg.avaism — $35.401.142
$35.339.494
Important Message
If any information regarding
2001interest. Catitclen1S.
miscellaneous income.
NET CREDIT BALANCE 599.295 kites 572.600 gross proceeds or Original
571.200 isuo discount is required
MONEY SMRKET ... repotted to the IRS for
this Orman. a
Curzon market nine Consolidated Form 1099
NET EQUITY TIES PERIOD $35,474,342
melist stmements market yak*
r NET EQUITY LAST STATEMENT ... Paid 0.00 -1.658.64
0 Amount Credited
Money Fund
$62.247.62
-9,050.909.82
ii Amount Debited
Net Cash Activity
S-9,050,909.62
-8.988.682.00
Portfolio Composition
Cashtash Equivalent 35.401.742
C Equities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01322280.pdf
EFTA01324614Set 10
88p18,160w
ices — $4.199.568 discount IS required TO be
54.316.247 reported to the IRS for ths
NET Bourn nos mace 84,818,382 account. a Consolidated Form
Coyest market vaiut 1099w1 ... marled to you by
NET EQUITY LAST STATEMENT 4.912.525 Last maternerrs menet value January 31.2006or a 10425
by March 15.2006.
r CHANGE SINCE LAST STATEMENT .94,143
There ... THIS PERIOD 4.316.247 1590.898
WWI MARKET RIND BALANCE 596,278 EWERS 54,316.247
14.358.019
NET MATT TM NERCO $4.912.525
MI Currant Tan Yaks
NET EQUITY LAST STATEMENT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324614.pdf
EFTA01320743Set 10
2002-07-08154p31,873w
cross proceeds or original
Income 515.453.004 issue duo= is reclined
NET CRCREDITam ANC.- 380.860 to be reported to the IRS for
Onto eerier value thiS account, a
NET Eatery THIS ... Consolidated Form 1099
Last statements market value
r NET ECUTY LAST STATEMENT 15,882.704
wit be marled to Sou by
February 2,2004or a 10425
by march 15.2004.
CHANGE SINCE ... Madison Avenue
Neer York. New York 10179
One metsoier OYU/ NUT
best Nee net 11201.3859
STEARNS (212) 272-2000
I212 2724000
FINANCIAL TRUST CO INC
3 Si,
STATEMPO Pat° Nereter
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01320743.pdf
EFTA01444246Set 10
138p25,658w
with an investment in the Access
Fund, which would have the effect oflowering the net returns experienced by
an investor.
Benchmarks and financial indices are shown for illustrative purposes only ... financial statements
(2nd
and 3rd quarters only) and unaudited quarterly capital account statements
N/A
Net of 15 basis point discount against Underlying Fund fees reserved for
Access fund only ... profile, early cash
flows and negligible loss ratio
— Mature SOF Funds show 1.7x Net Multiple and over 20% Net IRR, overall
program shows 1.5x Net Multiple
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444246.pdf
EFTA01397455Set 10
138p25,658w
with an investment in the Access
Fund, which would have the effect oflowering the net returns experienced by
an investor.
Benchmarks and financial indices are shown for illustrative purposes only ... financial statements
(2nd
and 3rd quarters only) and unaudited quarterly capital account statements
N/A
Net of 15 basis point discount against Underlying Fund fees reserved for
Access fund only ... profile, early cash
flows and negligible loss ratio
— Mature SOF Funds show 1.7x Net Multiple and over 20% Net IRR, overall
program shows 1.5x Net Multiple
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01397455.pdf
EFTA01471811Set 10
2014-12-3159p26,097w
securities
and financial instruments ("Securities") (subject to paragraph 1(c), other
than equities and Net Paying Securities) against the payment of the purchase
price by Buyer to Seller, with ... provisions of the Buy/Sell Back Annex shall apply to such Buy/Sell Back
Transactions;
Net Paying Securities, this shall be specified in Annex I hereto and the
provisions of Annex ... paragraph 1(b) shall apply to Transactions involving
Net Paying Securities.
(d) If Transactions are to be effected under this Agreement by either
party as an agent, this shall
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471811.pdf
EFTA01429535Set 10
138p25,724w
with an investment in the Access
Fund, which would have the effect oflowering the net returns experienced by
an investor.
Benchmarks and financial indices are shown for illustrative purposes only ... financial statements
(2nd
and 3rd quarters only) and unaudited quarterly capital account statements
N/A
Net of 15 basis point discount against Underlying Fund fees reserved for
Access fund only ... profile, early cash
flows and negligible loss ratio
— Mature SOF Funds show 1.7x Net Multiple and over 20% Net IRR, overall
program shows 1.5x Net Multiple
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429535.pdf
EFTA01446117Set 10
138p25,658w
with an investment in the Access
Fund, which would have the effect oflowering the net returns experienced by
an investor.
Benchmarks and financial indices are shown for illustrative purposes only ... financial statements
(2nd
and 3rd quarters only) and unaudited quarterly capital account statements
N/A
Net of 15 basis point discount against Underlying Fund fees reserved for
Access fund only ... profile, early cash
flows and negligible loss ratio
— Mature SOF Funds show 1.7x Net Multiple and over 20% Net IRR, overall
program shows 1.5x Net Multiple
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01446117.pdf
EFTA01440837Set 10
138p25,657w
with an investment in the Access
Fund, which would have the effect oflowering the net returns experienced by
an investor.
Benchmarks and financial indices are shown for illustrative purposes only ... financial statements
(2nd
and 3rd quarters only) and unaudited quarterly capital account statements
N/A
Net of 15 basis point discount against Underlying Fund fees reserved for
Access fund only ... profile, early cash
flows and negligible loss ratio
— Mature SOF Funds show 1.7x Net Multiple and over 20% Net IRR, overall
program shows 1.5x Net Multiple
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440837.pdf
EFTA01441339Set 10
122p26,458w
securities and financial instruments ("Securities") (subject (0 paragraph
1(c), other than equities and
Net Paying Securities) against the payment of the purchase price by Buyer to
Seller, with ... provisions of the
Buy/Sell Back Annex shall apply to such Buy/Sell Back Transactions;
(i)
Net Paying Securities, this shall be specified in Annex I hereto and the
provisions of Annex ... paragraph 1(b) shall apply to Transactions involving Net Paying Securities.
(ii)
If Transactions are to be effected undo' this Agreement by either party as
an agent, this shall
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441339.pdf
EFTA01324774Set 10
2002-06-0636p4,161w
Your Portfolio at a Glance Market Value of Your Portfolio
in Cans ~NY ! so
NET ECILITIY ~00 0 511.529.098
z tast stamens mina nix
NET EQUITY UST STAIDAENT ... OARING
EAST STATE:Rea //ay 31.2002
Opening8alance $11.529.098.28 Cash 11.529.098.28 0.00
Diriderds/Interest 9.301.36
Net Cash Balance $11.529.098.28 $0.00
Amoum Credited $9.301.36
Miscellaneous .11,538.399.64
0 Income Summary
Arnount Debited ... napC0 rem TO OAR
-n Net Cash Activity .11,529.098.28 Credit Balance Inc. 9,301.36 88.399.64
Closin9 Balance $0.00 Total 59.301.36 $98.399.64
C
in
z Transaction Detail
INTEREST
r DATE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324774.pdf
EFTA01306684Set 10
2019-01-0298p59,578w
account during 2019
Vthe of your Mcount
Thousands at year end 2018 910,25071
Net deposes 7d
oath:ha/gab -92,29187
7 Your TheStirent Mum:
Oland and
interest axon ... reparong mfarnatco r. Is the pante of UBS to fie the Net cub Now -$2,289.82 -$2,289.82
mclicatie la opona0 tarns van the US Intend Reeenue SPNICP ... eCCOuril and ou sh..10 mate yOut ;Amen! &coranoto thee ,netrueuens
We 00 net ,nd u0e your 0.141010net (re01(OM Detente en the rdue d y00 account Anti
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01306684.pdf
EFTA01271124Set 10removed from DOJ
2015-02-28162p67,245w
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https://www.justice.gov/epstein/files/DataSet%2010/EFTA01271124.pdf
EFTA01430023Set 10
2019-03-0165p11,943w
Glance
Your Investment Specialist:
ALAN BRODY
Commission Amount: $5,000.00
BEGINNING ACCOUNT VALUE
Net Cash Deposits and Withdrawals
Adjusted Previous Account Value
Dividends, Interest and Other Income
Net Change ... Estimated Annual Income
This Period
$0.00
-650.18
-650.18
650.18
0.00
$0.00
$3,491.43
1 Net Change in Portfolio is the difference between the ending account value
and
beginning account value ... periodically with your Investment Specialist.
Summary of Gains and Losses
Realized
Long-Term Gain/Loss
Net Gain/Loss
This summary excludes transactions where cost basis information is not
EFTA01430023
available.
Page
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01430023.pdf