EFTA02122552Set 10
2013-11-0710p3,010w
LUNA, MAIN, MBII, MCP, MDRX, MFLX, MITK, MNTX, MSCC, MTD, MTRX,
NAVG, NES, NFG, NKTR, NNI, NOG, NVAX, OCLR, OGXI, OLED, PCYC, PFMT, PLUS, PODD,
PRGN, PTIX, PXLW, RENT, RNDY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf
EFTA02101572Set 10
2014-07-239p2,236w
Deal Roadshows: BOBE, CUI, DMPI, ERPS, GME, HOV, HZNP, IFT, LEN, LGND, LNT, LPCN,
NKTR, PRGO, SPDC, VTL
Shareholder Meetings: WSH, HAE, AVX, PLUG, ENVI, NVTL, PRSC
Equity/Mixed Shelfs: TCAP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101572.pdf
EFTA00401802Set 9
2012-11-136p2,037w
DVOX, EGL, EVOL, FIGI, GA, GALE, GFF, GSB, HMIN,
IAG, KOOL, LOV, LPR, MTSI, NKTR, NLST, ROCM, SUMR, TCX, WAIR, WWD, TOD IM
Economic Data: NFIB Small Business Optimism
https://www.justice.gov/epstein/files/DataSet%209/EFTA00401802.pdf
EFTA00390785Set 9
2013-05-097p2,239w
KTOS, LEDR, LLNW, LOCM, LPDX, LPR, LTRE,
LUNA, MAIN, MCP, MDRX, MDVN, MNKD, NGVC, NKTR, NNI, NPTN, NSU, OPAY, OPTR, PANL, PDLI, PFMT, PRKR,
QTVVVV, RCMT, RICK, RNDY, RNF, RNIN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00414284Set 9
2012-05-026p2,188w
LMAT, MASI, MDAS,
MDCA, MHLD, MIC, MMLP, MOSY, MXL, NATL, NBIX, NC, NCIT, NEWP, NKTR, NRP, NSIT, NVEC, NVTL,
OMCL, OME, ONNN, ONXX, OSUR, PGTI, PLNR, PMC, PNNT
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414284.pdf
EFTA00408946Set 9
2012-07-115p1,519w
FINL, GA, GCA, GTXI,
HD, HPQ, HR, ISBC, LZB, MMYT, MRVL, MU, NAV, NKTR, ORCL, OREX, PAA, REIS, REXX, SCVL, SGNT,
SJM, SPG, TKOMY, TREE, VPHM
Shareholder Meetings: GNVC, FBNK
https://www.justice.gov/epstein/files/DataSet%209/EFTA00408946.pdf
EFTA02139472Set 10
2013-05-098p2,231w
KTOS, LEDR, LLNW, LOCM, LPDX, LPR, LTRE, LUNA, MAIN,
MCP, MDRX, MDVN, MNKD, NGVC, NKTR, NNI, NPTN, NSU, OPAY, OPTR, PANL, PDLI, PFMT,
PRKR, QTWW, RCMT, RICK, RNDY, RNF, RNIN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf