EFTA01493970Set 10
2013-02-011p225w
Assets LONG TOTAL RETURN SWAP-4,034,046.60 USD 8,860.000
NOTIONAL APPLE INC MAT FEB 05 2014 DEAL 0.00
50038481 JPMORGAN CHASE BANK TRADE DATE
01/31/13 (ID: SWPBDR ... LONG TOTAL RETURN SWAP 4,044,412.80 USD (8,860.000) (23,934.32)
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL 0.00
50028664 JPMORGAN CHASE BANK TRADE DATE
01/31/13 (ID: SWPBDP ... LONG TOTAL RETURN SWAP 4,034,046.60 USD (8,860.000) (48,880.40)
NOTIONAL APPLE INC MAT FEB 05 2014 DEAL 0.00
50038481 PARTIAL SWAP UNWIND JPMORGAN CHASE
BANK TRADE DATE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493970.pdf
EFTA01493916Set 10
2013-02-011p225w
Assets LONG TOTAL RETURN SWAP-4,034,046.60 USD 8,860.000
NOTIONAL APPLE INC MAT FEB 05 2014 DEAL 0.00
50038481 JPMORGAN CHASE BANK TRADE DATE
01/31/13 (ID: SWPBDR ... LONG TOTAL RETURN SWAP 4,044,412.80 USD (8,860.000) (23,934.32)
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL 0.00
50028664 JPMORGAN CHASE BANK TRADE DATE
01/31/13 (ID: SWPBDP ... LONG TOTAL RETURN SWAP 4,034,046.60 USD (8,860.000) (48,880.40)
NOTIONAL APPLE INC MAT FEB 05 2014 DEAL 0.00
50038481 PARTIAL SWAP UNWIND JPMORGAN CHASE
BANK TRADE DATE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493916.pdf
EFTA01539403Set 10
2012-02-0194p9,891w
/BAA
LONG TOTAL RETURN SWAP
4,044,412.80 USD NOTIONAL
APPLE INC
MAT FEB 05 2013 DEAL 9966782
N/O Client
SWPBDP ... LONG TOTAL RETURN SWAP 4,044,412.80 USD
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL 9966782
TRADE DATE 01/31/12 (ID: SWPBDP-MH-9)
LONG TOTAL RETURN SWAP ... NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 6505432
SWAP UNWIND TRADE DATE 01/31/12
(ID: SWPBDH-AY-3)
LONG TOTAL RETURN SWAP 3,007,792.80 USD
NOTIONAL APPLE INC MAT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539403.pdf
EFTA01540545Set 10
2013-02-01115p12,063w
02/01/13
LONG TOTAL RETURN SWAP 4,044,412.80 USD
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL
50028664 RESET PAYMENT - EQUITY LEG - DEAL REF
50028664 (ID: SWPBDP ... Misc Disbursement
LONG TOTAL RETURN SWAP 4,044,412.80 USD
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL
50028664 RESET PAYMENT - INTEREST LEG - DEAL
REF 50028664 (ID: SWPBDP ... 2/14
Misc Receipt
LONG TOTAL RETURN SWAP 4,034,046.60 USD
NOTIONAL APPLE INC MAT FEB 05 2014 DEAL
50038481 SWAP DIV DEAL REF 50038481
(ID: SWPBDR-RT-4)
Account
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540545.pdf
EFTA01539938Set 10
2012-08-0198p10,915w
/BA1
LONG TOTAL RETURN SWAP
4,044,412.80 USD NOTIONAL
APPLE INC
MAT FEB 05 2013 DEAL 9966782
N/O Client
SWPBDP-MH-9
Total Concentrated & Other Equity ... 08/01/12
LONG TOTAL RETURN SWAP 4,044,412.80 USD
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL 9966782
SWAP RESET PAYMENT (ID: SWPBDP-MH-9)
CIT GROUP INC 144A ... LONG TOTAL RETURN SWAP 4,044,412.80 USD
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL 9966782
SWAP RESET PAYMENT (ID: SWPBDP-MH-9)
ENTRY REVERSED ON 08/21/2012 MASTR ALTERNATIVE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539938.pdf
EFTA01540244Set 10
2012-11-01111p12,458w
/BA1
LONG TOTAL RETURN SWAP
4,044,412.80 USD NOTIONAL
APPLE INC
MAT FEB 05 2013 DEAL 50028664
N/O Client
SWPBDP-MH-9
Total Concentrated & Other Equity ... 11/01/12
LONG TOTAL RETURN SWAP 4,044,412.80 USD
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL
50028664 DERIVATIVE SWAP CLOSE SWAP RESET
(ID: SWPBDP-MH-9)
11/5
11/6
11/8 ... 11/15
Misc Receipt
LONG TOTAL RETURN SWAP 4,044,412.80 USD
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL
50028664 DIVIDEND PAYMENT - DEAL REF 50028664
(ID: SWPBDP-MH-9)
11/15
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540244.pdf
EFTA01492831Set 10
2012-02-011p249w
Assets LONG TOTAL RETURN SWAP 4,044,412.80 USD 8,880.000
NOTIONAL APPLE INC MAT FEB OS 2013 DEAL 9986782 0.00
TRADE DATE 01/31/12 (ID: SWPBDP-MH-9)
2/3 Free ... Delivery LONG TOTAL RETURN SWAP 3,007,792.80 USD (8,860.000)
FIFO NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 6505432 0.00
SWAP UNWIND TRADE DATE 01/31/12
(ID: SYVPBOH ... Receipt LONG TOTAL RETURN SWAP 3,007,792.80 USD 1,027,921.33
NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 8505432
SWAP UNWIND (ID: SVVPBDHAY-3)
2/6 FX Fwd Contract
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01492831.pdf
EFTA01540803Set 10
2013-05-0129p3,645w
REVERSE ENTRY OF 02/03/2012 LONG TOTAL
RETURN SWAP 3,007,792.80 USD NOTIONAL APPLE INC
MAT FEB 03 2012 DEAL 6505432 SWAP UNWIND AS OF
02/03/12 (ID: SWPBDH ... 5/21
Misc Receipt
LONG TOTAL RETURN SWAP 3,007,792.80 USD
NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 6505432
SWAP UNWIND EQUITY LEG - DEAL REF 06505432 AS
OF 02/04/13 ... 5/21
Misc Disbursement
LONG TOTAL RETURN SWAP 3,007,792.80 USD
NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 6505432
SWAP UNWIND INTEREST LEG - DEAL REF 06505432 AS
OF 02/04/13
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540803.pdf
EFTA01493967Set 10
2013-02-011p260w
Misc Disbursement LONG TOTAL RETURN SWAP 4,044,412.80 USD (10,366.20)
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL
50028684 RESET PAYMENT - EQUITY LEG - DEAL REF
50028684 (ID: SWPBDP ... Mitt Disbursement LONG TOTAL RETURN SWAP 4,044,412.80 USD (13,568.22)
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL
50028684 RESET PAYMENT - INTEREST LEG - DEAL
REF 50028664 (ID: SWPBDP ... 2/14 Misc Receipt LONG TOTAL RETURN SWAP 4,034,046.60 USD 23.479.00
NOTIONAL APPLE INC MAT FEB 05 2014 DEAL
50038481 SWAP DIV DEAL REF 50038481
(ID: SWPBDR
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493967.pdf
EFTA01493913Set 10
2013-02-011p261w
Misc Disbursement LONG TOTAL RETURN SWAP 4,044,412.80 USD (10,366.20)
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL
50028684 RESET PAYMENT - EQUITY LEG - DEAL REF
50028684 (ID: SWPBDP ... Mitt Disbursement LONG TOTAL RETURN SWAP 4,044,412.80 USD (13,568.22)
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL
50028684 RESET PAYMENT - INTEREST LEG - DEAL
REF 50028664 (ID: SWPBDP ... 2/14 Misc Receipt LONG TOTAL RETURN SWAP 4,034,046.60 USD 23.479.00
NOTIONAL APPLE INC MAT FEB 05 2014 DEAL
50038481 SWAP DIV DEAL REF 50038481
(ID: SWPBDR
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493913.pdf
EFTA01494195Set 10
2013-05-011p154w
02/03/2012 LONG TOTAL (1,027,921.33)
RETURN SWAP 3,007792 80 USD NOTIONAL APPLE INC
MAT FEB 03 2012 DEAL 6505432 SWAP UNWIND AS OF
02/03/12 (ID: SWPBDH ... Receipt LONG TOTAL RETURN SWAP 3,007,792.80 USD 1,038,620.00
NOTIONAL APPLE INC MAT FEB 032012 DEAL 8505432
SWAP UNWIND EQUITY LEG - DEAL REF 08505432 AS
OF 02/04/13 ... Mien Disbursement LONG TOTAL RETURN SWAP 3,007,792.80 USD (8,698.67)
NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 6505432
SWAP UNWIND INTEREST LEG - DEAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01494195.pdf
EFTA01494180Set 10
2013-05-011p156w
02/03/2012 LONG TOTAL (1,027,921.33)
RETURN SWAP 3,007792 80 USD NOTIONAL APPLE INC
MAT FEB 03 2012 DEAL 6505432 SWAP UNWIND AS OF
02/03/12 (ID: SWPBDH ... Receipt LONG TOTAL RETURN SWAP 3,007,792.80 USD 1,038,620.00
NOTIONAL APPLE INC MAT FEB 032012 DEAL 8505432
SWAP UNWIND EQUITY LEG - DEAL REF 08505432 AS
OF 02/04/13 ... MIsc Disbursement LONG TOTAL RETURN SWAP 3,007,792.80 USD (8,698.67)
NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 8505432
SWAP UNWIND INTEREST LEG - DEAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01494180.pdf
EFTA01492783Set 10
2012-02-011p249w
Assets LONG TOTAL RETURN SWAP 4,044,412.80 USD 8,880.000
NOTIONAL APPLE INC MAT FEB OS 2013 DEAL 9986782 0.00
TRADE DATE 01/31/12 (ID: SWPBDP-MH-9)
2/3 Free ... Delivery LONG TOTAL RETURN SWAP 3,007,792.80 USD (8,860.000)
FIFO NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 6505432 0.00
SWAP UNWIND TRADE DATE 01/31/12
(ID: SYVPBOH ... Receipt LONG TOTAL RETURN SWAP 3,007,792.80 USD 1,027,921.33
NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 8505432
SWAP UNWIND (ID: SVVPBDKAY-3)
2/6 FX Fwd Centred
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01492783.pdf
EFTA01539675Set 10
2012-05-0181p8,688w
/BAA
LONG TOTAL RETURN SWAP
4,044,412.80 USD NOTIONAL
APPLE INC
MAT FEB 05 2013 DEAL 9966782
N/O Client
SWPBDP-MH-9
MS MARKET PLUS MO 06/18/12
78% CONTIN ... LONG TOTAL RETURN SWAP 4,044,412.80 USD
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL 9966782
SWAP RESET PAYMENT AS OF 05/07/12
(ID: SWPBDP-MH-9)
5/10
5/15
5/15
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539675.pdf
EFTA01539038Set 10
2011-11-0175p8,563w
/BAA
LONG TOTAL RETURN SWAP
3,007,792.80 USD NOTIONAL
APPLE INC
MAT FEB 03 2012 DEAL 6505432
N/O Client
SWPBDH ... 11/01/11
LONG TOTAL RETURN SWAP 3,007,792.80 USD
NOTIONAL APPLE INC MAT FEB 03 2012 DEAL 6505432
SWAP RESET PAYMENT (ID: SWPBDH-AY-3)
BANK OF AMERICA CORP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539038.pdf
EFTA01493376Set 10
2016-05-021p255w
08/01/12
8/6 Misc Disbursement LONG TOTAL RETURN SWAP 4.044412.80 USD (14,985.94)
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL 9966782
SWAP RESET PAYMENT (ID: SWPBDP-MH-9)
8110 Corporate ... Receipt LONG TOTAL RETURN SWAP 4,044,412.80 USD 23,479.00
NOTIONAL APPLE INC MAT FEB 05 2013 DEAL 9966782
SWAP RESET PAYMENT (ID: SWPBDP-MH-9)
8/16 Accrued
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493376.pdf
EFTA01493914Set 10
2013-02-011p265w
Misc Receipt LONG TOTAL RETURN SWAP 4,034,046.60 USD 63,236.92
NOTIONAL APPLE INC MAT FEB 05 2014 DEAL
50038481 SWAP UNWIND EQUITY LEG - DEAL REF
50038481 (ID: SWPBDR ... 2/15 Misc Disbursement LONG TOTAL RETURN SWAP 4,034,046.60 USD (725.85)
NOTIONAL APPLE INC MAT FEB 05 2014 DEAL
50038481 SWAP UNWIND INTEREST LEG - DEAL REF
50038481 (ID: SWPBDR
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493914.pdf
EFTA01493968Set 10
2013-02-011p260w
Misc Receipt LONG TOTAL RETURN SWAP 4,034,046.60 USD 63,236.92
NOTIONAL APPLE INC MAT FEB 05 2014 DEAL
50038481 SWAP UNWIND EQUITY LEG - DEAL REF
50038481 (ID: SWPBDR ... 2/15 Misc Disbursement LONG TOTAL RETURN SWAP 4,034,046.60 USD (725.85)
NOTIONAL APPLE INC MAT FEB 05 2014 DEAL
50038481 SWAP UNWIND INTEREST LEG - DEAL REF
50038481 (ID: SWPBDR
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493968.pdf