""NOVOB DC"" — Epstein Files Search

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EFTA02149177Set 10

2013-02-118p1,669w

underperforming -0.25%. Volumes tracking — 90% of 20day average. In single stock news, Novo Nordisk (NOVOB DC) trading - 11.7% after the FDA denied approval of its diabetic drug ... DMGT LN, Exane upgrade TSCO LN, Chev downgrade TLSN NO Swedbank downgrade GETIB SS, NOVOB DC, upgrade RATOA SS, Mediobanca upgrade SWEDA SS • Natixis downgrade NOVOB DC, upgrade NESN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02149177.pdf

EFTA00396177Set 9

2013-02-116p1,674w

underperforming -0.25%. Volumes tracking — 90% of 20day average. In single stock news, Novo Nordisk (NOVOB DC) trading -11.7% after the FDA denied approval of its diabetic drug ... DMGT LN, Exane upgrade TSCO LN, Chev downgrade TLSN NO •• Swedbank downgrade GETIB SS, NOVOB DC, upgrade RATOA SS, Mediobanca upgrade SWEDA SS • Natixis downgrade NOVOB DC, upgrade NESN

https://www.justice.gov/epstein/files/DataSet%209/EFTA00396177.pdf

EFTA00396305Set 9

2013-02-057p2,340w

downgrade ATEA NO, • Nordea downgrade TOP DC, ASSAB SS, ENEA SS, Helvea upgrade NOVOB DC, Danske downgrade HUH1v FH •• Kepler downgrade BAER VX, RIA FP, upgrade RUKN VX, Cant

https://www.justice.gov/epstein/files/DataSet%209/EFTA00396305.pdf

EFTA00329451Set 9

2016-02-047p2,413w

upgrades HNR1 GY, Investec initiates GBG LN (buy), SocGen upgrades LWB PW •• Swedbank downgrades NOVOB DC & ICA SS and upgrades HPOLB SS, GS upgrades ADS GY, KBC upgrades COMB

https://www.justice.gov/epstein/files/DataSet%209/EFTA00329451.pdf

EFTA02148758Set 10

2013-02-129p2,266w

double upgrade ELUXB SS, GFI SJ, GS downgrade CGL LN, Nomura upgrade FUM1V FH, NOVOB DC EFTA_R1_00808318 EFTA02148761 MS cut European food Industry to in line, downgrade

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02148758.pdf

EFTA02130329Set 10

2013-09-038p1,866w

Bernstein u/g VOD LN (up to op), initiate SHP LN (op), MRK GY (mp), NOVOB DC (mp) • BofAML add ALU FP to Europe 1 list, remove STM IM from most

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02130329.pdf

EFTA00288864Set 9

2014-05-2016p5,476w

NOVN VX Equity 7,267 19,429 64.89 89.17 56.18 0.67% 11.02 NOVOB DC Equity 469 9,444 40.35 42.35 5.10 0.97% (19.06) NSC US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00288864.pdf

EFTA02692867Set 11

2014-02-0516p5,009w

NOVN in Equity 4,222 18,228 63.81 78.58 31.19 0.74% NOVOB DC Equity 287 5,435 38.56 40.60 5.34 0.99% NSC US Equity

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02692867.pdf

EFTA00614817Set 9

2014-05-1916p5,519w

NOVN VX Equity 7,256 19,145 64.63 89.13 55.87 0.68% (194.27) NOVOB DC Equity 488 9,444 40.35 42.43 5.34 0.97% NSC US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00614817.pdf

EFTA00356155Set 9

2014-12-245p1,408w

board approves REIT conversion effective for taxable year beginning Jan 1 2015 • Novo Nordisk (NOVOB DC): Saxenda wins FDA approval to treat obesity (was expected) • HeidelbergCement sells Hanson Building Products

https://www.justice.gov/epstein/files/DataSet%209/EFTA00356155.pdf

EFTA02138060Set 10

2013-05-247p1,584w

EFTA_R1_00788416 EFTA02138064 Exane downgrade ETL FP, ISAT LN, Natixis upgrade NOVOB DC, Cantor upgrade ECM LN Panm upgrade TCG LN, Liberum "hold" on UK Homebuilders (downgrade BDEV

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02138060.pdf

EFTA00288591Set 9

2014-07-1116p5,522w

NOVN VX Equity 7,245 21,827 66.92 89.14 84.30 0.39% (29.26) NOVOB DC Equity 1,092 11,706 41.33 45.19 14.26 0.65% 34.81 NSC US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00288591.pdf

EFTA00293394Set 9

2014-02-1916p5,075w

NOVN VX Equity 5,302 18,291 82.30 76.23 43.41 0.67% NOVOB DC Equity 996 7,721 44.12 82.66 11.14 1.16% NSC US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293394.pdf

EFTA00292784Set 9

2014-02-0315p4,014w

NOVN VX Equity 4,544 18,114 63.25 79.8098 NOVOB DC Equity 381 5,394 36.86 40.3817 NSC US Equity 1,184 9,540 82.36 90.4818 NVS US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00292784.pdf

EFTA00292908Set 9

2014-02-1216p4,944w

NOVN VX Equity 4,898 18,219 63.81 80.96 40.06 0.67% NOVOB DC Equity 692 7,255 38.83 42.53 8.89 1.07% NSC US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00292908.pdf

EFTA00293133Set 9

2014-03-1316p5,520w

NOVN VX Equity 5,399 18,291 63.81 82.64 37.91 038% (81.39) NOVOB DC Equity 1,324 9,444 40.35 46.00 10.71 1.31% (24.87) NSC US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293133.pdf

EFTA00288399Set 9

2014-05-2916p5,488w

NOVN VX Equity 7,543 20,656 #N/A N/A 65.99 0.55% NOVOB DC Equity 458 9,444 #N/A N/A 5.13 0.95% NSC US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00288399.pdf

EFTA00293426Set 9

2014-02-2716p5,561w

NOVN VX Equity 5,332 18,291 63.81 82.41 40.40 0.72% (451.29) NOVOB DC Equity 1,657 8,410 39.64 47.46 15.30 1.29% 49.50 NSC US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293426.pdf

EFTA00288271Set 9

2014-04-1416p5,374w

NOVN VX Equity 5,656 18,291 63.81 83.54 41.04 0.75% 23.99 NOVOB DC Equity 511 9,444 40.35 42.53 5.93 0.91% (95.90) NSC US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00288271.pdf

EFTA00288223Set 9

2014-04-0916p5,490w

NOVN VX Equity 5,588 18,291 63.81 83.30 36.89 0.83% (36.12) NOVOB DC Equity 874 9,444 40.35 44.08 10.79 0.86% 131.18 NSC US Equity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00288223.pdf

Page 1

Corpus: 1990-03-17 – 2025-12-01

February 2013

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Results by Dataset125 total

Set 9

104

Set 10

7

Set 11

14