EFTA02147429Set 10
2013-02-219p2,253w
IPCM, ITMN, JOEZ, KONG, LONG, LTC, MDCA, MGRC, MHK, MMSI, MRC, MRVL, NCMI, NDSN,
NPSP, NVTL, OFIX, ONXX, PAL, PEB, PTIX, RCKY, SBAC, SDBT, SEM, SSTK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147429.pdf
EFTA02126025Set 10
2013-10-108p1,951w
Roadshows: AINV, ALKS, ASEI, ATVV, BIOS, DE, HRB, IMUC, INFI, INTU, INXN, LEN,
MRVL, NPSP, RALY, SRCL, USAT, VSTM, WC, LUK, LCAV
Shareholder Meetings: ELRC, LNDC, JST, OINK
Equity/Mixed Shelfs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02126025.pdf
EFTA00387400Set 9
2013-07-177p1,921w
Analyst/Investor Days: N/A
Non-Deal Roadshows: AERL, BXMT, CRK, EMKR, EXPR, GPS, GPT, MNRO, NPSP, TUP, EDE
Shareholder Meetings: BPAX, SEAC, MPG, SCS, SMTX, VNR, ENVI, LRAD
Equity/Mixed Shelfs
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387400.pdf
EFTA00300337Set 9
2014-05-229p5,425w
Pharmaceuticals (IDIX), InterMune (ITMN), Ironwood Pharmaceuticals (IRWD), Medivation (MDVN), Merrimack
Pharmaceuticals (MACK), NPS Pharmaceuticals (NPSP), Ophthotech (OPHT), PTC Therapeutics (PTCT), Regeneron Pharmaceuticals
(REGN), Synageva 13ioPluuma (GEVA), United Therapeutics (UTIIR), Vertex
https://www.justice.gov/epstein/files/DataSet%209/EFTA00300337.pdf
EFTA00407451Set 9
2012-08-016p2,004w
LGCY, LPSN, MAKO, MANT,
MASI, MDASS, MEAS, MIC, MMLP, MN, NANX, NAUH, NCIT, NEWP, NPSP, NSIT, OEH, ONXX, ORA, PDM,
PGTI, PRAA, PSB, PVA, RGR, RIG, RM, RRTS, SAM, SDBT
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407451.pdf
EFTA00385970Set 9
2013-08-098p2,227w
DNDN, EC, GVA, HF, LXRX, MGM
Shareholder Meetings: IL, HOTR, KCAP
Equity/Mixed Shelfs: NPSP, JNPR
Other Newspaper Articles & Stories
WSJ positive: T-Mobile (TMUS) WSJ Tesla (TSLA) WSJ
WSJ cautious
https://www.justice.gov/epstein/files/DataSet%209/EFTA00385970.pdf
EFTA00390785Set 9
2013-05-097p2,239w
IPCC, KDN, KEM, KIOR, KIPS, KOS,
LACO, LPI, MEA, MMS, NGS, NKA, NMRX, NPSP, NTWK, ONTY, ORBC, ORBT, OWW, PKE, PMFG, PRFT, RESI,
ROIAK, RRST, SATS, SCR, SPH, SPP, SPPI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00402020Set 9
2012-11-096p1,838w
HTWR, HWCC, HYGS, IVAN, LIWA, LNT, LPI, LSE, MCF, MEA, MEMP, MGI, MTG,
NPSP, NTRI, OMG, RDNT, SSP, STRAA, URRE, VSCP, VTG, WMC, XIN, XTEX, XTXI, YONG, HEK
EFTA00402022
Reporting
https://www.justice.gov/epstein/files/DataSet%209/EFTA00402020.pdf
EFTA00414089Set 9
2012-05-036p2,104w
MANT, MCHX, MERC, MFLX, MGRC, MHK, MOVE, MTSC, MTW, MTZ, NAVG, NCMI, NFG, NGSX,
NPSP, NPTN, NTSP, OEH, OGXI, OMEX, OMPI, OPLK, OTT, PCCC, PDFS, PDLI, PDM, PEGA, POWI, POWR
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414089.pdf
EFTA00435764Set 9
2011-04-124p1,433w
names ceo - AMZN announces new Kindle - SKH exploring strategic alternatives
Secondaries (announced/priced): CIE, PPL, NPSP, SB, ECT, WG
IPO's (filed/priced): Brainsway (BRIM) files $30M through Roth Cap, Putnam Mortgage
https://www.justice.gov/epstein/files/DataSet%209/EFTA00435764.pdf
EFTA02139472Set 10
2013-05-098p2,231w
IPCC, K0N, KEM. KIOR, KIPS, KOS, LACO, LPI, MEA, MMS, NGS,
NKA, NMRX, NPSP, NTWK, ONTY, ORBC, ORBT, OWW, PKE, PMFG, PRFT, RESI, ROIAK, RRST,
SATS, SCR, SPH, SPP, SPPI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf