EFTA00390785Set 9
2013-05-097p2,239w
LLNW, LOCM, LPDX, LPR, LTRE,
LUNA, MAIN, MCP, MDRX, MDVN, MNKD, NGVC, NKTR, NNI, NPTN, NSU, OPAY, OPTR, PANL, PDLI, PFMT, PRKR,
QTVVVV, RCMT, RICK, RNDY, RNF, RNIN, RTK, SAPE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00407579Set 9
2012-08-026p1,928w
MFLX, MHK, MOVE, MRLN, MTSC, NTSI, MTZ, MWE, MX,
NAVG, NC, NCMI, NFG, NILE, NPTN, NTSP, OCLS, OCLS, OGXI, OMPI, ONNN, OPEN, ORCC, PCCC, PDLI,
PEB, PKT, PMC, PRO, PTIX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407579.pdf
EFTA00414089Set 9
2012-05-036p2,104w
MCHX, MERC, MFLX, MGRC, MHK, MOVE, MTSC, MTW, MTZ, NAVG, NCMI, NFG, NGSX,
NPSP, NPTN, NTSP, OEH, OGXI, OMEX, OMPI, OPLK, OTT, PCCC, PDFS, PDLI, PDM, PEGA, POWI, POWR,
PWAV
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414089.pdf
EFTA02139472Set 10
2013-05-098p2,231w
LLNW, LOCM, LPDX, LPR, LTRE, LUNA, MAIN,
MCP, MDRX, MDVN, MNKD, NGVC, NKTR, NNI, NPTN, NSU, OPAY, OPTR, PANL, PDLI, PFMT,
PRKR, QTWW, RCMT, RICK, RNDY, RNF, RNIN, RTK, SAPS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf
EFTA00355869Set 9
2014-12-226p1,618w
Lagging European Sectors: Trav/Les +0.02%, Basic Res +0.07%, Food/Bev +0.29%
Secondaries (announced/priced): D, NPTN, IDN, NEWM
IPO's (lock-up expired): Adeptus HEalth (ADPT) 4.5M shares (44.9% of outstanding
https://www.justice.gov/epstein/files/DataSet%209/EFTA00355869.pdf