EFTA00414089Set 9
2012-05-036p2,104w
Sectors: Retail +0.32%, Tech +0.33%, Oil & Gas +0.48%
ATML $200M buyback - PPO earnings better - NVTL guides down
WLT profit misses - HOTT comps/eps beat - CBEY ebidta better
CVA revenues improve ... upgrades TTMI (ow), KBW downgrades BBNK & upgrades CHCO, GS upgrades ALL,
BMO cuts NVTL
Key Research: Opco upgrades TWTC, HSBC upgrades SSL, Raja initiates PSX (mp), RBC upgrades
HCC, Citi
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414089.pdf
EFTA02101572Set 10
2014-07-239p2,236w
LGND, LNT, LPCN,
NKTR, PRGO, SPDC, VTL
Shareholder Meetings: WSH, HAE, AVX, PLUG, ENVI, NVTL, PRSC
Equity/Mixed Shelfs: TCAP ($500M)
Other Newspaper Articles & Stories
WSJ cautious: Comcast (CMCSA)/Time Warner
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101572.pdf
EFTA00390873Set 9
2013-05-078p2,555w
LOPE,
LXFR, LYV, MAKO, MCEP, MITK, MNTG, MODN, MYGN, NRCI, NVTL, NYMT, OAS, OHI, OME, ONE, ONXX, ORA, PLT,
POWL, PRI, PRTS, RULS, QUAD, RBCN, REG, RLH, RLOC, RSO, RSOL
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390873.pdf
EFTA00413482Set 9
2012-05-096p1,995w
CHKP, CLWR, ESS, FTE, GLUU, GPI, ININ, KEX, LLL,
MHK, MIPS, MXIM, NEE, NSPH, NVTL, PCOM, QLIK, RECV, RS, SCAN, SMCI, SO, STO, TCK, TMS, TXN,
WRE, XOM, XMI
EFTA00413484
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413482.pdf
EFTA00414284Set 9
2012-05-026p2,188w
MHLD, MIC, MMLP, MOSY, MXL, NATL, NBIX, NC, NCIT, NEWP, NKTR, NRP, NSIT, NVEC, NVTL,
OMCL, OME, ONNN, ONXX, OSUR, PGTI, PLNR, PMC, PNNT
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414284.pdf
EFTA00428205Set 9
2011-09-135p1,529w
CTCT, ENS, FLS, HES, HHS, HNI, IMGN, IVAC, LAVA, LTC, MGM, NBR, NDSN, NUS, NVTL, PBH, PG, ST,
TSON, UGNE, VRTU, WM, WNC, WXS, STN
Shareholder Meetings: SOL, DRYS
https://www.justice.gov/epstein/files/DataSet%209/EFTA00428205.pdf
EFTA00433192Set 9
2011-05-315p1,376w
downgrades SMG, Janney upgrades CRAI (buy), Piper
upgrades RDN
Key Research: JPM upgrades NVTL, Jefferies upgrades FST (buy), Bofa reinstates ADI (buy),
Auriga assumes NVDA (buy)
Key Research: Bofa upgrades
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433192.pdf
EFTA02147429Set 10
2013-02-219p2,253w
ITMN, JOEZ, KONG, LONG, LTC, MDCA, MGRC, MHK, MMSI, MRC, MRVL, NCMI, NDSN,
NPSP, NVTL, OFIX, ONXX, PAL, PEB, PTIX, RCKY, SBAC, SDBT, SEM, SSTK, SWN, TGB, TPC,
TST, UACL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147429.pdf
EFTA02156002Set 10
2012-11-077p1,860w
MDLZ, MEAS, MEET, MI-ILD, MITK, MITT, MLR,
MPO, MTEX, MWE, MYRG, NCIT, NSPH, NVTL, OAS, OESX, OILT, ONTY, OREX, OSUR, OUTD,
PAL, PANL, POWR, PRCP, PRI, PRMW, PRSC, PRSS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02156002.pdf