EFTA00805860Set 9
2017-10-2342p9,147w
Neoteny 3, LP - Fund Partnership
Neoteny 3 Management, LLC - General Partner
coton/q3
Investor Update
October 23, 2017
do Neoteny 3 Management, LLC
do Prague & Company, P.C.
15 Walnut Street, Suite ... Move38, Inc. 28
Nuna Incorporated 29
OH2 Laboratories, LLC 30
Optimus Ride Inc. 31
Neoteny 3. LP I CONFIDENTIAL - NOT FOR DISTRIBUTION 2
EFTA00805861
Investment Repon: October ... Wait What LLC 40
Wearal it y Corporation 41
Wise Systems Inc. 42
Neoteny 3. LP I CONFIDENTIAL - NOT FOR DISTRIBUTION 3
EFTA00805862
itytottivqz Investment Report: October 23, 2017
INVESTOR
https://www.justice.gov/epstein/files/DataSet%209/EFTA00805860.pdf
EFTA00805902Set 9
2018-06-3017p4,468w
Neoteny 3, LP - Fund Partnership
Neoteny 3 Management, LLC - General Partner
cotcni("3
Quarterly Report
June 30, 2018
do Neoteny 3 Management, LLC
do Prague & Company, P.C.
15 Walnut Street ... EFTA00805902
nicoi4ongi3 June 30, 2018 Quarterly Report
CONTENTS
LETTER FROM THE GENERAL PARTNER 3
NEOTENY 3, LP INVESTMENT PORTFOLIO 5
NEOTENY 3, LP UNAUDITED FINANCIAL STATEMENTS 9
Balance Sheets ... Statements 10
Statements of Cash Flows (Abbreviated) 12
APPENDIX I - PORTFOLIO COMPANY DESCRIPTIONS 13
Neoteny 3, LP I CONFIDENTIAL - NOT FOR DISTRIBUTION
EFTA00805903
fvocy'cnig3 June 30, 2018 Quarterly Report
https://www.justice.gov/epstein/files/DataSet%209/EFTA00805902.pdf
EFTA00805921Set 9
9p1,364w
solicitation of an offer to buy an interest in an investment vehicle sponsored by
Neoteny (as hereinafter defined) or its affiliates, or any other security, which may only be made ... given with respect to the accuracy or completeness of any information contained herein.
Neoteny 4 — Potential Investor Materials 2
EFTA00805922
Table of Contents
• Introduction
• Summary of Terms
• Team
• Investment Themes ... Lead Investor
• Track Record
Neoteny 4 — Potential Investor Materials 3
EFTA00805923
Introduction
• Neoteny 4 ("Neoteny") is a new fund being formed by a company controlled by
Joichi Ito ("Joi"), director
https://www.justice.gov/epstein/files/DataSet%209/EFTA00805921.pdf
EFTA01118268Set 9
2015-06-307p1,350w
Neoteny 3, LP - Fund Partnership
Neoteny 3 Management, LLC - General Partner
nicor‘tivq3
Quarterly Report
June 30, 2015
c/o Neoteny 3 Management, LLC
do Prague & Company, P.C.
Fifteen Walnut Street ... EFTA01118268
leIVffoi6cnici3
June 30, 2015 Quarterly Report
CONTENTS
LETTER FROM THE GENERAL PARTNER 3
NEOTENY 3, LP INVESTMENT PORTFOLIO 4
Cash and Cash Equivalents Balance 4
Portfolio Companies 4
NEOTENY ... Balance Sheet 5
Profit and Loss Statement 6
APPENDIX I - PORTFOLIO COMPANY DESCRIPTIONS 7
Neoteny 3, LP I CONFIDENTIAL - NOT FOR DISTRIBUTION 2
EFTA01118269
Ncor‘ovq_y June
https://www.justice.gov/epstein/files/DataSet%209/EFTA01118268.pdf
EFTA02505378Set 11
2015-04-133p527w
jeevacation@gmail.com>
Sent: Monday, April 13, 2015 3:10 PM
To: Richard Kahn
Subject: Re: Neoteny 3, LP J Capital Call Notice ... Richard Kahn
wrote:
attached is 1,000,000 capital call fo= Joi Ito fund Neoteny 3, LP due by April 16th
please advise if ok to s=nd from ... style="margin-top:0px;margin-right:0px;margin-bottom:0px;margin-left:=px">Subject:
Neoteny 3, LP I =apital Call Notice
From: <=b>Danielle Prague <Danielle@praguecpalaw.com
<mailto:Danielle@praguecpa=aw.com
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02505378.pdf
EFTA02505285Set 11
2015-04-133p448w
Richard Kahn <
Sent: Monday, April 13, 2015 3:02 PM
To: jeffrey E.
Subject: Neoteny 3, LP I Capital Call Notice
attached is 1,000,000 capital call ... fund Neoteny 3, LP due by April 16th
please =dvise if ok to send from SFL LLC today
thank =ou
Richard Kahn
HBRK Associates Inc.
575 Lexington =venue 4th Floor ... cell
Begin forwarded message:
Subject: Neoteny 3, LP I Capital Call =otice
From: Danielle Prague
Reply-To: Danielle Prague
To: Richard Kahn
Date: April
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02505285.pdf
EFTA02371137Set 11
2015-04-103p455w
Kahn
Sent: Friday, April 10, 2015 6:10 PM
To: jeffrey E.
Subject: Fwd: Neoteny 3, LP I Capital Call Notice
attached is 1,000,000 capital call ... fund Neoteny =, LP please advise if ok to send from SFL LLC thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington =venue 4th Floor
New York ... cell
Begin forwarded message:
Subject: =/b>Neoteny 3, LP I =apital Call Notice
From: =/b>Danielle Pragu
Reply-To: =/b>Danielle Prague
To: =/b>Richard Kahn
Date: =/b>April
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02371137.pdf
EFTA00641532Set 9
2015-03-244p1,320w
From: Joi Ito a>
To: Jeffrey Epstein
Subject: Neoteny 3 update and slightly new subscription agreement
Date: Tue, 24 Mar 2015 22:29:02 +0000
Neoteny 3, LP, do Neoteny ... Wellesley, MA 02481- Phone: +1-781-237.5555 ext. 202 - Fax: +1.781.237.7779
E-Mail: Web:
Neoteny 3 fund invitation and documents
Date: March 25, 2015
Dear Jeffrey *ILASTNAMEI*:
As the initial ... closing date for my new fund, Neoteny 3, LP (the "Fund") draws near, I
wanted to reach out and let you know of the closing mechanics, as well as alert
https://www.justice.gov/epstein/files/DataSet%209/EFTA00641532.pdf
EFTA00806036Set 9
2018-02-0629p11,144w
NEOTENY 4, LP
LIMITED PARTNER SUBSCRIPTION MATERIALS
INSTRUCTIONS FOR INVESTORS
If you are interested in purchasing a limited partner interest in Neoteny 4, LP (the
"Partnership"), please complete ... 8EXP or W-8ECI (each with explanatory instructions published by the
IRS).
EFTA00806036
CONFIDENTIAL
NEOTENY 4, LP
LIMITED PARTNER SUBSCRIPTION AGREEMENT
February 6, 2018
Neoteny 4, LP
do Neoteny ... Summary of Terms, including all supplements thereto, if any
(the "Summary"), of Neoteny 4, LP, a Delaware limited partnership (the "Partnership"); (ii) the
Amended and Restated Limited Partnership Agreement
https://www.justice.gov/epstein/files/DataSet%209/EFTA00806036.pdf
EFTA00693551Set 9
2015-02-213p692w
From: Joi Ito a>
To: Jeffrey
Subject: Documents for the New Fund - Neoteny 3
Date: Sat, 21 Feb 2015 16:15:21 +0000
Neoteny 3, LP, do Neoteny 3 Management ... Wellesley, MA 02481- Phone: +1.781.237.5555 ext. 202 - Fax: +1.781.237.7779
E-Mail: Web: www.neoteny.com
Neoteny 3 fund invitation and documents
Date: February 17, 2015
Dear Jeffrey:
Thank you for your interest ... fund, Neoteny 3, LP (the "Fund"). Please find
enclosed the term sheet, LP agreement and subscription agreement. Please read
each of these documents carefully and let me know
https://www.justice.gov/epstein/files/DataSet%209/EFTA00693551.pdf
EFTA00806065Set 9
2018-04-0829p11,132w
NEOTENY 4, LP
LIMITED PARTNER SUBSCRIPTION MATERIALS
INSTRUCTIONS FOR INVESTORS
If you are interested in purchasing a limited partner interest in Neoteny 4, LP (the
- Partnership"), please complete ... 8EXP or W-8ECI (each with explanatory instructions published by the
IRS).
EFTA00806065
CONFIDENTIAL
NEOTENY 4, LP
LIMITED PARTNER SUBSCRIPTION AGREEMENT
April 8, 2018
Neoteny 4, LP
c/o Neoteny ... Summary of Terms, including all supplements thereto, if any
(the "Summary"), of Neoteny 4, LP, a Delaware limited partnership (the "Partnership"); (ii) the
Amended and Restated Limited Partnership Agreement
https://www.justice.gov/epstein/files/DataSet%209/EFTA00806065.pdf
EFTA00805983Set 9
2018-04-0853p24,471w
Draft dated April 8, 2018
CONFIDENTIAL
AMENDED AND RESTATED
LIMITED PARTNERSHIP AGREEMENT
OF
NEOTENY 4, LP
(A Delaware Limited Partnership)
Dated as of [ 1, 2018
THE LIMITED PARTNERSHIP INTERESTS PROVIDED ... PARTNERSHIP INTERESTS PROVIDED FOR HEREIN. ANY REPRESENTATION TO
THE CONTRARY IS UNLAWFUL.
EFTA00805983
CONFIDENTIAL
NEOTENY 4, LP
TABLE OF CONTENTS
ARTICLE I DEFINITIONS 1
1.1 Definitions 1
ARTICLE II ORGANIZATION ... General Provisions 37
Appendix I Definitions
Appendix II Regulatory and Tax Allocations
EFTA00805985
CONFIDENTIAL
NEOTENY 4, LP
AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT
THIS AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT
https://www.justice.gov/epstein/files/DataSet%209/EFTA00805983.pdf
EFTA00805930Set 9
2018-02-0653p24,468w
Draft dated February 6, 2018
CONFIDENTIAL
AMENDED AND RESTATED
LIMITED PARTNERSHIP AGREEMENT
OF
NEOTENY 4, LP
(A Delaware Limited Partnership)
Dated as of[ 1, 2018
THE LIMITED PARTNERSHIP INTERESTS PROVIDED ... PARTNERSHIP INTERESTS PROVIDED FOR HEREIN. ANY REPRESENTATION TO
THE CONTRARY IS UNLAWFUL
EFTA00805930
CONFIDENTIAL
NEOTENY 4, LP
TABLE OF CONTENTS
ARTICLE I DEFINITIONS 1
1.1 Definitions 1
ARTICLE II ORGANIZATION ... General Provisions. 37
Appendix I Definitions
Appendix II Regulatory and Tax Allocations
EFTA00805932
CONFIDENTIAL
NEOTENY 4, LP
AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT
THIS AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT
https://www.justice.gov/epstein/files/DataSet%209/EFTA00805930.pdf
EFTA00693546Set 9
2015-02-173p924w
rest from a special
vehicle with you if that's still OK.
- Joi
Neoteny 3. LP. do Neoteny 3 Management LLC. do Prague 8 Company. P.C.. MeanWalnut Skeet.
Suite ... Wellesley. MA 02481- Phone: •1.781-237.5555 aid. 202 - Fax: +1.781.237.7779
E4Aail. Ve►e: waw.neMenyoorn
Neoteny 3 fund invitation and documents
Date: February 17, 2015
Dear «First Name»:
Thai ... your interest in my new fund, Neoteny 3. LP (lhe Tune). Please find
enclosed the term sheet, LP agreement and subscription agreement. Please read
each of these documents carefully
https://www.justice.gov/epstein/files/DataSet%209/EFTA00693546.pdf
EFTA00695847Set 9
2015-02-183p674w
From: Joi Ito a>
To: Jeffrey
Subject: Documents for the New Fund - Neoteny 3
Date: Wed, 18 Feb 2015 20:28:15 +0000
Neoteny 3, LP, do Neoteny 3 Management ... Fifteen Walnut Street.
Suite 150, Wellesley, MA 02481- Phone: Fax:
E-Mail: Web: www.neoteny.com
Neoteny 3 fund invitation and documents
Date: February 17, 2015
Dear Jeffrey:
Thank you for your ... interest in my new fund, Neoteny 3, LP (the "Fund"). Please find
enclosed the term sheet, LP agreement and subscription agreement. Please read
each of these documents carefully
https://www.justice.gov/epstein/files/DataSet%209/EFTA00695847.pdf
EFTA02509579Set 11
2015-02-214p1,217w
rest from a special vehicle =ith you if that's still OK.
> - Joi
> Neoteny 3, LP, Neoteny 3 Management, LLC, c/o Prague & Company,
> =.C., Fifteen Walnut Street, Suite 150, Wellesley ... hone:
> +1-781-237-5555 ext. 202 — Fax:
> E-Mail: Web: www.neoteny.com Neoteny 3 fund
> invitation and documents
> Date: February 17, 2015
> Dear «First Name»:
> Thank you for your interest ... fund, Neoteny 3, LP (the =Fund"). Please find enclosed the term sheet, LP
agreement and =ubscription agreement. Please read each of these documents carefully =nd let me know
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02509579.pdf
EFTA01174450Set 9
2015-03-073p572w
From
To: Jeffrey
Subject: Update and closing - Neoteny 3
Date: Sat, 07 Mar 2015 15:01:51 +0000
Neoteny 3, LP, do Neoteny 3 Management, LLC. do Prague & Company ... sent to jeevacation@gmail.com
why did 1get this? unsubscribe from this list update subscription preferences
Neoteny 3, LP • Fifteen Walnut Street, Suite 150 • do Neoteny 3 Management. LLC. do Prague
https://www.justice.gov/epstein/files/DataSet%209/EFTA01174450.pdf
EFTA00806094Set 9
2018-02-068p2,948w
SUMMARY OF TERMS
The following information summarizes certain provisions of the principal agreements of
Neoteny 4, LP and is qualified in its entirety by the principal agreements relating thereto ... Fund Neoteny 4, LP (the "Fund"), a Delaware limited partnership.
Investment Objective The primary purpose of the Fund will be to make venture capital
investments, principally by investing ... Partnership Interests ("LP Interests").
General Partner The general partner of the Fund will be Neoteny 4 GP, LLC (the
"General Partner"), a newly formed Delaware limited liability
company. The General
https://www.justice.gov/epstein/files/DataSet%209/EFTA00806094.pdf
EFTA00875992Set 9
2018-02-251p253w
jeevacation@gmail.com>
Subject: Fwd: N3
Date: Sun, 25 Feb 2018 11:39:18 +0000
Attachments: Neoteny_3,_LP_-_Investment_Summary_-_Q3_2017.pdf; Neoteny_3_LP_-
Investor_Update_20171023.pdf
Forwarded messa e
From ... information provided with respect to Neoteny's investment history is highly confidential and is being provided to you for
informationalpurposes only. By opening the attachments to this email, you will ... information solely for the purpose of deciding whether to proceed with an investment in Neoteny 4, LP
("N4), (ii) you will keep this information in strict confidence and not make
https://www.justice.gov/epstein/files/DataSet%209/EFTA00875992.pdf
EFTA00881699Set 9
2018-02-191p142w
gmail.com>
Subject: Fwd: N3
Date: Mon, 19 Feb 2018 14:46:51 +0000
Attachments: Neoteny_3,_LP_-_Investment_Summary_-_Q3_2017.pdf; Neoteny_3_LP_-
Investor_Update_20171023.pdf
Begin forwarded message:
From: Adam Mullinax ... information provided with respect to Neoteny's investment history is highly confidential and is being provided to you for
informationalpurposes only. By opening the attachments to this email, you will ... information solely for the purpose of deciding whether to proceed with an investment in Neoteny 4, LP
("N4), (ii) you will keep this information in strict confidence and not make
https://www.justice.gov/epstein/files/DataSet%209/EFTA00881699.pdf