EFTA01296884Set 10
2017-06-1661p23,043w
NAME SEARCHED: Neptune, LLC
PWM 81S-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject ... EFTA01296884
OFAC RESULTS
RDC:
Cc, J.Ir.:•. .vIRGIN ISLANDS,
11602687 Not Alerted KYC 1790748
Neptune, LLC U.S.
aa:
11602692 Not Alerted KYC 1790748 'NIIi E:1' EFATE'S,
Neptune ... C20170637909090 Neptune, LLC 62012 15544 NCA customised Closed - No Hit 16/06/2017
C20170637909089 Neptune, LLC 6201215544 NCA customised Closed - No Hit 16/06/2017
BIS RESULTS
Negative Media:
The Santa Fe New Mexican
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01296884.pdf
EFTA01255806Set 9
2013-10-11102p26,618w
NAME SEARCHED: Neptune, LLC
PWM 81S-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject ... CONFIDENTIAL DB-SDNY-0027533
EFTA00I752I I
EFTA01255806
OFAC RESULTS
RDC:
11527459 Not Alerted 6893312 Neptune, LLC Country:United States
PCR:
C20131019175368 Neptune, LLC 6893312 NCA customised Closed - No Hit 11/10/2013 ... ISIS RESULTS
Negative Media:
RETURN
Copyright 2013 Dun & Bradstreet, Inc.
Executive Affiliations
NEPTUNE LLC
4001 KENNETT PIKE
WILMINGTON, DE 19807-2315
USA
LENGTH: 23 words
DUNS NUMBER
https://www.justice.gov/epstein/files/DataSet%209/EFTA01255806.pdf
EFTA01420904Set 10
2018-09-0511p1,336w
Subject: Re: 2018 Periodic Review of Hi h Risked Accounts
, Butterfly Trust and Neptune, LLC
under the SOUTHERN FINANCIAL RELATIONSHIP [I]
111.1111. Oldfield
Date ... Bradley Gillin
Subject: Re: 2018 Periodic Review of High Risked Accounts
, Butterfly Trust and Neptune, LLC
under the SOUTHERN FINANCIAL RELATIONSHIP [I]
Thanks. Will submit this afternoon.
Stewart Oldfield ... Bradley Gillin
Subject: RE: 2018 Periodic Review of High Risked Accounts-
, Butterfly Trust and Neptune, LLC
under the SOUTHERN FINANCIAL RELATIONSHIP [I]
Importance: High
Hi Stewart,
Thanks for the confirmation
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420904.pdf
EFTA01423866Set 10
2019-05-109p827w
Subject: RE: Neptune $1200 and $1000 wire [I]
From: Natalie Barak 1 >
Date: Fri, 10 May 2019 11:56:55 -0400
To: Kathryn .7 Stanfield
Brigid Macias
Cc: Stewart Oldfield ... left for this relationship is the $1200 to
Wells. Any update?
(The items for Neptune as well as the $1000 wire mentioned below have all
been resolved).
{logo}
Natalie Barak ... Friday, May 03, 2019 1:32 PM
To: Natalie Barak ; Brigid Macias
Subject: RE: Neptune $1200 and $1000 wire [I]
EFTA01423866
Classification: For internal use only
Natalie
The wire
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423866.pdf
EFTA01353365Set 10
2013-10-021p240w
PWMUSAMLKYC
CC: Michael Vila Andrea Klingenberg ; Paul Morris
Subject: Fw: ROC ALERT - Neptune, LLC [I]
Attachments: pic20839.gif; pic09303.gif; Neptune, LLC_RDC Alert.pdf
Classification: For internal use only
Hi,
Attached ... Alert associated with Neptune, LLC. This alert pertains to
a boat registered in Tanzania with an alias of "Neptune". The Neptune, LLC we
are dealing with is an LLC based ... DBAPAc
To:
Cc: MMUS AMLKYC/db/dbcom@DBAmericas
Date: 10/02/2013 04:20 PM
subject: RDC ALERT - Neptune, LLC [I]
classification: For internal use only
Hello
Attached is an alert for the party
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353365.pdf
EFTA01420941Set 10
2019-04-169p718w
Subject: Re: Neptune LLC & Butterfly Trust - GCIS #
489505, 487264 & 486426, KYC # 2075620 [I]
From: Stewart Oldfield
Date: Tue, 16 Apr 2019 08:25:45 -0400
To: Vijay-A Sawan ... EFTA01420942
JEGE, LLC
487219
Plan D, LLC
487225
Hyperion Air, LLC
487264
2075620
Neptune, LLC
487265
NES, LLC
489505
2075620
499733
LSJE, LLC
550331
EFTA01420943
Zorro Management, LLC
550868
Prytanee ... Mayur Rathod
Cc: Vijay-A Sawant ; Brac i
Natalie Barak ; Vinita Advani
Subject: Re: Neptune LLC & Butterfly Trust - GCIS #
489505, 48726 2075620 [I]
These accounts (and all accounts under
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420941.pdf
EFTA00807998Set 9
2017-11-093p703w
117th Ct. Miami, FL 33186
License # LPG27808
BILL TO: SHIP TO:
Neptune LLC Neptune LLC
358 El Brillo Way 358 El Brillo Way
Palm Beach FL 33480 Palm Beach ... 117th Ct. Miami, FL 33186
License # LPG27606
BILL TO: SHIP TO:
Neptune LLC Neptune LLC
358 El Brillo Way 358 El Brillo Way
Palm Beach FL 33480 Palm Beach ... 117th Ct. Miami, FL 33186
License # LPG27606
BILL TO: SHIP TO:
Neptune LLC Neptune LLC
358 El Brillo Way 358 El Brillo Way
Palm Beach FL 33480 Palm Beach
https://www.justice.gov/epstein/files/DataSet%209/EFTA00807998.pdf
EFTA00422342Set 9
2011-12-253p629w
Attachments: 8340351-SO-1-000-DE.PDF
Inline-Images: image003.jpg
Give to Rich with the other Neptune Documents.
Darren K. Indyke
Darren K. Indyke, PLLC
301 East 66th Street, 10B
New York, New York ... Darren Indyke <
Subject: Re: Status
my error on this. neptune is 21st.
see attached.
I'm out of pocket rest of afternoon - but will have all docs and name confirmations ... Erika Kellerhals < wrote:
colleagues trust almost done. just got into office to finalize.
neptune org does - still waiting on CT corp they promised last night so hoping that I will
https://www.justice.gov/epstein/files/DataSet%209/EFTA00422342.pdf
EFTA01387951Set 10
2018-08-241p381w
Subject: RE: 2018 Periodic Review of High Risked Accoun Butterfly Trust (GCIS#486426)
and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP (II
Importance: High
Hi Stewart,
Please ... pending confirmations required in KYC Case for Butterfly & Neptune, below —
• Butterfly trust — Kindly confirm if this is a Personal Trust and NOT Corporate Trust? After reviewing the trust
agreement ... account or not. NOTE: we require CDD form ONLY in case of Corporate Trusts.
• Neptune LLC — Please note that Richard Kahn has been added as mans er as er Operating
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01387951.pdf
EFTA01480857Set 10
2003-12-011p170w
Diligence Report
Florida Secretary of State
Corporate Filing
Business Information
Filing Number: L03000050201
Name: NEPTUNE, LLC
Name Type: LEGAL
STANDARD MAILING Address: 1112 NEPTUNE DR
RUSKIN, FL 33570-2768
ORIGINAL ... MAILING Address: 1112 NEPTUNE DRIVE
RUSKIN
FL
33570
27
PRINCIPAL Address: 1112 NEPTUNE DR
RUSKIN, FL 33570-2768
FEIN: 421610539
Business Type: FLORIDA LIMITED LIABILITY
Status: ACTIVE
Place Incorporated: FLORIDA ... DOMESTIC
Registered Agent
Name: PLIS, ALAINE M
Title: REGISTERED AGENT
Registered Agent Address 1112 NEPTUNE DR
RUSKIN, FL 33570-2768
Officers
Name: OSCEOLA, INC.
Title:MEMBER MANAGER
Contact Type:MEMBER/MANAGER/PARTNER
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01480857.pdf
EFTA01425378Set 10
2019-05-099p816w
Subject: Re: Neptune $1200 and $1000 wire
From: Bella Klein a>
Date: Thu, 09 May 2019 10:54:11 -0400
To: Brigid Macias
Cc: Natalie Barak
Richard Kahn
Bradley Gillin ... Brigid Macias
Cc: Natalie Barak Richard Kahn
; Bradley Gillin ; Stewart
Oldfield
Subject: Re: Neptune_$1200 and $1000 wire
Importance: High
Thank you
Thank you,
Bella ... Natalie Barak
Cc: Richard Kahn ; Bradley Gillin
; Stewart
Oldfield
Subject: Re: Neptune_$1200 and $1000 wire
Please confirm that both wires recalled.
Thank you,
Bella
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01425378.pdf
EFTA01426627Set 10
2019-05-089p848w
Subject: Re: Neptune $1200 and $1000 wire
From: Bella Klein a>
Date: Wed, 08 May 2019 11:34:21 -0400
To: Brigid Macias <brigid.macias@db.com>
Cc: Natalie Barak <natalie.barak@db.com>,
Richard Kahn ... brigid.macias@db.com>
Cc: Natalie Barak <natalie.barak@db.com>; Richard Kahn
; Bradley Gillin <bradley.gillin@db.com>; Stewart
Oldfield
Subject: Re: Neptune_$1200 and $1000 wire
Importance: High
Thank you
Thank you,
Bella ... Richard Kahn < >; Bradley Gitlin
<bradley.gillin@db.com>: Brigid Macias <brigid.macias@db.com>; Stewart
Oldfield <a=>
Subject: Re: Neptune 51200 and $1000 wire
Please confirm that both wires recalled.
Thank you,
Bella
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01426627.pdf
Bank
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HARK ASSODATES INC PAPE 1443
NEPTUNE SUWIWIPONOW Al 01 X119-Jul 31 2019
LT LEXINMON AVE Ft • CNN Rot •
NEW Yolk ... 07/18 ACts DEBIT, WPC) UGLITiES PAYMENT 3605764610 313.37
07/72 ACM SETTLEMENT, HEIRK NEPTUNE ACM TRANS -SETTETREASURY 10,670:30
07723 ACH SETTLEMENT. MIRK NEPTUNE ACH TRANS -SETTEIREJSURY 237.54
07/25 ... 07/25 APIDEBIT, HULETT ESVIROAUE HULETTENVI 173889 1978 49.00
0746 ACH SETTLEMENT. HBRX NEPTUNE ACH TRANS -SETTETREASURY 1,221.06
07/20 ELECTRONIC PMT-WEB. COMCAST CABLE SVC 3307876 306.60
07/213 CCD DEBIT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01596065.pdf
EFTA01542458Set 10
2013-02-018p815w
Young
00005531 DPI 802 161 06013 NNNNNNNNNNN P 1 000000000 D1 0000
Gina Magliocco
NEPTUNE LLC
6100 RED HOOK QTRS STE B3
ST THOMAS VI 00802-1348
For assistance after ... Page 1 of 6
00055310301000000023
EFTA01542458
NEPTUNE LLC
Primary Account:
For the Period 2/1/13 to 2/28/13
Deposits & Credits
Date
02/13
Description
Deposit
Checks Paid
Check
Number
269
Date
Paid
02/27 ... EFTA01542459
692.03
3,017.04
1,266.74
66.25
($11,393.15)
Page 2 of 6
EFTA01542460
NEPTUNE LLC
Primary Account:
For the Period 2/1/13 to 2/28/13
Daily Ending Balance
Date
02/04
02/06
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01542458.pdf
EFTA01577487Set 10
2013-11-011p389w
Sender's ID Source S stem
1599000305ES and 11/1/13 11/1/13 10
36,249.81 NEPTUNE LLC 6100 RED HOOK QTRS STE
B3 ST THOMAS VI 00802- 051 OF 13/11/01 BKTRUS33 ... AMERICAS NYC DEUTSCHE BANK TRUST COMPANY
AMERICA NEW YORK NY 0S1 OF 13/11/01 /42953424 NEPTUNE LLC
N 10 ROUT
2294009311FF and 11/7/13 11/7/13 10 983.67 /
42953424 42953424 - NEPTUNE LLC JEFFREY ... AMERICA S 60 WALL
STREET NEW YORK NY 1,107,581,465,012,040 NEPTUNE
LLC 6100 RED HOOK QTRS STE B3 ST THOMAS VI 00802- 0/B DBTCO
AMERIC /TIME/11
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01577487.pdf
EFTA01542400Set 10
2012-05-017p804w
NNNNNNNNNNN P 1 000000000 D1 0000
Gina M Swetra
NEPTUNE LLC
301 E 66TH ST APT 1OF
NEW YORK NY 10065-6216
For assistance after business hours, 7 days ... Amount
90,134.35
(465.20)
(29,346.82)
$60,322.33
Page 1 of 6
00051190301000000023
EFTA01542400
NEPTUNE LLC
Primary Account:
For the Period 5/1/12 to 5/31/12
Checks Paid
Check
Number
254
Date ... Date
05/15
05/16
Amount
78,530.96
74,336.76
Page 2 of 6
EFTA01542402
NEPTUNE LLC
Primary Account:
For the Period 5/1/12 to 5/31/12
Daily Ending Balance CONTINUED
Date
05/17
05/23
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01542400.pdf