EFTA01063352Set 9
2017-12-2915p5,709w
positives at the beginning of June 9
DISH (Sell): no respite in sight 10
Nintendo (Buy): Pokemon, and maybe Fortnite, can add to Switch momentum 10
Facebook (Sell): habits ... expected for Dialog. At the stock
level we have updates on Ubisoft, DISH, Facebook, Nintendo, Zynga, and salesforce.com.
EGAMING: OUTPERFORMANCE AHEAD OF E3
With E3 just a week away ... LOGITECH INTERNATIONAL-REG 22.43% III
10 ACTIVISION BUZZARD INC 11.64%
17) NINTENDO CO LTD 9.25%
ZYNGA INC - CL A 8.00%
19) SONY CORP 1.51%
20 TAKE -TWO INTERACTIVE SOFTWRE
https://www.justice.gov/epstein/files/DataSet%209/EFTA01063352.pdf
EFTA01063340Set 9
2018-06-0212p4,716w
From: Neil Campling ala
Subject: Global TMT Weekly - Amazon, Logitech, Swisscom, Nintendo, Apple, Dialog, Ubisoft,
Dish, ams, Zynga, Facebook, Salesforce.com
Date: Sat, 02 Jun 2018 07:24:22 +0000
Attachments ... expected for Dialog. At the stock level we have updates on
Ubisoft, DISH, Facebook, Nintendo, Zynga, and salesforce.com.
eGaming: outperformance ahead ofE3
With E3 just a week away we will ... DEVELOPMENTS PLC 32.50%
I LOGITECH INTERNATIONAL -REG 22.43%
16)ACTIVISION BLIZZARD INC 11.64%
17) NINTENDO CO LTD 9.25%
Iln ZYNGA INC - CL A 8.00%
19) SONY CORP 1.51%
20) TAKE
https://www.justice.gov/epstein/files/DataSet%209/EFTA01063340.pdf
EFTA01039267Set 9
2018-06-108p1,496w
From: Richard Kahn <I
To: "jeffrey E." leevacation@gmail.com>
Subject: Re: NINTENDO: 600 MILLION REASONS TO BUY ON WEAKNESS
Date: Sun, 10 Jun 2018 09:12:13 +0000
Yes
Richard Kahn ... From: Paul Barrett
Date: Sat, Jun 9, 2018 at 9:40 PM
Subject: FW: NINTENDO: 600 MILLION REASONS TO BUY ON WEAKNESS
To: jeffrey E. leevacation@gmail.com>
And from ML
Paul ... Amanda <
Sent: Monday, June 4, 2018 9:28 AM
To: Paul Barrett
Subject: NINTENDO: 600 MILLION REASONS TO BUY ON WEAKNESS
From Arif Imam on our Japan Sales desk
EFTA01039268
https://www.justice.gov/epstein/files/DataSet%209/EFTA01039267.pdf
EFTA01039437Set 9
2018-06-108p1,763w
From: "Jeffrey E." leevacation@grnail.com>
To: Richard Kahn
Subject: Re: NINTENDO: 600 MILLION REASONS TO BUY ON WEAKNESS
Date: Sun, 10 Jun 2018 13:37:55 +0000
we certinaly dont need ... From: Paul Barrett
Date: Sat, Jun 9, 2018 at 9:40 PM
Subject: FW: NINTENDO: 600 MILLION REASONS TO BUY ON WEAKNESS
To: jeffrey E. lifsacalion@gmaiLcom>
And from ... Amanda <
Sent: Monday, June 4, 2018 9:28 AM
To: Paul Barrett <
Subject: NINTENDO: 600 MILLION REASONS TO BUY ON WEAKNESS
From Ant Imam on our Japan Sales desk
https://www.justice.gov/epstein/files/DataSet%209/EFTA01039437.pdf
EFTA01036987Set 9
2018-06-118p1,807w
From: "Jeffrey E." leevacation@gmail.com>
To: Richard Kahn
Subject: Re: NINTENDO: 600 MILLION REASONS TO BUY ON WEAKNESS
Date: Mon, 11 Jun 2018 16:08:03 +0000
i hope paul ... Paul Barrett <1
Date: Sat, Jun 9, 2018 at 9:40 PM
Subject: FW: NINTENDO: 600 MILLION REASONS TO BUY ON WEAKNESS
To: jeffrey E. <jecvacation@gmail.com>
EFTA01036987
And from ... Amanda < ">
Sent: Monday, June 4, 2018 9:28 AM
To: Paul Barrett •
Subject: NINTENDO: 600 MILLION REASONS TO BUY ON WEAKNESS
From Arif Imam on our Japan Sales desk
G2cid
https://www.justice.gov/epstein/files/DataSet%209/EFTA01036987.pdf
EFTA01289441Set 10
2018-12-31283p110,543w
Total 25,000.000 188,896.28 405,493.07 -216,596.79
NINTENDO LTD ADR 12/19/18 02105118 Covered First In First Out! SELL 10,000.000 333,989.65 517,906.00 -183,916.35
Security Identifier ... 17JOYS CLEI RD 1130 PC 2/1118
12/18118 FOREIGN SECURITY DIVIDEND 1000 MRS NINTENDO LTD ADR RD 09/28 PO 2/13111 1,867 64 USD
RE-COVED
NTDOY
12/27/18 FOREIGN BOND INTEREST ... 201CUSII). F14INAN-4 -2.00 USD
USD999997
12/18/18 FEE ON FOREIGN DIVIDEND 1000 SHRS NINTENDO LTO ADR RD 09/28 PO WV% -224.11 USD
WITHHELD AT THE SOURCE
NTDOY
Total Fees
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01289441.pdf
EFTA01430088Set 10
2018-12-01148p19,587w
Identifier:
Total
GENERAL ELECTRIC CO
Security Identifier:
12/19/18
12/19/18
12/19/18
12/19/18
12/19/18
12/19/18
Total
NINTENDO LTD ADR
Security Identifier:
EFTA01430116
Total Short Term
12/19/18
02/05/18
Covered
First In First ... ELECTRIC CO COM UNSOLICITED ORDER AVERAGE
UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT
NINTENDO LTD ADR UNSOLICITED ORDER
EURO
Quantity
-11,200.000
-25,000.000
-10,000.000
-796,815.200
Price ... Equivalent
0.00
0.00
Total Amount
USD Equivalent
910,116.65
1,560,764.62
10000 SHRS NINTENDO LTD ADR RD 09/28 PD 12/18/18
0.00
Fgn Safekeeping NOV 2018 CUSIP:
Fgn Safekeeping
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01430088.pdf
EFTA02005667Set 10
72p5,923w
PHENOMENON
•••,•
• •••
iff zynga
. FULL
744 ILN
. EXCIN
)
PakerStars NHN
oPiaYlech SONY
GameStop TriQ PartvGANiim; (Nintendo)
Microsoft DeNA.
O UBISOFT.
5173.COM TencentNig
cki4com 7wx1412' f-O.G
PIIVWCT .11091.0
facebook lernios ... Games are coming unbundled from
traditional gaming consoles such as
7N zo Nintendo's Wii and Microsoft's Xbox.
a)
Nevertheless, the market is expected
10 to grow as manufactures ... RETAIL
BUSINESS TRANSITIONING ONLINE
54% of US households own a console or
handheld system
Nintendo's Wii currently dominates the
7th generation market with 46% unit
volume market share, followed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02005667.pdf
EFTA00284673Set 9
2012-08-245p3,084w
8/242012 011/29,2012 Sen 7974 JP NINTENDO CO LTD 10,000 8.853.5000 15.0000 68402.197.50 GFIG GSCO 0.00 1.686.59 582.20 0.00 1.124.39 JPY BasisPort
ANT 8,242012 011/29 ... NINTENDO CO LTD 7.500 9845.8667 15.0000 66.244,484.25 KSBCA GSCO 0.00 1263.85 1.095.34 0.00 168.51 JPY BasisPort
ANT 8,242012 011/29,2012 Sen 7974 JP NINTENDO
https://www.justice.gov/epstein/files/DataSet%209/EFTA00284673.pdf
EFTA01436121Set 10
2018-12-196p909w
SFLLC account:
1) Sell 25,000 GE - sold at 7.59619
2) Sell 10,000 Nintendo (NTDOY) - sold at 33.44
3) Sell 11,200 Ubisoft Entertainment (UBSFF) — sold ... Sell 25,000 GE at the market
EFTA01436122
2) Sell 10,000 Nintendo (NTDOY) at the market
3) Sell 11,200 Ubisoft Entertainment (UBSFF) at the market
thank you
Richard
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01436121.pdf
EFTA00597503Set 9
1990-05-098p3,409w
Sweet ordered Universal City Studios, Inc., to pay $1.6 million to Nintendo Co. Ltd. for alleging that the
Donkey Kong video game had infringed upon Universal's trademark. Sweet ruled ... perfect if it didn't have to be decided."
Universal City Studios, Inc. v. Nintendo Co., Ltd.. 615 F. Supp. 838 ( . 1985), M. 797 F.2d
https://www.justice.gov/epstein/files/DataSet%209/EFTA00597503.pdf
EFTA00284660Set 9
2012-07-176p3,226w
Tour Peel Sue« Cummey Coma. Type
»J 7/17.2012 07,20,2012 Buy 7974 JP NINTENDO CO LTD 20.000 8956.0000 Ismenn 1793866830 imej, GSCO 0.00 3.358.50 2.686.60 0.00 671.70 JPV BasisPonI ... 07/20,2012 Boy 7974 JP NINTENDO CO LTD 24.000 6944,0000 15.0000 214.977.984.0 SIABC GSCO 0.00 4.024.80 1.341.60 0.00 2.683.20 JPV BasisPoni
ANT 7/17/2012 07/20,2012 Short HIK/ HIBBETT SPORTING
https://www.justice.gov/epstein/files/DataSet%209/EFTA00284660.pdf
EFTA01195220Set 9
1990-05-098p3,424w
Sweet ordered Universal City Studios, Inc., to pay $1.6 million to Nintendo Co. Ltd. for alleging that the
Donkey Kong video game had infringed upon Universal's trademark. Sweet ruled ... perfect if it didn't have to be decided."
Universal City Studios, Inc. v. Nintendo Ca, Ltd., 615 F. Supp. 838 (S.D.N.Y. 1985), affd, 797 F.2d
https://www.justice.gov/epstein/files/DataSet%209/EFTA01195220.pdf