Epstein Files Search

EFTA01144269Set 9

2014-07-010p12,898w

Sales ($) Fair Value ($) Investments In Securities, At Fair Value American Depositary Receipt Argentina Consumer Non-cyclical 0.00 % 30 30 Financial 0.00 712 743 0.00 742 773 Brazil Basic Materials ... Utilities 0.00 2,620 2,708 2.12 2.475,503 2,442,848 Denmark Consumer Non-cyclical 0.00 4,768 4,749 England Consumer Non-cyclical ... Communications 0.07 80,143 79.103 Ireland Consumer Cyclical 0.19 168,312 221,865 Consumer Non•cyclical 0.01 7,967 8,282 0.20 176,279 230.147 Israel Communications

https://www.justice.gov/epstein/files/DataSet%209/EFTA01144269.pdf

EFTA01121645Set 9

15p11,955w

9.Aug.13 ADEN 2,400 Adecco Sa-Reg CHF >resumer, Non cyclic 3.07% ($168.156) $151075 64.57 58.60 ($17.081) 12-Aug-13 ADEN 2.500 Adecco Sa-Reg CHF slimmer, Non cyclic ... lan.13 ARIA 9.000 Mad Pharmaceuticals Inc USD 'roomer, Non-cyclic 0.00% ($176.400) $167000 19.60 18.60 (59.000) 14-Feb-12 ARIA 7,535 Mad Pharmaceuticals Inc USD almoner, Non-cyclic ... BIIB 2.095 Biogen Idec Inc USD ansumer, Non-cyclic 0.00% ($250.455) $446,277 11935 213.02 $195.822 31.lul.13 BNP 2,500 Bnp Paribas EUR Financial

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121645.pdf

EFTA01121630Set 9

2013-11-2215p10,820w

Yield (Local) (Local) 24-MA-13 AMA 9,000 Ariad Pharmaceuticals Inc USD msumer, Non-cyclic 0.00% ($176.400) $157.410 19.60 17A9 ($18,990) 14-Feb-12 ARIA 7,535 Ariad ... Pharmaceuticals Inc USD msumer, Non-cyclic 0.00% ($114,600) $131,787 15.21 17.49 $17.187 14-Feb-12 BNB 2,095 'Mogen Idec Inc USD msumer, Non-cyclic ... SGMO 50,000 Sangamo Biosdences Inc U5D msumer. Non-cyclic 0.00% ($420,214) $390,500 8.40 7.81 ($29,714) Equity MTM (52,474,403) 52,545,311 570.902 Structured Notes

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121630.pdf

EFTA01144207Set 9

2013-11-2214p8,791w

ALNY 2,400 Alnylarn Pharmaceuticals Inc winner, Non-cyclic 0.00% ($48.312) $50,040 16.1an-13 20.13 20.85 $1,728 16-lan-13 ITMN 6400 Intermune Inc winner, Non-cyclic ... an.13 9.90 10.02 $785 17-lan-13 AVEC/ 2,400 Aveo Pharmaceuticals Inc simmer. Non-cyclic 0.00% ($18.000) $17,899 17-Jan -13 7.50 7.46 ($101) 17-lan-13 CVRR ... Feb.13 ARIA 9,000 Ariad Pharmaceuticals Inc winner, Non-cyclic 0.00% ($136,878) $174,408 24-Jan-13 1521 19.38 137,530 24-lan-13 BPL 4,000 Buckeye Partners

https://www.justice.gov/epstein/files/DataSet%209/EFTA01144207.pdf

EFTA01121588Set 9

2013-05-3114p10,128w

Yield (Local) (Local) 24 /an-13 ARIA 9,000 Ariad Pharmaceuticals Inc msurner, Non-cyclic 0.00% ($176,400) $165,060 19.60 1834 ($11,340) 14-Feb-12 ARIA 7,535 Ariad ... PINY 4,050 Alnylam Pharmaceuticals Inc USD )nsumer. Non-cyclic 0.00% (543.538) $44.352 IS-Feb.12 10.75 10.95 $814 26.0ct-12 ACC 7,003 Smerican Campus Communitie USD financial ... 28.Mar-12 8NNV 500 Annie'S Inc USD msumer, Non-cyclic 0.00% ($9.500) 15,656 28-Mar-12 19.00 31.31 $6.156 3-Oct -12 ARI 4,503 Apollo Commercial Real

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121588.pdf

EFTA01121574Set 9

2013-04-3014p9,342w

ALNY 2,400 Alnylam Pharmaceuticals Inc USD onsunwr, Non-cyclic 0.00% 1$48.312) 150,040 16./an-13 20.13 20.85 51,728 16-Jan-13 TAN 6,600 Intermune ... or/sumer, Non-cyclic 0.00% 1$65.340) 546,125 16./an-13 9.90 10.02 $785 17-Jan-13 AVEC 2,400 Aveo Pharmaceuticals Inc USD Hawser, Nort.cyclic ... ARIA 9,000 Ariad Pharmaceuticals Inc USD snsunwr, Non-cyclic 0.00% (1134878) $174,408 24-Jan-13 1521 19.38 537,530 24 -Jan-13 BPL 4,000 Buckeye Partners

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121574.pdf

EFTA01119119Set 9

2013-06-3021p6,002w

Small 'Loral/ 24-Wn-13 ARIA 9,000 J.i. dd Pharmaceuticals Inc USD nluMl, Non-cyclic 0.00% .5176400) 117A10 1960 11 49 (518.9S0) 14-Peb-12 AAIA ... Maul) ISM 17.71 (51,740 16.Jan-13 AIM 2,400 Nnylam Pharreceutkals Inc moms, Non-cyclic 0.01% (141312) $50,010 645113 70.17 2015 11.711 16.1an-13 ITMN ... Warms Inc miss, Non-cyclic 000% (365340) 166.121 6101.13 940 10.02 0169 13-Jan-1) AVEC 2.400 Aveo Phannacemicen Inc 9111101•43,14433-cyclk

https://www.justice.gov/epstein/files/DataSet%209/EFTA01119119.pdf

EFTA02698508Set 11

2012-05-022p1,662w

COMPANY GUARNT 404119AH2 100 HCA INC 6.750% 07/15/2013 105.750 1.835% 1.835% 83 8- Consumer. Non-cyclical 1.000 SR UNSECURED 97381WAC8 1.468 WINOSTREAM CORP 8.125% 08/01/2013 ... SUBORDINATED 404119AP4 600 HCA INC 6.375% 01/152015 108.000 3.242% 3 242% 83 8- Consumer. Non-cyclical 1.000 SR UNSECURED 165167007 1.150 CHESAPEAKE ENRGY 9.500% 02/152015 ... COMPANY GUARNT 21036PAD0 396 CONSTELLATION BR 7.250% 09/01/2016 114.700 3.545% 3.545% Bel 88+ Consumer. Non-cyclical 1.000 COMPANY GUARNT 058498AM8 115 BALL CORP 7.125% 09/012016 110.700 4.376% 09/01/2013

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02698508.pdf

EFTA01176581Set 9

2014-11-152p1,640w

COMPANY GUARNT 404119AH2 100 HCA INC 6.750% 07/15/2013 05.750 1.835% 1.835% 83 B. Consumer. Non-cyclical 1.000 SR UNSECURED 97381WAC8 1.468 WINOSTREAM CORP 8.125% 0861/2013 ... SUBORDINATED 404119AP4 600 HCA INC 6.375% 01/15,2015 08.000 3.242% 3.242% 83 B- Consumer. Non-cyclical 1.000 SR UNSECURED 165167CD7 1.150 CHESAPEAKE ENRGY 9.500% 02/15 ... COMPANY GUARNT 21036PAD0 396 CONSTELLATION BR 7.250% 0901/2016 14.700 3.545% 3.545% Bat BB. Consumer. Non-cyclical 1.000 COMPANY GUARNT 058498AM8 115 BALL CORP 7.125% 0901,2016 10.700 4.376% 0961/2013

https://www.justice.gov/epstein/files/DataSet%209/EFTA01176581.pdf

EFTA00295614Set 9

2012-12-3152p16,979w

Communications (10,221,099) (8,027,549) (9.06) Consumer, non-cyclical (2,225,488) (2,064,990) (2.33) Consumer, cyclical (7,132,532) (8,320,206) (9.38) Energy ... Consumer, cyclical 923,405 1,094,140 13.18 Consumer, non•cyclical 708,904 791,372 9.53 Index 127,143 4,540 0.05 Industrial ... Communications (129,017) (130,242) (1.57) Consumer, cyclical (353,100) (374,527) (4.50) Consumer, non•cyclical (50,342) (48,859) (0.59) Financial (75,398) (85,224) (1.03) Index

https://www.justice.gov/epstein/files/DataSet%209/EFTA00295614.pdf

EFTA01434677Set 10

2018-02-2291p10,836w

integration and cyclical recovery. Our bullishness is supported by highly accommodative cyclical and non-cyclical factors, such as high-single-digit growth in U.S. truck tonnage and contract rates, double ... integration and cyclical recovery. Our bullishness is supported by highly accommodative cyclical and non-cyclical factors, such as high-single- digit growth in U.S. truck tonnage and contract rates, double

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01434677.pdf

EFTA01365564Set 10

1p705w

Investment Manager analyzes those industries in terms of whether they are cyclical or non-cyclical, production or distribution, durable or non-durable, integrated or non-integrated, industrial or consumer, domestic

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365564.pdf

EFTA01376305Set 10

1p704w

Investment Manager analyzes those industries in terms of whether they are cyclical or non-cyclical, production or distribution, durable or non-durable, integrated or non-integrated, industrial or consumer, domestic

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376305.pdf

EFTA01387105Set 10

2018-02-221p318w

integration and cyclical recovery. Our bullishness is supported by highly accommodative cyclical and non-cyclical factors, such as high-single-digit growth in U.S. truck tonnage and contract rates, double

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01387105.pdf

EFTA01387103Set 10

2018-02-221p629w

integration and cyclical recovery. Our bullishness is supported by highly accommodative cyclical and non-cyclical factors, Key Citrepre such as high-single-digit growth in U.S. truck tonnage and contract

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01387103.pdf

EFTA01121679Set 9

2013-04-303p1,842w

ENTA 400 Enanta Pharmaceuticals Inc USO msumer. Non -cyclic 0.00% (15,600) 56.324 21-Mar.13 14.00 15.81 5724 22-Mar-13 GPK 3,000 Graphic Packaging Holding Cc USO Industrial ... TUIAI 2.000 Tumi Holdings Inc USO anurner, Non-cyclic 0.00% (542,200) S41.899 29.Mar.13 21.10 20.95 ($301) 3.4pr-13 MCC 3,500 Ares Capital Corp USO Financial

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121679.pdf

EFTA01169776Set 9

8p5,895w

past two weeks, in spite of heavy Global PMI against Cyclicals vs Non cyclicals outflows from EM bond funds. Nonetheless, the risk of a self-reinforcing spell of falling prices

https://www.justice.gov/epstein/files/DataSet%209/EFTA01169776.pdf

EFTA01171763Set 9

8p5,793w

Strategy, Eric Beinstein et at injections to the banking system and short cyclical vs. non-cyclical euro credit on the likelihood of an EU recession. US data continued to improve

https://www.justice.gov/epstein/files/DataSet%209/EFTA01171763.pdf

EFTA01176770Set 9

8p5,876w

economic data justify a neutral stance on high beta exposures such a Cyclicals vs. non-Cyclical sectors and EM vs. DM equities. But within EM, we still likeoverweightitigM.SCI EM AsiaS

https://www.justice.gov/epstein/files/DataSet%209/EFTA01176770.pdf

EFTA01387955Set 10

2019-01-231p457w

tightening cycle for cyclical reasons opens the door wider to arguments for a non-cyclical rate adjustment in 2019. We think the ECB should take some type of policy action

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01387955.pdf