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EFTA01470762Set 10

2014-09-3047p6,786w

adopted according to the standard KYC/- AML process Mandatory KCP documents: a. KCP Non-Advisory Letter b. Institutional Account Certification c. Additional Documents might be required according to client needs

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470762.pdf

EFTA01454066Set 10

2014-02-031p327w

Non-Advisory Letter - Please Insert signers name and complete form. (See attached file: KCP Non-Advisory Letter (Tazia Smith).docx) Finra 2111 Suitability Form (See attached file: Institutional Suitability Certificate.pdf

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01454066.pdf

EFTA01468624Set 10

2014-04-305p807w

hesitate to let me know if you have any questions. KCP Documents KCP Non-Advisory Letter - Please Insert signers name and complete form. (See attached file: KCP Non-Advisory Letter

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01468624.pdf

EFTA01468641Set 10

2014-04-305p862w

hesitate to let me know if you have any questions. KCP Documents KCP Non-Advisory Letter - Please Insert signers name and complete form. (See attached file: KCP Non-Advisory Letter

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01468641.pdf

EFTA01351237Set 10

2013-10-227p609w

Personal II. Key Client Partners - [Caroline] a. KCP Global Value Proposition b. KCP Non-Advisory Letter III. Coverage — Stylistic Clarifications - [Tazia] a. Trading Communication and Position Updates i. Frequency/incremental moves ... ISDA Unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC) EFTA01351242

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351237.pdf

EFTA01351245Set 10

2013-10-229p741w

Personal II. Key Client Partners - [Caroline] a. KCP Global Value Proposition b. KCP Non-Advisory Letter III. Coverage — Stylistic Clarifications - [Tazia] a. Trading Communication and Position Updates i. Frequency/incremental moves ... ISDA Unilateral EFTA01351251 b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351245.pdf

EFTA01350905Set 10

2013-10-228p647w

Client Partners - [Caroline] a. KCP Global Value Proposition EFTA01350909 b. KCP Non-Advisory Letter III. Coverage — Stylistic Clarifications - [Tazia] a. Trading Communication and Position Updates i. Frequency/incremental moves ii. Preferred ... ISDA Unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350905.pdf

EFTA01455451Set 10

legally adopted according to the standard KYC/AML process Mandatory KCP documents: a. KCP Non-Advisory Letter b. Institutional Account Certification c. Additional Documents might be required according to client needs

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455451.pdf

EFTA01344119Set 10

2013-10-221p111w

Personal II. Key Client Partners - [Caroline] a. KCP Global value Proposition b. KCP Non-Advisory Letter III. coverage stylistic Clarifications - [Tazia] CONFIDENTIAL - PURSUANT TO FED. R. CRIM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344119.pdf

EFTA01344499Set 10

ISDA unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344499.pdf

EFTA01344483Set 10

Global Value Proposition b. KCP Non-Advisory Letter III. Coverage stylistic clarifications - [Tazia] a. Trading communication and Position updates i. Frequency/incremental moves ii Preferred medium iii. When unreachable b. Position

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344483.pdf

EFTA01344492Set 10

ISDA unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344492.pdf

EFTA01344121Set 10

Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC) e. Options (all 6 entities - SFLLC, STINC, )eepers, Haze, Personal, Foundation) f. Structured

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344121.pdf

EFTA01344513Set 10

ISDA unilateral b. DB Dodd Frank Protocol (STING and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344513.pdf

EFTA01344525Set 10

ISDA Unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344525.pdf

EFTA01344122Set 10

2013-10-221p201w

Personal II. Key Client Partners - (Caroline) a. KCP Global Value Proposition b. KCP Non-Advisory Letter Coverage —Stylistic Clarifications - [Tazia] a. Trading Communication and Position Updates i. Frequency/incremental moves

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344122.pdf

EFTA01454065Set 10

2014-04-301p241w

Amanda Kirby famanda.kirby@db.coml Subject: Fw: New Capital Markets Flow Client [I) Attachments KCP Non-Advisory Letter (Tazia Smith).docx; Institutional Suitability Certificate.pdf; O._- _Qualified_Institutionalfluyer_Certification_Letter.pdf; ISDA Preliminary Requirements - Collection Sheet.docx

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01454065.pdf

EFTA01344520Set 10

ISDA unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) C. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344520.pdf

EFTA01344477Set 10

ISDA Unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111Institutional Suitability Certificate (for STINC and SFLLC) e. Options

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344477.pdf

EFTA01344475Set 10

ISDA Unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) C. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional suitability certificate (for STINC and SFLLC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344475.pdf

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Corpus: 1990-03-17 – 2025-12-01

September 2014

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Results by Dataset30 total

Set 10

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