EFTA00086802Set 9
2019-08-1049p12,929w
codified in 14 V.1.C. § 133 -138.
110. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced ... violation of 14 V.I.C. § 134.
124. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced
labor ... sexual acts
with Epstein and others.
139. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced
https://www.justice.gov/epstein/files/DataSet%209/EFTA00086802.pdf
EFTA00104216Set 9
2019-08-1049p12,907w
codified in 14 V.I.C. § 133 -138.
110. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced ... violation of 14 V.I.C. § 134.
124. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced
labor ... sexual acts
with Epstein and others.
139. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced
https://www.justice.gov/epstein/files/DataSet%209/EFTA00104216.pdf
EFTA00104291Set 9
2020-01-1549p13,383w
codified in 14 V.1.C. § 133 -138.
110. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced ... violation of 14 V.I.C. § 134.
124. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced
labor ... sexual
acts
with Epstein and others.
139. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced
https://www.justice.gov/epstein/files/DataSet%209/EFTA00104291.pdf
EFTA01466396Set 10
2013-12-11105p20,860w
There is no sign of a reversal in the degradation of margins of
GEM
non-financial companies relative to their DM counterparts; if anything, the
negative drivers are becoming more ... financials are
trading in line with their historic valuation/return relationship.
T. The majority of non-financial sectors within GEM have margins which
have underperformed their DM peers; the overall ... nonfinancial
stocks is now below the level of DM non-financials, based on
an aggregate margin which has now almost converged with DM,
having historically been much higher.
There
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01466396.pdf
EFTA00073205Set 9
2020-09-0155p15,254w
Amended Complaint
Page 25 of 55
124. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced ... violation of 14 V.I.C. § 134.
138. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced
labor ... sexual acts
with Epstein and others.
153. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced
https://www.justice.gov/epstein/files/DataSet%209/EFTA00073205.pdf
EFTA00074744Set 9
2019-08-15118p27,690w
laws codified in 14 § 133 -138.
110. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced ... violation of 14 V.I.C. § 134.
124. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced
labor ... sexual acts with Epstein and
others.
154. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced
https://www.justice.gov/epstein/files/DataSet%209/EFTA00074744.pdf
EFTA00018778Set 8
2020-09-0155p15,251w
Amended Complaint
Page 25 of 55
124. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced ... violation of 14 V.I.C. § 134.
138. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced
labor ... sexual acts
with Epstein and others.
153. Defendants knowingly benefited financially and/or obtained other non-financial
value from participation in the Epstein Enterprise, which has engaged in human trafficking, forced
https://www.justice.gov/epstein/files/DataSet%208/EFTA00018778.pdf
EFTA01111788Set 9
2009-03-1151p3,866w
Imposes a 30% withholding tax on payments to "foreign financial institutions"
("FFIs") and certain "non-financial foreign entities" ("NFFEs").
2. Repeals exception to withholding on foreign-targeted bearer bonds ... obligation to withhold 30% of
withholdable payments to foreign financial
institutions ("FFIs") and certain non-financial foreign
entities ("NFFEs").
EFTA01111794
1.1 Withholdable Payments
Any payment of interest, dividends, rents, salaries ... that no NFFE withholding will be required either.
— Certain holding companies
- Start-up companies
— Non-financial entities that are liquidating or emerging
from reorganization or bankruptcy
— Hedging/financing centers
https://www.justice.gov/epstein/files/DataSet%209/EFTA01111788.pdf
EFTA01418613Set 10
2017-04-107p1,807w
belief, having given due and proper
consideration to its status, would constitute a non-financial counterparty
(as such term is defined in EMIR) and would be subject to the clearing ... belief, having given due and proper
consideration to your status, would constitute a non-financial counterparty
(as defined in EMIR) if you were established in the European Union ... DBAG in reliance on and compliance with one of
the following exemptions: (i) CFTC Non-Financial Entity Exemption (ii) CFTC
Small Bank Exemption (iii) CFTC Captive Finance Company Exemption
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418613.pdf
EFTA01981552Set 10
2014-07-116p2,893w
this approach, the tenor/rating bucket
that has lagged the most is 30yr single A non-Financials. Next cheapest is 30YR BBB non-Financials.
10YR non-Financials have also lagged ... less than 30YR. The short end in non-Financials is very
tight, at or very close to I0YR tights (CMOS, Beinstein et al., Jul 7).
• As discussed in the commodity
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01981552.pdf
EFTA01981558Set 10
2014-07-118p6,835w
sector that has lagged the broader HG market most
is 30yr single A non-Financials.
JP. Morgan Securities plc
• FX — We still expect the USD index to rise ... lagged the most is 30yr single A non-
Financials. Next cheapest is 30YR BBB non-Financials. 10YR non-Financials
have also lagged, but less than 30YR. The short ... non-Financials is very
tight, at or very close to 10YR tights (Ct/OS, Beinstein et al., Jul 7).
• As discussed in the commodity section below, our oil strategists have raised
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01981558.pdf
EFTA01433968Set 10
2018-02-06316p79,179w
senior unsecured, subordinated debt, or equity
of comparable assets.
Further compared to typical non-financial corporates, infrastructure
financings tend to have a meaningful capital expenditure
element. As an example ... infrastructure debt had meaningfully lower default
rates across all rating categories than other non-financial corporate
sectors ] See Exhibit 10 below.
Exhibit 10: Moody's Default Rates and Loss Rates ... Corp Infra and Project Finance Debt Securities
Year 6
Year 7
Year 8
Ba Non-Financial Corporate Issuers
Source: 'Infrastructure Default and Recovery Rates 1983-2016', Moody's, July
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433968.pdf
EFTA01172124Set 9
8p6,006w
tightening, but that seems as far away as ever. Indeed, we G4 and US non-financial corporate financing gap
expect G-4 central banks to buy something of the order ... Abgan. Fed. EU. Bat 8.1
profit margin expansion. As the top chart shows, G4 non-financials corporate
cash flow as % of GDP reached new highs in 2011. More importantly, capex ... nonfinancial corporate sector net debt
rising, gradually closing the gap with cash flows, while non-financial and equity Issuance
corporates equity buying activity remains on an uptrend (bottom chart
https://www.justice.gov/epstein/files/DataSet%209/EFTA01172124.pdf
EFTA00625129Set 9
335p135,307w
dangerous and also directly increases income inequality.
Other models are proposed with financial and non-financial sectors and also two economies
trading with each other. There is a brief discussion ... discuss an isolated
economy with a financial sector in addition to an ordinary non-financial sector. In section 4.10
two macroeconomic models are discussed in parallel as a model ... real things, while w, My, e and a are all financial quantities. Adding the
non-financial things is not appropriate, however all the financial flows must ultimately
https://www.justice.gov/epstein/files/DataSet%209/EFTA00625129.pdf
EFTA01449317Set 10
2013-07-301p543w
collateralized.
Many financial firms will be required to clear derivative transactions using
CCPs. Most non-financial corporations, however, will not. The FTT, therefore,
may discourage non-financial entities from centrally ... corporations will likely not be subject to the same standards.
In the case of non-financial institutions that are not subject to prudential
margin requirements, a number of factors will ... were to tax the exchange of collateral, the FTT would provide
an incentive for non-financial institutions to choose the CVA approach.
Other market efforts at reducing risk
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01449317.pdf