EFTA01418613Set 10
2017-04-107p1,807w
belief, having given due and proper
consideration to its status, would constitute a non-financial counterparty
(as such term is defined in EMIR) and would be subject to the clearing ... belief, having given due and proper
consideration to your status, would constitute a non-financial counterparty
(as defined in EMIR) if you were established in the European Union ... banks, insurers,
investment firms, fund managers, spread betting firms and pension schemes;
and
Non-Financial Counterparties ("NFC" or "NFCs") — any counterparty that is
not classified as a financial counterparty including
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418613.pdf
EFTA01369099Set 10
2012-07-041p536w
EMIR) if it
were established in the European Union
(e) You are a non-financial counterparty (as such term is defined in EMIR)') and
are subject to the clearing obligation ... belief, having given due and proper consideration to its
status, would constitute a non-financial counterparty (as such term is defined
in EMIR) and would be subject to the clearing ... above if you were established in the European Union
(g) You are a non-financial counterparty (as defined in EMIR); and the notional
amounts of your relevant foreign exchange, credit
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01369099.pdf
EFTA01373559Set 10
2017-04-101p521w
EMIR) if it
were established in the European Union
(e) You are a non-financial counterparty (as such term is defined in EMIR)5 and
are subject to the clearing ... belief, having given due and proper consideration to its
status, would constitute a non-financial counterparty (as such term is defined
in EMIR) and would be subject to the clearing ... above if you were established in the European Union
(g) You are a non-financial counterparty (as defined in EMIR); and the notional
amounts of your relevant foreign exchange, credit
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373559.pdf
were established in the
European Union: or
(b) Client, is a Non-Financial Counterparty. it is either: (X) organized or incorporated
inside European Union and is a non-financial counterparty ... belief, having given due and proper consideration to its status, would
constitute a non-financial counterparty (as such term is defined in EMIR) if it were
established in the European
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376699.pdf
derivative transactions.
1.2 NFC Representation. Client 51,1 IS / 0 IS NOT a Non-Financial Counterparty. Client
represents to DB (which representation is deemed repeated as of the time ... belief, having given due and proper
consideration to its status, would constitute a non-financial counterparty (as such term is
defined in EMIR) if it were established in the European
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453190.pdf