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Corpus: 1990-03-17 – 2025-12-01

September 2014

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Results by Dataset87 total

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Set 9

Set 10

results for “"Numis"”

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EFTA02097378Set 10

2014-09-118p2,083w

upgrades JDSU, JPM upgrades JLLIWCC Europe Key Research: • Berenberg downgrades SAN FP, Numis initiates LSE LN (hold), Oddo upgrades SW FP, CS upgrades VOD SJ • Danske upgrades GETIB SS, BofA ... EFTA_R1_00700617 EFTA02097380 • MS upgrades NYR BB, Numis upgrades ADM LN & downgrades DLG LN, Macquarie downgrades VIV FP a. ShoreCap downgrades STHR LN, Nomura initiates WDI GY (buy), Macquarie ... resumes POLY LN (ew) Swedbank initiates COMH SS (reduce), Canaccord downgrades ASHM LN, Numis upgrades HFG LN MS upgrades BPTY LN, N+1 Singer downgrades RST LN, Westhouse downgrades

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02097378.pdf

EFTA02131300Set 10

2013-08-0610p2,632w

Commerzbank downgrades SZG GY • Exane initiates KGX GY (op), GS initiates KGX GY (buy), Numis upgrades IHG LN, Jefferies downgrades SXX LN • JPM downgrades SZG GY, Kepler initiates ... Nordea downgrades TLTIV FH & FIXB SS, Investec downgrades HILS LN, Swedbank upgrades GN DC Numis downgrades WPP LN, RBC upgrades ITRK LN, SocGen downgrades SZG CY, UBS downgrades ... Commerzbank initiates KGX GY (buy), Numis upgrades SMDR LN, Investec downgrades VSVS LN HSBC downgrades VIH GR, NYR BB, ARL GR & upgrades DWNI GR, HAB GR EFTA_R1_00775725 EFTA02131303

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02131300.pdf

EFTA02135512Set 10

2013-07-038p2,038w

ROUMAN (sp), CS upgrades AN & cuts AN & initiates APU Guggenheim initiates CLDX (buy), Numis downgrades DPZ Europe Key Research: Citi add BET LN, BWY LN to key buy list ... resume LSE LN (ow), DB downgrade ADS CY, BofAML upgrade UHR VX, Numis downgrade DOM LN JPM downgrade BMW GY, APPC AB, upgrade PETROCH AB, NOK1V FH, Exane downgrade

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02135512.pdf

EFTA00397049Set 9

2013-01-257p2,119w

TUI1 GY (b), downgrade NORD LI, SocGen downgrade UBSN VX, Goodbody upgrade EZJ LN, Numis downgrades LSE LN •• Natixis reit buy Fl IM & neutral UG FP, Numis upgrade

https://www.justice.gov/epstein/files/DataSet%209/EFTA00397049.pdf

EFTA00329451Set 9

2016-02-047p2,413w

Natixis downgrades FUM1V FH, Fidentis initiates INW IM (buy), DNB upgrades HPOLB SS, Numis initiates DNL LN (buy) • MS downgrades PGS NO, SPM IM, CFF FP, DNB upgrades ENTRA ... downgrades PAG LN •• Kepler upgrades NESTE FH, LBBW upgrades UBSG VX & downgrades ABBN VX, Numis upgrades JMAT LN •• MainFirst upgrades DSV DC, PWTN SW, KNIN VX & downgrades MAERSKB

https://www.justice.gov/epstein/files/DataSet%209/EFTA00329451.pdf

EFTA00401802Set 9

2012-11-136p2,037w

Akros downgrade PC IM, Equinet upgrade GBF GY, Equinet upgrade WIN GY Key Research: Numis upgrade ITV, Equita upgrade SNA IM, Intermonti downgrade CPR IM Key Research: CBK downgrade ... downgrade EOAN GY, Numis downgrade JPR LN Key Research: Barc upgrade GEM IM, MainFirst upgrade SAZ GY, Chev downgrade DIA SM Key Research: DB initiate TLX GY (hold), DB initiate

https://www.justice.gov/epstein/files/DataSet%209/EFTA00401802.pdf

EFTA00390701Set 9

2013-05-088p2,645w

downgrade GFS LN •• SocGen downgrade ARL GY, ENEL IM, Beren downgrade PSM GY, Numis downgrade MARS LN • Equita downgrade A2A IM, Numis downgrade IHG LN, Kepler Chev downgrade

https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf

EFTA00388080Set 9

2013-07-037p2,034w

ROUMAN (sp), CS upgrades AN & cuts AN & initiates APU •• Guggenheim initiates CLDX (buy), Numis downgrades DPZ Europe Key Research: • Citi add BET LN, BWY LN to key buy list ... resume LSE LN (ow), DB downgrade ADS GY, BofAML upgrade UHR VX, Numis downgrade DOM LN •• JPM downgrade BMW GY, APPC AB, upgrade PETROCH AB, NOK1V FH, Exane downgrade

https://www.justice.gov/epstein/files/DataSet%209/EFTA00388080.pdf

EFTA00402020Set 9

2012-11-096p1,838w

Canaccord initiates LCI (buy), Cheuvreux downgrades AGL IM Key Research: Equita downgrades AGL IM, Numis upgrades G4S LN, HSBC upgrades KBC BB, Seymour downgrades RTO LN Key Research: Cheuvreux upgrades ... select list, Nomura upgrades GLE FP, Natixis downgrades PRY IM Key Research: Numis downgrades SPT LN, Barclays downgrades DOCK NO, DB downgrades EEEK GA, BofA upgrades ADM LN Key Research

https://www.justice.gov/epstein/files/DataSet%209/EFTA00402020.pdf

EFTA01307468Set 10

96p56,087w

anent yield and the rdludr9 toem varcactans ha bean included on wth the numi«' %BS frontal Sam« hanged ragweed weh the Stones and &clump actual axone rd yield mete

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01307468.pdf

EFTA02147429Set 10

2013-02-219p2,253w

downgrade OML LN ✓ UBS downgrade GBF GY, upgrade ARCLK TI, Nomura upgrade RSA LN, Numis d/g FLTR LN • Citi downgrade BLT LN, KCO GY, MS downgrade TOM2 NA, Barc downgrade

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147429.pdf

EFTA02122294Set 10

2013-11-139p2,367w

downgrade PSG SM, initiate ETLN LN (ow), KepChev downgrade ARL CY, • Numis upgrade PFL LN, downgrade TATE LN, CBK upgrade JEN GY, downgrade EVT GY • Akros downgrade BP IM, Swed

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122294.pdf

EFTA02129991Set 10

2013-08-3010p2,503w

initiate ANN GY (b), upgrade ARM LN, GIL GY, Exane upgrade AKE FP, • Numis upgrade HAS LN, Bernstein upgrade TIT IM, HSBC initiate SCVB SS (ow) r Oddo downgrade

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02129991.pdf

EFTA02136101Set 10

2013-06-078p1,887w

downgrade NAS NO • Citi downgrade EU Media, upgrade EU Financial Services, European Travel, Numis upgrade SPT LN • UBS remove ISMS LN from M&A list, Barc upgrade BT/A

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02136101.pdf

EFTA02115859Set 10

2014-02-069p2,419w

Nordea downgrade PEABB SS, upgrade MMO1V FH, IFSA SS, Numis downgrade TT/ LN • Lampe downgrade GIB GY, MEO GY, RBC upgrade LMI LN, UBS upgrade SYNN VX • Ensk upgrade ALFA

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02115859.pdf

EFTA02143650Set 10

2013-04-107p1,711w

JEFF initiate MOBS BB (h), DNB upgrade STL NO, Oriel downgrade IAEM LN, Numis u/g SGP LN, d/g RVG LN Reporting Pre-Open: FAST

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143650.pdf

EFTA02105379Set 10

2014-05-159p2,369w

Equita upgrades IP IM, Mediobanca upgrades IP IM, Commerzbank downgrades LEG GY, Numis upgrades KIE LN RBC downgrades CPG LN, FP FP, STL NO and upgrades BP/ LN, SocGen initiates

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02105379.pdf

EFTA02126025Set 10

2013-10-108p1,951w

COUESL/SPR/TGI (holds) EFTA_R1_00764198 EFTA02126027 Europe Key Research: SocGen initiates ISAT LN (sell), Numis upgrades AHT LN, Citi names SWMA SS to least preferred list Kepler downgrades

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02126025.pdf

EFTA02122552Set 10

2013-11-0710p3,010w

Liberum initiate LRD LN (b), upgrade NBPO LN, MAQ downgrade DUE GY Numis initiate FOXT LN (add), upgrade MONY LN, HFD LN, BEZ LN Oddo downgrade HAV FP, Lampe downgrade

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf

EFTA02128729Set 10

2013-09-138p1,870w

Berenberg downgrade G1A GY, JEFF initiate BARC LN (buy), Citi downgrade MRW LN • Numis upgrade HFG LN,CS downgrade PNN LN, AGL IM, initiate O2D GR, Oriel upgrade

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128729.pdf