EFTA01441112Set 10
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tong'';end will be deetnsd to ho owned by Client In tho
event.that OBSI orrters an brder to sell
Securities and Other Property that Client represents Client owns, but which ... cost
Including Interest, commission or fees sustained as a result of .the
forsgoirig. OBSI charges interest on unpaid
balances In cash accounts from the close of business on settlement deto ... time of the
order. Client undarstaindQ thot requests to ciincet/modity an order thet
OBSI accepts ero on a beat affurts basis enly.
10. Aggregation df Orders and Average Pricee, Client
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441112.pdf
EFTA00169332Set 9
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Client owes to 0681, including reasonable attorneys' fees and court costs. Client agrees that OBSI or
Pershing may execute or assign to nob other or any third berry any rights ... html. Client understands that these fees will be chtirged to Account(s) and authorizes OBSI to deduct ;nth fees from
Client's Account(s).
16. No FDIC Insurance, Not Obligations ... DEMI, Deutsche Bank AG. Pershing or any other bank, are not guaranteed by OBSI, Deutsche Bank AG,
Administrator, Baok or any other honk, and are not insured bythe Federal Deposit
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169332.pdf
EFTA00165782Set 9
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rights or oolightions under this Agreement without notice to Client.
2. Cash Account. OBSI will classify non Account as a cash brokerage amount DBSI mum separately approve the
opening ... Securities
and Other Property necessary to make toe reguired delivery. Client Dotes° to compensate OBSI for cry loss or cost,
including interest, commission or fees sustained as a reoult ... intercepts. Except inthe osea
of gross negligence, Client agrees to release and'indemnify OBSI, its affiliates, employees and directors from any
and all liability arising from the execution of transactions
https://www.justice.gov/epstein/files/DataSet%209/EFTA00165782.pdf
EFTA00169615Set 9
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agreement (Account Agreement) between Client and Deutsche Bank Securities Inc. (referred to herein
as "OBSI"). It includes the terms and conditions and is the contract that controls each brokerage account ... whether, and in what manner, to exercise such rights. The failure of OBSI
to exercise any right granted under this Account Agreement shall not be deemed a waiver of such ... GRIM. P. 6(e) gatA 9Z1018
EFTA_00019888
EFTA00169615
5. Purchase of Securities. OBSI requires that cash accounts contain sufficient funds to settle a transaction, but has the
right
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169615.pdf
EFTA01282854Set 10
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DBSI and its Affiliates or Pershing. With respect to the lien
granted to OBSI and its Affiliates, 0651 (or Pershing. at 08S1's instruction).may, at any time and without ... html. Client understands that theca fees will be charged to Account(s) and authorizes OBSI to deduct suon Moe from
Client's Account(s).
16. No FDIC Insurance, Not Obligations ... Agreement. Client
may request a copy of Client's credit report, and upon request, OBSI will identify the name and address of the
consumer reporting agency that furnished
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282854.pdf
EFTA01390396Set 10
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that Client will submit payment on or before
settlement date for each security purchased. OBSI retains the right to cancel or liquidate any order accepted and/or
executed without prior notice ... settlement date. Alternatively, upon
Client's failure to pay for purchased and settled securities, OBSI has the right to sail Securities end Other Property
held in any of Clients AccoontIs ... intercepts. Except in the case
of gross negligence, Client agrees to release and indemnify OBSI, its affiliates, employees and directors from any
and all liability arising from the execution
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390396.pdf
EFTA01378949Set 10
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account or net debit
balance or loss in said account until such time as OBSI distributes the assets in accordance with Clients' instructions.
of DBSI may
22. Non-thsclosure ... upon Client's own advisers, and not
in or for Client's Account(s)
OBSI. Client acknowledges that DBSI shall have no liability therefore.
Client and OBSI or
25. Limitation ... suspension of trading, war, strikes. act or foreign or domestic terrorism or other
control. OBSI shall not be liable for any damages caused by equipment failure, communicat ions line failure
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378949.pdf
EFTA01380092Set 10
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account or net debit
balance or loss in said account until such time as OBSI distributes the assets in accordance with Clients' instructions.
of DBSI may
22. Non-thsclosure ... upon Client's own advisers, and not
in or for Client's Account(s)
OBSI. Client acknowledges that DBSI shall have no liability therefore.
Client and OBSI or
25. Limitation ... suspension of trading, war, strikes. act or foreign or domestic terrorism or other
control. OBSI shall not be liable for any damages caused by equipment failure, communicat ions line failure
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380092.pdf
EFTA00169810Set 9
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held in the Account or any other account held by either Joint
Accountholder with OBSI or its Affiliates or Pershing (whether individually, jointly or otherwise) end shall secure ... /americasten/annualdisdosurestatement.
html. Client understands that theca foes will De charged to Accoonffs) and autnorizes OBSI to deduct soon fees from
Client's Account(s).
16. No FDIC Insurance, Not Obligations ... balances and shares of any Mutual Fund) are not deposits or other obligations of
OBSI, Deutsche Bank AG, Pershing or any other bank, are not guaranteed by DBSI, Deutsche Bank
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169810.pdf
EFTA01390349Set 10
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survivor linsluding other Aocount oweerel shell connouo
to be jointly and severally liable to OBSI for any otdigition of the joint account or net debit balance or loss in said ... neither 0851. nor Pershing, provide
any legal, tax or accounting advice. (b) neither OBSI nor Persning employees ere authorized to give any such advice
and (e) Client will not solicit ... rely upon Client's own
adVisars, and not 1)8S1. Client acknowledges that OBSI shall have no liability therefore.
25. Limitation of Liability. Client agrees that. unless otherwise provided
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390349.pdf
EFTA01355688Set 10
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lien upon all Securities and Other
Property in the possession or control of OBSI, any of its Affiliates or Pershing, in which Client has an interest (held
individually, jointly ... otherwise) and shall secure any
and all Obligations of each Jo'nt Accountholder to OBSI and its Affiliates ar Pershing. With respect to the lien
granted to DBSI ... Affiliates, OBSI (or Pershing. at OBSI's instruction) may, at any time and without prior notice,
sell, transfer, release, exchange, settle or otherwise dispose of or deal with
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355688.pdf
EFTA01390357Set 10
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lien upon all Securities and Other
Property in the possession or control of OBSI, any of its Affiliates or Pershing, in which Client has an interest (held
individually, jointly ... otherwise) and shall secure any
and all Obligations of each Jo'nt Accountholder to OBSI and its Affiliates ar Pershing. With respect to the lien
granted to DBSI ... Affiliates, OBSI (or Pershing. at OBSI's instruction) may, at any time and without prior notice,
sell, transfer, release, exchange, settle or otherwise dispose of or deal with
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390357.pdf
EFTA01392879Set 10
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lien upon all Securities and Other
Property in the possession or control of OBSI, any of its Affiliates or Pershing, in which Client has an interest (held
individually, jointly ... otherwise) and shall secure any
and all Obligations of each Jo'nt Accountholder to OBSI and its Affiliates ar Pershing. With respect to the lien
granted to DBSI ... Affiliates, OBSI (or Pershing. at OBSI's instruction) may, at any time and without prior notice,
sell, transfer, release, exchange, settle or otherwise dispose of or deal with
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392879.pdf
EFTA00169291Set 9
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balances and shares of any Mutual Fund) are not deposits or other obligations of
OBSI, Deutsche Bank AG, Pershing or any other bank, are not guaranteed by DBSI, Deutsche Bank ... Joint Accounts.
a. Unless Clients specify "tenants in common' or 'community property," Clients authorize OBSI to designate a joint
account as "joint tenants with right of survivorship," or as "tenants ... agree that each party to the joint account shall have authority to deal with OBSI as if each were the sole
Account Owner, all without notice to the other Account
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169291.pdf