EFTA01407714Set 10
2018-02-0520p4,372w
Sanctions Program.
Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC
Civil Penalties List
SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed,
02/25/2016
The Securities and Exchange ... Sanctions Program.
Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC
Civil Penalties List
• TAX - Tax Related Offenses / SET - Settlement or Suit, 03/21/2017
Caterpillar Inc. was named ... million for
Clean Air Act violations,
•
http://global.factiva.com/en/du/article.asp?-
NAPC=S&AccessionNo=APRS000020110728e77s00369
•
OFAC Civil Penalties List, OFAC Civil Penalties List, http://-
www.treasury.gov/resourcecenter/sanctions/CivPen/Pages/civpen-index2.aspx
•
Special Media, Special Media, http://www.rdc.com
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01407714.pdf
EFTA01407734Set 10
2018-02-0520p4,365w
Sanctions Program.
Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC
Civil Penalties List
SEC - SEC Violations (Insider Trading, Securities Fraud) / DMS - Dismissed,
02/25/2016
The Securities and Exchange ... Sanctions Program.
Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC
Civil Penalties List
• TAX - Tax Related Offenses / SET - Settlement or Suit, 03/21/2017
Caterpillar Inc. was named ... million for
Clean Air Act violations,
•
http://global.factiva.com/en/du/article.asp?-
NAPC=S&AccessionNo=APRS000020110728e77s00369
•
OFAC Civil Penalties List, OFAC Civil Penalties List, http://-
www.treasury.gov/resourcecenter/sanctions/CivPen/Pages/civpen-index2.aspx
•
Special Media, Special Media, http://www.rdc.com
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01407734.pdf
EFTA01255385Set 9
2018-02-058p4,411w
Sanctions Program.
Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List
• SEC - SEC Violations (Insider Trading. Securities Fraud) / DMS - Dismissed. 02/25/2016
The Securities and Exchange ... Sanctions Program.
Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List
• TAX - Tax Related Offenses / SET - Settlement or Suit, 03/21/2017
Caterpillar Inc. was named ... Clean Air Act violations.
http://globatfactiva.cornren/du/a rticle.asp?NAPC =S&AccessionNo=APRS600020110728e77s00369
• OFAC Civil Penalties List, OFAC Civil Penalties List. http://www.treasury.gov/resource-
center/sanctions/CivPen/Pages/civpen-index2.aspx
• Special Media, Special Media, http://Www.rdc.cony
https://www.justice.gov/epstein/files/DataSet%209/EFTA01255385.pdf
EFTA01297505Set 10
2018-02-058p4,413w
Sanctions Program.
Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List
• SEC - SEC Violations (Insider Trading. Securities Fraud)! DMS - Dismissed, 02/25/2016
The Securities and Exchange ... Sanctions Program.
Actual or Alleged Violation of Export (Goods or Services), 04/04/2003, OFAC Civil Penalties List
• TAX - Tax Related Offenses / SET - Settlement or Suit, 03/21/2017
Caterpillar Inc. was named ... Caterpillar to pay 52.55 million for
Clean Air Act violations.
http://globatfactiva.cornren/du/article.asp?NAPC=S&AccessionNo=APRSG00020110728e77s00369
• OFAC Civil Penalties List, OFAC Civil Penalties List. http:/Avww.treasury.gov/resource-
center/sanctions/CivPen/Pages/civpen-index2.aspx
• Special Media, Special Media, http://Www.rdc.cony
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01297505.pdf
EFTA01364131Set 10
2018-02-051p414w
Caterpillar to pay $2.55 million for
Clean Air Act violations,
http://global.factiva.conVen/du/articleasp?NAPC=S&AccessionNo=APRS000020110728e77s00369
• OFAC Civil Penalties List, OFAC Civil Penalties List, http:/iWww.treasury gov/resource-
centerisanctions/CivPen/Pages/civpen-index2.aspx
Special Media, Special Media
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364131.pdf
EFTA01364123Set 10
2018-02-051p413w
Caterpillar to pay $2.55 million for
Clean Air Act violations,
http://global.factiva.conVen/du/articleasp?NAPC=S&AccessionNo=APRS000020110728e77s00369
• OFAC Civil Penalties List, OFAC Civil Penalties List, http:/iWww.treasury gov/resource-
centerisanctions/CivPen/Pages/civpen-index2.aspx
Special Media, Special Media
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364123.pdf
EFTA01363586Set 10
2018-02-051p411w
Caterpillar to pay $2.55 million for
Clean Air Act violations,
http://global.factiva.conVen/du/articleasp?NAPC=S&AccessionNo=APRS000020110728e77s00369
• OFAC Civil Penalties List, OFAC Civil Penalties List, http:/iWww.treasury gov/resource-
centerisanctions/CivPen/Pages/civpen-index2.aspx
Special Media, Special Media
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363586.pdf
EFTA01364246Set 10
2018-02-051p413w
Caterpillar to pay $2.55 million for
Clean Air Act violations,
http://global.factiva.conVen/du/articleasp?NAPC=S&AccessionNo=APRS000020110728e77s00369
• OFAC Civil Penalties List, OFAC Civil Penalties List, http:/iWww.treasury gov/resource-
centerisanctions/CivPen/Pages/civpen-index2.aspx
Special Media, Special Media
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364246.pdf
EFTA01363591Set 10
2018-02-051p412w
Caterpillar to pay $2.55 million for
Clean Air Act violations,
http://global.factiva.conVen/du/articleasp?NAPC=S&AccessionNo=APRS000020110728e77s00369
• OFAC Civil Penalties List, OFAC Civil Penalties List, http:/iWww.treasury gov/resource-
centerisanctions/CivPen/Pages/civpen-index2.aspx
Special Media, Special Media
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363591.pdf
EFTA01364254Set 10
2018-02-051p414w
Caterpillar to pay $2.55 million for
Clean Air Act violations,
http://global.factiva.conVen/du/articleasp?NAPC=S&AccessionNo=APRS000020110728e77s00369
• OFAC Civil Penalties List, OFAC Civil Penalties List, http:/iWww.treasury gov/resource-
centerisanctions/CivPen/Pages/civpen-index2.aspx
Special Media, Special Media
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364254.pdf