EFTA01289201Set 10
2017-12-01240p98,707w
Mutual Funds 0.00 3.010.341.05 3,020,938.22
7% Exchange-Traded Products 2,972,400.00 6,427,720.00 8,444,920.00
100% Account Total (Pie Chart ... rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
Olirenry Closing Amount in
Currency USD Equivalent per U99 Oarency Nesse ... Total Global Cash Balance 42.37
APANESE YEN 0.0088 112.6300
RANG 0.0808 12.3760
Exchange rates are based on interbank exchange rates as of 12/ 29/ 2017. Exchange
rates can vary.
Money
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01289201.pdf
EFTA01397607Set 10
2018-03-3061p17,672w
this Brochure has not been approved or verified by the
United States
Securities and Exchange Commission ("SEC") or by any state securities
authority. Additional
information about iCapital is also available ... Securities Act or any other
laws, (iii) that will not
register under the Exchange Act, (iv) the Interests of which will be subject
to restrictions on
transfer, (v) which will ... Market Risk. Companies and securities in which a Fund will
for example,
including,
exchange
rate
fluctuations,
industry
invest may be
inflation rates,
competition,
sensitive to general downward swings
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01397607.pdf
EFTA01443593Set 10
2018-03-3061p17,672w
this Brochure has not been approved or verified by the
United States
Securities and Exchange Commission ("SEC") or by any state securities
authority. Additional
information about iCapital is also available ... Securities Act or any other
laws, (iii) that will not
register under the Exchange Act, (iv) the Interests of which will be subject
to restrictions on
transfer, (v) which will ... Market Risk. Companies and securities in which a Fund will
for example,
including,
exchange
rate
fluctuations,
industry
invest may be
inflation rates,
competition,
sensitive to general downward swings
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443593.pdf
EFTA01554645Set 10
2005-02-2834p6,962w
Term
30% Equities
1% Other
Cash S Short Term
Equities
Other
Options
Total
Foreign Exchange
Accrued Income
Total Portfolio Value
Market Value ... Year to date information is calculated on a calendar year basis.
Exchange Rates
Spot Rates as of February 28, 2005
Market value of Options is not included in pie chart ... Currency
GBP
Exchange Rate
1.9257
Unrealized USD
1,091,521.14
1,091,521.14
EFTA01554649
02
JPMorgan Chase Bank, N.A.
2005
Account Number: Q 30171-00-5
FINANCIAL TRUST COMPANY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01554645.pdf
EFTA01465344Set 10
50p12,676w
becomes an
EFTA01465361
employee, member or immediate family
member of any securities exchange (or corporation of which any exchange owns
a majority of the capital stock).
Financial Industry Regulatory Authority ... purchase or sale of assets may be routed
to or executed through any exchange, market
or broker that DBSI selects.
4. Rules and Regulations. All transactions in Account(s) shali ... instruction) may, at any time and without prior notice,
EFTA01465364
sell, transfer, release, exchange, settle or otherwise dispose of or deal
with any or all such Collateral in order
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01465344.pdf
EFTA00165782Set 9
16p12,378w
Client is or becomes an employee, member or immediate family
member of any securities exchange (or corporation of which any exchange owns a majority of the capital stock),
Financial Industry ... purchase or sale of assets may be routed to or executed through any exchange, market
or broker that DBSI selects.
4. Rules and Regulations. All uensactions in Account(s) shall ... instruction) may, at any time and without prior notice.
self, transfer, release, exchange, settle or otherwise dispose of or deal with any or all such Collateral in order to
satisfy
https://www.justice.gov/epstein/files/DataSet%209/EFTA00165782.pdf
EFTA01176904Set 9
8p5,973w
look for relative value in CDS vs. equity. (44-20) 7777-2906
seamus.maegorain@jpmorgan.com
• Foreign exchange —We use a 1.22 EUFt/USD fair value forlune on 50/50
odds of pro vs anti ... May18,2012 3
EFTA01176906
Global Asset Allocation J.P,Morgan
The J.P. Morgan View
Foreign Exchange FX weekly change vs USD
2.0%
• For the second time in six months, Greece ... Corn (3/13u) 6.35 6.35 5.85 5.65 Agriculture .5.3%
3m cash YTD Return'
Foreign Exchange Current Jun-12 Sep-12 Dec-12 Mar-13 Index In USD
EUR/USD
https://www.justice.gov/epstein/files/DataSet%209/EFTA01176904.pdf
EFTA01201053Set 9
15p1,184w
Bitcoin Exchange
The First NYDFS Regulated Bitcoin Exchange
EFTA01201053
Problem
Bitcoin is innovative but exchanges have had problems
• A brief history of Bitcoin
o Bitcoin: open source technology invented ... compliance
• Where we are today
o Pressing need for a stable, regulated Bitcoin exchange
o NYDFS is leading the way with a regulatory framework
o Regulated exchange should have provisions ... auditing of
customer balances, KYC/AML compliance, strong security
EFTA01201054
Solution
A safe, regulated Bitcoin exchange under NYDFS
• Compliance Goals
o Compliance: Provide full audit trails of every dollar
https://www.justice.gov/epstein/files/DataSet%209/EFTA01201053.pdf
EFTA01195796Set 9
2014-03-315p1,260w
cusip G5433BBG8, 144A CoCo) is up for
voluntary tender. Lloyds is offering to exchange up to $5bn of outstanding CoCos that do not currently
count as going-concern capital ... waterfall of that $8.4bn that could be swapped. may not be
exchanged at all or could be pro-rated. New bond will have a 7.5% coupon that floats ... down $22,500k MTM on 3mm face does not include coupons collected)
Exchange ratio will be at 105.75 + accrued ($24k per 1mm as of today), —6.8% yield vs —6.5%
current
https://www.justice.gov/epstein/files/DataSet%209/EFTA01195796.pdf
EFTA01597667Set 10
2018-12-02160p95,738w
sent you the fist statement on which the error or Loon request. inflation
andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa ... imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account
rot be reed upon. If you beige, there ... indudedon
with the number'I. u.85Finendal Services has relied registered with the Securities and Exchange actual item and yield mg* be lower or tether confienotions previously furnished
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597667.pdf
EFTA02280449Set 11
2019-04-249p1,197w
used, refundable, up to 60 days after train departure date. Thereafter, no
refund allowed.
Exchanges: If ticket not used, exchangeable until 60 days after train departure date, Thereafter, no
exchange ... price decreases.
Refunds/Exchanges when applicable, can be performed by the issuing office, and exchanges can
also be done at any Eurostar station.
Regards,
Natalia (Natasha) Molotkova
Centurion Relationship Manager
Hours ... used, refundable, up to 60 days after train departure date. Thereafter, no
refund allowed.
Exchanges: If ticket not used, exchangeable until 60 days after train departure date, Thereafter, no
exchange
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02280449.pdf
EFTA01444786Set 10
2003-08-1814p3,620w
option unless I am
prepared to deliver the underiying security (or a security convertible,
exchangeable, or exercisable
into such underlying security) upon the exercise of the option.
— If I sell ... other characteristics of the underlying security.
— I am aware that the respective option exchanges ("Exchanges") may, in
their discretion and from time to time, restrict transactions in particular
options ... event that a secondary market in
the option ceases to exist or the listing exchange restricts or suspends
trading in the option.
— I am aware that the Exchanges have established
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444786.pdf
EFTA00481253Set 9
2018-09-083p881w
From:
To: Centurion Support
Subject: Re: Ticket Submitted to Exchange record
Date: Sat, 08 Sep 2018 17:22:50 +0000
I have All now!! Thanks so much.
Sent from ... Return flight was changed to Sep.12, same flight/time, and ticket was submitted for exchange with an add collect
of $317.30.00 as authorized and you will get the updated itinerary ... invoice shortly.
The other 2 records were already exchanged and you should have the update itineraries and invoices in your
mailbox.
Please let us know if there is anything else
https://www.justice.gov/epstein/files/DataSet%209/EFTA00481253.pdf